{"url":"https://nivawealth.com/firms/thrivent-investment-management-18387","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/18387","regulatoryAum":20769867010,"crd":"18387","secFileNumber":"801-29618","legalName":"Thrivent Investment Management Inc.","displayName":"Thrivent Investment Management","website":"https://www.thrivent.com","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"600 Portland Avenue South","city":"Minneapolis","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55415"},"tradeNames":[],"registration":{"secApproved":"18 May 1987","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":3901,"advisory":2963,"brokerDealerReps":3901,"insuranceAgents":3098,"promoters":1},"aum":{"discretionary":9475993531,"discretionaryAccounts":26187,"nonDiscretionary":11293873479,"nonDiscretionaryAccounts":28316,"wrapProgram":20769867010,"nonUsClientsPct":0,"nonAumClients":84100},"clientTypes":[{"label":"Individuals (other than HNW)","clients":106954,"regulatoryAum":8894549347},{"label":"High-net-worth individuals","clients":17692,"regulatoryAum":11397947663},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":6304256},{"label":"Corporations and other businesses","clients":819,"regulatoryAum":373815828},{"label":"Other","clients":289,"regulatoryAum":97249916}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Thrivent Investment Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas John Birr","title":"Vice President","crd":"4148092"},{"name":"David Jacob Kloster","title":"President","crd":"2523240"},{"name":"Brandon M Ohara","title":"Chief Compliance Officer","crd":"4798646"},{"name":"Caleb Bousu","title":"Director","crd":"7877353"},{"name":"Nicholas Cecere","title":"Director","crd":"1513551"},{"name":"Tonia Gilchrist","title":"Chief Legal Officer & Secretary","crd":"4777233"},{"name":"Arika Johnson","title":"Director","crd":"5580869"},{"name":"Paul Johnston","title":"Director","crd":"2065882"},{"name":"Andrew Dylan Norgard","title":"Treasurer","crd":"6868385"}],"ownership":[{"label":"Thrivent Financial Holdings, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since August 1986."},{"label":"Thrivent Financial for Lutherans","detail":"Indirect owner: a shareholder of Thrivent Financial Holdings, Inc. in the 75% or more band and a control person, since August 1986.","parent":"Thrivent Financial Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1226,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"505 North Brand BLVD","city":"Glendale"},{"street":"445 Marine View Avenue","city":"Del Mar"},{"street":"49 Discovery","city":"Irvine"}]},{"state":"Colorado","offices":2,"addresses":[{"street":"13710 Struthers Road","city":"Colorado Springs"},{"street":"9250 E Costilla Ave.","city":"Greenwood Village"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"200 Galleria Pkwy Se","city":"Atlanta"}]},{"state":"Idaho","offices":1,"addresses":[{"street":"913 W River ST.","city":"Boise"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"190 S Lasalle ST","city":"Chicago"},{"street":"1411 Opus Place","city":"Downers Grove"}]},{"state":"Indiana","offices":1,"addresses":[{"street":"11711 N. Meridian ST.","city":"Carmel"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"5404 NW 88th Street","city":"Johnston"}]},{"state":"Kansas","offices":1,"addresses":[{"street":"7400 College BLVD","city":"Overland Park"}]},{"state":"Minnesota","offices":3,"addresses":[{"street":"600 Portland Avenue South","city":"Minneapolis","headquarters":true},{"street":"3000 County RD 42 West","city":"Burnsville"},{"street":"701 Xenia Ave. S.","city":"Golden Valley"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"1515 Des Peres RD.","city":"ST. Louis"}]},{"state":"Nevada","offices":1,"addresses":[{"street":"8345 West Sunset RD","city":"Las Vegas"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"3120 Highwoods Boulevard","city":"Raleigh"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1736 Ferguson RD","city":"Allison Park"}]},{"state":"Tennessee","offices":1,"addresses":[{"street":"4900 Centennial BLVD.","city":"Nashville"}]},{"state":"Texas","offices":1,"addresses":[{"street":"900 W Bethany Drive","city":"Allen"}]},{"state":"Washington","offices":2,"addresses":[{"street":"534 E Spokane Falls BLVD","city":"Spokane"},{"street":"11711 Se 8th Street","city":"Bellevue"}]},{"state":"Wisconsin","offices":3,"addresses":[{"street":"2901 E Enterprise Ave","city":"Appleton"},{"street":"20935 Swenson DR.","city":"Waukesha"},{"street":"236 Hamilton RD","city":"Cedarburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-847-4836","stateRegisteredReps":3097,"otherAdviserReps":86,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"18000","assetMix":[{"label":"Exchange-traded equity securities","percent":52},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/18387/PDF/18387.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Thrivent Investment Management have?","answer":"Thrivent Investment Management has 125,754 clients and manages $20.8 billion for them, as of September 2026. They include 106,954 other individuals, 17,692 high-net-worth individuals and 819 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Thrivent Investment Management offer?","answer":"Thrivent Investment Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Thrivent Investment Management have?","answer":"Thrivent Investment Management has 3,097 investment adviser representatives registered with state securities authorities, out of 3,901 employees, and 2,963 perform investment advisory functions. 3,901 are registered representatives of a broker-dealer and 3,098 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Thrivent Investment Management invest in?","answer":"At the end of its last fiscal year, Thrivent Investment Management’s separately managed accounts held 52% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 1% state and local bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Thrivent Investment Management?","answer":"Thrivent Investment Management is owned through a holding company by Thrivent Financial for Lutherans. Its direct owner is Thrivent Financial Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Thrivent Investment Management get paid?","answer":"Thrivent Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}