{"url":"https://nivawealth.com/firms/thrivent-investment-capital-advisors-338378","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338378","regulatoryAum":22781793218,"crd":"338378","secFileNumber":"801-134357","legalName":"Thrivent Investment Capital Advisors, LLC","displayName":"Thrivent Investment Capital Advisors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"901 Marquette Avenue, Suite 2500","city":"Minneapolis","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55402-3211"},"tradeNames":[],"registration":{"secApproved":"30 September 2025","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":66,"advisory":24,"brokerDealerReps":8,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":22781793218,"discretionaryAccounts":47,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":47,"regulatoryAum":22781793218}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Thrivent Investment Capital Advisors has custody of $22.78B for 47 clients.","otherCustodians":[],"leadership":[{"name":"Gregory Anderson","title":"Elected Manager and President","crd":"4327843"},{"name":"Jerome Borden","title":"Chief Compliance Officer","crd":"7658844"},{"name":"Jenna Jenson","title":"Chief Legal Officer and Secretary","crd":"7323680"},{"name":"Michael Kremenak","title":"Elected Manager","crd":"5892015"},{"name":"Andrew Dylan Norgard","title":"Treasurer","crd":"6868385"},{"name":"David Royal","title":"Elected Manager","crd":"5276532"}],"ownership":[{"label":"Thrivent Financial Holdings, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since August 2025."},{"label":"Thrivent Financial for Lutherans","detail":"Indirect owner: a shareholder of Thrivent Financial Holdings, Inc. in the 75% or more band and a control person, since August 1986.","parent":"Thrivent Financial Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"901 Marquette Avenue, Suite 2500","city":"Minneapolis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-847-4836","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":36},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338378/PDF/338378.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Thrivent Investment Capital Advisors have?","answer":"Thrivent Investment Capital Advisors has 47 clients and manages $22.8 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Thrivent Investment Capital Advisors offer?","answer":"Thrivent Investment Capital Advisors provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Thrivent Investment Capital Advisors have?","answer":"Thrivent Investment Capital Advisors has 1 investment adviser representatives registered with state securities authorities, out of 66 employees, and 24 perform investment advisory functions. 8 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Thrivent Investment Capital Advisors?","answer":"Thrivent Investment Capital Advisors is owned through a holding company by Thrivent Financial for Lutherans. Its direct owner is Thrivent Financial Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Thrivent Investment Capital Advisors get paid?","answer":"Thrivent Investment Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}