{"url":"https://nivawealth.com/firms/threadgill-financial-174865","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174865","regulatoryAum":399419091,"crd":"174865","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6451623","suffix":null,"lastName":"THREADGILL","firstName":"ADAM","middleName":"REESE"},{"crd":"5840092","suffix":null,"lastName":"THREADGILL","firstName":"ZACHARY","middleName":"N"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-07","regulatoryAum":255300000,"clients":324,"employees":2,"offices":2},{"filedOn":"2022-01-18","regulatoryAum":298485287,"clients":340,"employees":2,"offices":2},{"filedOn":"2023-01-04","regulatoryAum":283898008,"clients":352,"employees":2,"offices":2},{"filedOn":"2024-01-30","regulatoryAum":325004192,"clients":350,"employees":3,"offices":2},{"filedOn":"2025-02-18","regulatoryAum":376136246,"clients":362,"employees":2,"offices":2},{"filedOn":"2026-07-31","regulatoryAum":399419091,"clients":381,"employees":3,"offices":2}],"secFileNumber":"801-112505","legalName":"Threadgill 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They include 235 individual clients and 146 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Threadgill Financial offer?","answer":"Threadgill Financial provides portfolio management for individuals and small businesses, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Threadgill Financial charge?","answer":"Threadgill Financial charges 0.25%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2AB, filed 31 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Threadgill Financial use?","answer":"Threadgill Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $399M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Threadgill Financial have?","answer":"Threadgill Financial has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Threadgill Financial invest in?","answer":"At the end of its last fiscal year, Threadgill Financial’s separately managed accounts held 64% exchange-traded equities and 35% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Threadgill Financial?","answer":"Threadgill Financial’s direct owner is Zachary Threadgill (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Threadgill Financial get paid?","answer":"Threadgill Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Threadgill Financial?","answer":"Threadgill Financial’s main office is at 2170 Buckthorne Place, Suite 260, The Woodlands, TX 77380. Its phone number is 713-893-5635. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}