{"url":"https://nivawealth.com/firms/thompson-wealth-solutions-338023","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338023","regulatoryAum":172057328,"crd":"338023","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4565928","suffix":null,"lastName":"THOMPSON","firstName":"ANDREW","middleName":"LEWIS HOLLINGSWORTH"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134259","legalName":"Thompson Wealth Solutions, LLC","displayName":"Thompson Wealth Solutions","slug":"thompson-wealth-solutions-338023","website":"https://metawealthadvisory.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Maryland limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1954 Greenspring DR, Suite 310","city":"Timonium","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21093"},"tradeNames":[],"registration":{"secApproved":"29 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2124164.5432098764,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":172057328,"discretionary":172057328,"discretionaryAccounts":333,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":31,"regulatoryAum":16922174},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":155135154}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"marginal","fee_tiers":[{"to":3000000,"pct":0.95,"from":0},{"to":null,"pct":0.65,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047736","versionId":1047736,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-09","documentName":"FORM ADV PART 2A - FIRM BROCHURE","fee_rate_low":0.65,"fee_rate_high":0.95,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Tax Preparation Services","summary":"Tax preparation is billed at an hourly fee of $350, which may be negotiated or waived; fees are due on completion of the services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047736","versionId":1047736,"submittedOn":"2026-06-09","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:08:25.303293+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047736","versionId":1047736,"submittedOn":"2026-06-09"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":166895608}],"custodyNote":"Thompson Wealth Solutions has custody of $161M in client assets for 75 clients.","otherCustodians":[],"leadership":[{"name":"Andrew Thompson","title":"Owner","crd":"4565928"},{"name":"Andrew Thompson","title":"Owner, Founder, CEO & CCO","crd":"4565928"}],"ownership":[{"label":"Andrew Thompson","detail":"Owner, in the 75% or more ownership band and a control person, since July 2025. Also owner, founder, ceo & cco in the 75% or more ownership band and a control person, since July 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"1954 Greenspring DR, Suite 310","city":"Timonium","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-683-9263","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":68},{"label":"Cash and cash equivalents","percent":17}],"privateFunds":0},"sources":{"adv1FilingDate":"9 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338023/PDF/338023.pdf","brochureDate":"9 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047736","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Thompson Wealth Solutions have?","answer":"Thompson Wealth Solutions has 81 clients and manages $172 million for them, as of June 2026. They include 50 high-net-worth individuals and 31 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Thompson Wealth Solutions offer?","answer":"Thompson Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Thompson Wealth Solutions charge?","answer":"Thompson Wealth Solutions charges 0.65%–0.95% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 9 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Thompson Wealth Solutions use?","answer":"Thompson Wealth Solutions’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $167M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Thompson Wealth Solutions have?","answer":"Thompson Wealth Solutions has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Thompson Wealth Solutions invest in?","answer":"At the end of its last fiscal year, Thompson Wealth Solutions’ separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 17% cash and equivalents, 9% exchange-traded equities, 6% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Thompson Wealth Solutions have a minimum investment?","answer":"Yes, Thompson Wealth Solutions’ minimum account size for its Wealth Management Services is $1M.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 9 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Thompson Wealth Solutions?","answer":"Thompson Wealth Solutions’ direct owner is Andrew Thompson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Thompson Wealth Solutions get paid?","answer":"Thompson Wealth Solutions is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Thompson Wealth Solutions?","answer":"Thompson Wealth Solutions’ main office is at 1954 Greenspring DR, Suite 310, Timonium, MD 21093. Its phone number is 410-683-9263. Its website is metawealthadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}