{"url":"https://nivawealth.com/firms/thirtynorth-investments-155355","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155355","regulatoryAum":467782000,"crd":"155355","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7202538","suffix":null,"lastName":"BOMHOFF","firstName":"SARAH","middleName":"ELIZABETH"},{"crd":"3071329","suffix":"JR","lastName":"GOMILA","firstName":"MOYLAN","middleName":"FEILD"},{"crd":"5845327","suffix":null,"lastName":"MESTAYER","firstName":"SUZANNE","middleName":"TRAPPEY"},{"crd":"7930376","suffix":null,"lastName":"Milvid","firstName":"Kenneth","middleName":null},{"crd":"5538539","suffix":null,"lastName":"TRAPPEY","firstName":"NICHOLAS","middleName":"CREED"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":217629000,"clients":136,"employees":5,"offices":2},{"filedOn":"2022-06-30","regulatoryAum":287711000,"clients":136,"employees":4,"offices":2},{"filedOn":"2023-02-28","regulatoryAum":236280000,"clients":155,"employees":6,"offices":2},{"filedOn":"2024-05-09","regulatoryAum":311005000,"clients":161,"employees":6,"offices":1},{"filedOn":"2025-03-10","regulatoryAum":343523000,"clients":155,"employees":5,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":467782000,"clients":238,"employees":6,"offices":1}],"acquisitions":[{"date":"2010-11-05","datePrecision":"day","name":"Wealth 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Poydras Street","city":"New Orleans","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70163"},"tradeNames":[],"registration":{"secApproved":"23 September 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1123191.5887850467,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":467782000,"discretionary":345810000,"discretionaryAccounts":630,"nonDiscretionary":121972000,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":144,"regulatoryAum":35499000},{"label":"High-net-worth individuals","clients":70,"regulatoryAum":204864000},{"label":"Pension and profit-sharing plans","clients":18,"regulatoryAum":218649000},{"label":"Charitable organizations","clients":4,"fewerThan5":true,"regulatoryAum":5945000},{"label":"Corporations and other 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TX","smaAssets":233071088},{"name":"Voya Financial Partners, LLC","shortName":"Voya","location":"Windsor, CT","smaAssets":102267000}],"custodyNote":"ThirtyNorth Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Suzanne Mestayer","title":"Manager/Managing Principal/Chief Compliance Officer","crd":"5845327"},{"name":"Sarah Bomhoff","title":"Member","crd":"7202538"}],"ownership":[{"label":"Advisean Partners, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since September 2010."},{"label":"Tni Holdings, LLC","detail":"Member in the 5% to 10% ownership band, since January 2015."},{"label":"Trappey Investment Holdings, LLC","detail":"Member in the 5% to 10% ownership band and a control person, since March 2026."},{"label":"Sarah Bomhoff","detail":"Member in the 5% to 10% ownership band and a control person, since February 2026. Also a managing member of Latitude Holdings LLC in the 75% or more band and a control person, since January 2023."},{"label":"Suzanne Mestayer","detail":"Indirect owner: a managing member of Advisean Partners, LLC in the 75% or more band and a control person, since July 2008.","parent":"Advisean Partners, LLC"},{"label":"Moylan Gomila","detail":"Indirect owner: a managing member of Tni Holdings, LLC in the 50% to 75% band and a control person, since October 2014.","parent":"Tni Holdings, LLC"},{"label":"Caroline Gomila","detail":"Indirect owner: a member of Tni Holdings, LLC in the 50% to 75% band and a control person, since October 2014.","parent":"Tni Holdings, LLC"},{"label":"Nicholas Trappey","detail":"Indirect owner: a managing member of Trappey Investment Holdings, LLC in the 75% or more band and a control person, since March 2026.","parent":"Trappey Investment Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"1460 Energy Centre, 1100 Poydras Street","city":"New Orleans","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"504-528-3685","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":81},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":2,"detail":"Collective Investment Trusts"}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155355/PDF/155355.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023377","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does ThirtyNorth Investments have?","answer":"ThirtyNorth Investments has 238 clients and manages $468 million for them, as of March 2026. They include 144 individual clients, 70 high-net-worth individuals, and 18 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ThirtyNorth Investments offer?","answer":"ThirtyNorth Investments provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does ThirtyNorth Investments use?","answer":"ThirtyNorth Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $233M and Voya Financial Partners, LLC (Windsor, CT), with $102M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does ThirtyNorth Investments have?","answer":"ThirtyNorth Investments has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ThirtyNorth Investments invest in?","answer":"At the end of its last fiscal year, ThirtyNorth Investments’ separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 4% pooled vehicles (private funds and similar), 4% cash and equivalents, 2% other and 1% state and local bonds. The 2% other category is described as: Collective Investment Trusts.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ThirtyNorth Investments?","answer":"ThirtyNorth Investments is owned through holding companies by Suzanne Mestayer, Moylan and Caroline Gomila, and Nicholas Trappey. Its direct owners are Advisean Partners, LLC (75% or more), Tni Holdings, LLC (5% to 10%), Trappey Investment Holdings, LLC (5% to 10%) and Sarah Bomhoff (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ThirtyNorth Investments get paid?","answer":"ThirtyNorth Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact ThirtyNorth Investments?","answer":"ThirtyNorth Investments’ main office is at 1460 Energy Centre, 1100 Poydras Street, New Orleans, LA 70163. Its phone number is 504-528-3685. Its website is thirtynorth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}