{"url":"https://nivawealth.com/firms/the-vanguard-group-105958","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105958","regulatoryAum":11092665107962,"crd":"105958","secFileNumber":"801-11953","legalName":"The Vanguard Group, Inc.","displayName":"The Vanguard Group","website":null,"linkedinUrl":"https://www.linkedin.com/showcase/vanguard-financial-advisor-services/","founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"100 Vanguard BLVD","city":"Malvern","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19355"},"tradeNames":[],"registration":{"secApproved":"23 August 1976","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1702,"advisory":19,"brokerDealerReps":267,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11092665107962,"discretionaryAccounts":228,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":228,"regulatoryAum":11092665107962}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"The Vanguard Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Salim Ramji","title":"Chief Executive Officer and Director","crd":"4797124"},{"name":"Gregory Davis","title":"Managing Director, President, Director and Chief Investment Officer","crd":"2416369"},{"name":"John Bendl","title":"Managing Director and Chief Financial Officer","crd":"6931980"},{"name":"Jacqueline Angell","title":"Chief Compliance Officer","crd":"5606776"},{"name":"Amma Boateng","title":"Managing Director","crd":"4677078"},{"name":"Joseph Brennan","title":"Managing Director and Chief Risk Officer","crd":"2193881"},{"name":"Tara Bunch","title":"Director","crd":"7470785"},{"name":"Jon Couture","title":"Managing Director","crd":"8020879"},{"name":"David Hunt","title":"Director","crd":"4938400"},{"name":"Kenneth Jacobs","title":"Director","crd":"1005407"},{"name":"Natalie Lamarque","title":"Chief Legal Officer, Managing Director, and Secretary","crd":"6719424"},{"name":"Mark Loughridge","title":"Lead Independent Director and Chairman of the Board","crd":"6048361"},{"name":"Scott Malpass","title":"Director","crd":"2532347"},{"name":"Christopher McIsaac","title":"Managing Director","crd":"2928259"},{"name":"John Murphy","title":"Director","crd":"7942313"},{"name":"Lubos Pastor","title":"Director","crd":"7847932"},{"name":"Rebecca Patterson","title":"Director","crd":"5480298"},{"name":"Sarah Raskin","title":"Director","crd":"6844984"},{"name":"Grant Reid","title":"Director","crd":"7790086"},{"name":"Joanna Rotenberg","title":"Managing Director","crd":"7559067"},{"name":"Nitin Tandon","title":"Managing Director and Chief Information Officer","crd":"7482798"},{"name":"David Thomas","title":"Director","crd":"7423571"},{"name":"Lauren Valente","title":"Managing Director","crd":"6119944"},{"name":"Barbara Venneman","title":"Director","crd":"8058733"},{"name":"Peter Volanakis","title":"Director","crd":"5648569"}],"ownership":[{"label":"Vanguard Index Funds","detail":"Stockholder in the 25% to 50% ownership band and a control person, since August 1976."},{"label":"Vanguard Bond Index Funds","detail":"Stockholder in the 5% to 10% ownership band, since December 1986."},{"label":"Vanguard Star Funds","detail":"Stockholder in the 5% to 10% ownership band, since March 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"100 Vanguard BLVD","city":"Malvern","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-669-1000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105958/PDF/105958.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Vanguard Group have?","answer":"The Vanguard Group has 228 clients and manages $11092.7 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Vanguard Group offer?","answer":"The Vanguard Group provides portfolio management for investment companies, selecting other managers and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does The Vanguard Group have?","answer":"The Vanguard Group has 0 investment adviser representatives registered with state securities authorities, out of 1,702 employees, and 19 perform investment advisory functions. 267 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Vanguard Group?","answer":"The Vanguard Group’s direct owners are Vanguard Index Funds, Vanguard Bond Index Funds and Vanguard Star Funds, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Vanguard Group get paid?","answer":"The Vanguard Group is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}