{"url":"https://nivawealth.com/firms/the-stone-creek-group-182512","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/182512","regulatoryAum":250599719,"crd":"182512","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4403322","suffix":null,"lastName":"ROBB","firstName":"JOHN","middleName":"MORGAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-23","regulatoryAum":148137245,"clients":71,"employees":4,"offices":1},{"filedOn":"2023-07-11","regulatoryAum":128655999,"clients":78,"employees":4,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":155418540,"clients":84,"employees":4,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":181262620,"clients":90,"employees":4,"offices":1},{"filedOn":"2026-09-15","regulatoryAum":250599719,"clients":92,"employees":5,"offices":2}],"secFileNumber":"801-124710","legalName":"The Stone Creek Group, LLC","displayName":"The Stone Creek Group","slug":"the-stone-creek-group-182512","website":"https://stonecreekgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/182512/b0196644918c77bc-r1.webp","tone":"light","width":773,"height":200,"sourceUrl":"https://stonecreekgroup.com/","sourceLabel":"Stone Creek Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/stonecreekgroup/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2390 W. Dartmouth","city":"Englewood","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80110"},"tradeNames":[],"registration":{"secApproved":"22 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1976505.1264367816,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":250599719,"discretionary":167374079,"discretionaryAccounts":155,"nonDiscretionary":83225640,"nonDiscretionaryAccounts":119,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":36,"regulatoryAum":13330118},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":158625828},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":16796879},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":61846894}],"feePrograms":[{"role":"main","program":"Asset management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057939","versionId":1057939,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-15","documentName":"STONE CREEK GROUP PART 2A","fee_rate_low":0.4,"fee_rate_high":1.3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":10000}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:05:09.227465+00:00","documents":[{"name":"STONE CREEK GROUP PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057939","versionId":1057939,"submittedOn":"2026-09-15"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":209101403}],"custodyNote":"The Stone Creek Group has custody of $112M for 98 clients.","otherCustodians":[],"leadership":[{"name":"John Robb","title":"Manager, Chief Compliance Officer","crd":"4403322"}],"ownership":[{"label":"John Robb","detail":"Manager, chief compliance officer in the 75% or more ownership band and a control person, since March 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":2,"addresses":[{"street":"2390 W. Dartmouth","city":"Englewood","headquarters":true},{"street":"600 17th Street","city":"Denver"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-226-7370","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Non-exchange-traded equity securities","percent":13},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":4},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/182512/PDF/182512.pdf","brochureDate":"15 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057939","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Stone Creek Group have?","answer":"The Stone Creek Group has 92 clients and manages $251 million for them, as of September 2026. They include 51 high-net-worth individuals, 36 individual clients and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Stone Creek Group offer?","answer":"The Stone Creek Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Stone Creek Group charge?","answer":"The Stone Creek Group charges 0.40%–1.30% a year for its Asset management. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.","source":"STONE CREEK GROUP PART 2A, filed 15 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does The Stone Creek Group use?","answer":"The Stone Creek Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $209M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Stone Creek Group have?","answer":"The Stone Creek Group has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Stone Creek Group invest in?","answer":"At the end of its last fiscal year, The Stone Creek Group’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 13% non-exchange-traded equities, 6% exchange-traded equities, 2% cash and equivalents and 1% state and local bonds. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Stone Creek Group?","answer":"The Stone Creek Group’s direct owner is John Robb (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Stone Creek Group get paid?","answer":"The Stone Creek Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Stone Creek Group?","answer":"The Stone Creek Group’s main office is at 2390 W. Dartmouth, Englewood, CO 80110. Its phone number is 303-226-7370. Its website is stonecreekgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}