{"url":"https://nivawealth.com/firms/the-stanich-group-282447","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282447","regulatoryAum":209776444,"crd":"282447","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5397545","suffix":null,"lastName":"STANICH","firstName":"SARA","middleName":"BETH"},{"crd":"6974615","suffix":null,"lastName":"Sylvan","firstName":"Lauren","middleName":"Elizabeth"},{"crd":"8053402","suffix":null,"lastName":"Walton","firstName":"Hana","middleName":null},{"crd":"7811953","suffix":null,"lastName":"Young","firstName":"Caroline","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-26","regulatoryAum":62372092,"clients":228,"employees":6,"offices":3},{"filedOn":"2022-03-28","regulatoryAum":96144748,"clients":146,"employees":6,"offices":3},{"filedOn":"2023-04-10","regulatoryAum":88127357,"clients":167,"employees":5,"offices":1},{"filedOn":"2024-03-19","regulatoryAum":131187017,"clients":174,"employees":5,"offices":1},{"filedOn":"2025-03-03","regulatoryAum":166599144,"clients":173,"employees":6,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":209776444,"clients":175,"employees":5,"offices":1}],"secFileNumber":"801-107270","legalName":"The 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They include 111 individual clients and 64 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Stanich Group offer?","answer":"The Stanich Group provides financial planning, portfolio management for individuals and small businesses, educational seminars, divorce planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Stanich Group charge?","answer":"The Stanich Group charges 0.40%–1.00% a year for its Investment Management with Financial Planning. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $7,500 annual minimum.","source":"THE STANICH GROUP, LLC DBA: CULTIVATING WEALTH ADV PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does The Stanich Group use?","answer":"The Stanich Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $205M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Stanich Group have?","answer":"The Stanich Group has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Stanich Group invest in?","answer":"At the end of its last fiscal year, The Stanich Group’s separately managed accounts held 87% exchange-traded equities, 7% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs) and 1% other. The 1% other category is described as: U.S. State and Local Bonds, Pooled Investment Other Than Investment Company Or BDC, Investment Grade Corporate Bonds, Municipal Bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Stanich Group?","answer":"The Stanich Group’s direct owner is Sara Stanich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Stanich Group get paid?","answer":"The Stanich Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Stanich Group?","answer":"Its phone number is 646-693-7451. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}