{"url":"https://nivawealth.com/firms/the-kieckhefer-group-331128","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331128","regulatoryAum":240822533,"crd":"331128","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3158584","suffix":null,"lastName":"KIECKHEFER","firstName":"ROBERT","middleName":"ALLISON"},{"crd":"7400402","suffix":null,"lastName":"Salmela","firstName":"Evan","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-14","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":184624588,"clients":56,"employees":2,"offices":1},{"filedOn":"2026-01-27","regulatoryAum":240822533,"clients":61,"employees":3,"offices":1}],"secFileNumber":"801-130293","legalName":"The Kieckhefer Group LLC","displayName":"The Kieckhefer Group","slug":"the-kieckhefer-group-331128","website":"https://kieckhefergroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2013","organization":"Wisconsin limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1323 W. Towne Square Road","city":"Mequon","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53092-5047"},"tradeNames":[],"registration":{"secApproved":"16 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3947910.37704918,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":240822533,"discretionary":240822533,"discretionaryAccounts":148,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":32,"regulatoryAum":11403432},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":229419101}],"feePrograms":[{"role":"main","program":"Individually Managed Accounts","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004132","versionId":1004132,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-27","documentName":"THE KIECKHEFER GROUP ADV PART 2A","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":50000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:44:25.024357+00:00","documents":[{"name":"THE KIECKHEFER GROUP ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004132","versionId":1004132,"submittedOn":"2026-01-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":240822533}],"custodyNote":"The Kieckhefer Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Reichert","title":"Chief Compliance","crd":"5967692"},{"name":"Robert Kieckhefer","title":"Managing Member","crd":"3158584"},{"name":"Evan Salmela","title":"Investment Adviser Representative","crd":"7400402"}],"ownership":[{"label":"Robert Kieckhefer","detail":"Managing member in the 50% to 75% ownership band and a control person, since July 2013."},{"label":"Evan Salmela","detail":"Investment adviser representative in the 50% to 75% ownership band, since July 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"1323 W. Towne Square Road","city":"Mequon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"414-704-3826","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":78},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"27 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331128/PDF/331128.pdf","brochureDate":"27 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004132","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Kieckhefer Group have?","answer":"The Kieckhefer Group has 61 clients and manages $241 million for them, as of January 2026. They include 32 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Kieckhefer Group offer?","answer":"The Kieckhefer Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Kieckhefer Group charge?","answer":"The Kieckhefer Group charges 1.00%–1.50% a year for its Individually Managed Accounts. The fee is billed in advance, is negotiable and requires an account of at least $50,000.","source":"THE KIECKHEFER GROUP ADV PART 2A, filed 27 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does The Kieckhefer Group use?","answer":"The Kieckhefer Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $241M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Kieckhefer Group have?","answer":"The Kieckhefer Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Kieckhefer Group invest in?","answer":"At the end of its last fiscal year, The Kieckhefer Group’s separately managed accounts held 78% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does The Kieckhefer Group have a minimum investment?","answer":"Yes, The Kieckhefer Group’s minimum account size for its Individually Managed Accounts is $50K.","source":"THE KIECKHEFER GROUP ADV PART 2A, filed 27 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns The Kieckhefer Group?","answer":"The Kieckhefer Group’s direct owners are Robert Kieckhefer (50% to 75%) and Evan Salmela (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Kieckhefer Group get paid?","answer":"The Kieckhefer Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Kieckhefer Group?","answer":"The Kieckhefer Group’s main office is at 1323 W. Towne Square Road, Mequon, WI 53092-5047. Its phone number is 414-704-3826. Its website is kieckhefergroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/the-kieckhefer-group-331128/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2051613/000205161326000004/0002051613-26-000004-index.html","totalValue":245746459,"positionCount":65,"top10Share":0.7241203666743373,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":96287166,"shares":481219,"shareType":"SH","priorValue":83909016,"priorShares":481130},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":17425248,"shares":149355,"shareType":"SH","priorValue":21723311,"priorShares":148505},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":13650766,"shares":31639,"shareType":"SH","priorValue":5245035,"priorShares":31957},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":10370515,"shares":14083,"shareType":"SH","priorValue":8070547,"priorShares":13983},{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":9518598,"shares":28429,"shareType":"SH","priorValue":7198913,"priorShares":28729},{"issuer":"BWX TECHNOLOGIES INC","titleOfClass":"COM","cusip":"05605H100","value":7672714,"shares":39418,"shareType":"SH","priorValue":8060587,"priorShares":39418},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MCAP GR IDXVIP","cusip":"922908538","value":7206401,"shares":23527,"shareType":"SH","priorValue":6054686,"priorShares":23527},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"SMLCP 600 GRTH","cusip":"921932794","value":6202684,"shares":40429,"shareType":"SH","priorValue":5045330,"priorShares":40538},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM NEW","cusip":"46120E602","value":5276418,"shares":13268,"shareType":"SH","priorValue":11000143,"priorShares":23862},{"issuer":"CREDO TECHNOLOGY GROUP HOLDI","titleOfClass":"ORDINARY SHARES","cusip":"G25457105","value":4339506,"shares":15957,"shareType":"SH","priorValue":1474416,"priorShares":15707}],"positionsListed":65,"positions":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":96287166,"shares":481219,"shareType":"SH","priorValue":83909016,"priorShares":481130},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":17425248,"shares":149355,"shareType":"SH","priorValue":21723311,"priorShares":148505},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":13650766,"shares":31639,"shareType":"SH","priorValue":5245035,"priorShares":31957},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":10370515,"shares":14083,"shareType":"SH","priorValue":8070547,"priorShares":13983},{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":9518598,"shares":28429,"shareType":"SH","priorValue":7198913,"priorShares":28729},{"issuer":"BWX TECHNOLOGIES INC","titleOfClass":"COM","cusip":"05605H100","value":7672714,"shares":39418,"shareType":"SH","priorValue":8060587,"priorShares":39418},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MCAP GR IDXVIP","cusip":"922908538","value":7206401,"shares":23527,"shareType":"SH","priorValue":6054686,"priorShares":23527},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"SMLCP 600 GRTH","cusip":"921932794","value":6202684,"shares":40429,"shareType":"SH","priorValue":5045330,"priorShares":40538},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM NEW","cusip":"46120E602","value":5276418,"shares":13268,"shareType":"SH","priorValue":11000143,"priorShares":23862},{"issuer":"CREDO TECHNOLOGY GROUP HOLDI","titleOfClass":"ORDINARY SHARES","cusip":"G25457105","value":4339506,"shares":15957,"shareType":"SH","priorValue":1474416,"priorShares":15707},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":4216170,"shares":59050,"shareType":"SH","priorValue":5677658,"priorShares":59050},{"issuer":"CHENIERE ENERGY INC","titleOfClass":"COM NEW","cusip":"16411R208","value":3993857,"shares":16710,"shareType":"SH","priorValue":5195646,"priorShares":18310},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":3832320,"shares":6000,"shareType":"SH","priorValue":1622940,"priorShares":6000},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":3175031,"shares":10480,"shareType":"SH","priorValue":2106007,"priorShares":8863},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":3001498,"shares":4370,"shareType":"SH","priorValue":2552380,"priorShares":4271},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":2849175,"shares":15017,"shareType":"SH","priorValue":2893500,"priorShares":15000},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":2719908,"shares":19894,"shareType":"SH","priorValue":3363849,"priorShares":19827},{"issuer":"LUMENTUM HLDGS INC","titleOfClass":"COM","cusip":"55024U109","value":2716618,"shares":3166,"shareType":"SH"},{"issuer":"WEC ENERGY GROUP INC","titleOfClass":"COM","cusip":"92939U106","value":2594279,"shares":22217,"shareType":"SH","priorValue":2629947,"priorShares":22717},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":2502515,"shares":2350,"shareType":"SH","priorValue":1664881,"priorShares":2350},{"issuer":"ARCHER DANIELS MIDLAND CO","titleOfClass":"COM","cusip":"039483102","value":2435632,"shares":31880,"shareType":"SH","priorValue":2318811,"priorShares":31900},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":2349956,"shares":9200,"shareType":"SH"},{"issuer":"SOLSTICE ADVANCED MATLS INC","titleOfClass":"COM SHS","cusip":"83443Q103","value":2243086,"shares":25317,"shareType":"SH","priorValue":1933474,"priorShares":25387},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":1760292,"shares":1525,"shareType":"SH"},{"issuer":"DRAGANFLY INC.","titleOfClass":"COM","cusip":"26142Q304","value":1710861,"shares":315657,"shareType":"SH","priorValue":1549876,"priorShares":315657},{"issuer":"SOUNDHOUND AI INC","titleOfClass":"CLASS A COM","cusip":"836100107","value":1643380,"shares":254000,"shareType":"SH","priorValue":1744980,"priorShares":254000},{"issuer":"NOKIA CORP","titleOfClass":"SPONSORED ADR","cusip":"654902204","value":1640611,"shares":123540,"shareType":"SH"},{"issuer":"NRG ENERGY INC","titleOfClass":"COM NEW","cusip":"629377508","value":1566494,"shares":10725,"shareType":"SH","priorValue":1625808,"priorShares":11125},{"issuer":"BORGWARNER INC","titleOfClass":"COM","cusip":"099724106","value":1557080,"shares":23450,"shareType":"SH"},{"issuer":"SOMNIGROUP INTERNATIONAL INC","titleOfClass":"COM","cusip":"88023U101","value":1374509,"shares":17532,"shareType":"SH","priorValue":1295965,"priorShares":17532},{"issuer":"PLUG PWR INC","titleOfClass":"COM NEW","cusip":"72919P202","value":1355000,"shares":500000,"shareType":"SH","priorValue":1130000,"priorShares":500000},{"issuer":"UNUSUAL MACHS INC","titleOfClass":"COM SHS","cusip":"91532F102","value":1338000,"shares":60000,"shareType":"SH","priorValue":744000,"priorShares":60000},{"issuer":"THE TRADE DESK INC","titleOfClass":"COM CL A","cusip":"88339J105","value":1035080,"shares":57250,"shareType":"SH","priorValue":1321693,"priorShares":58250},{"issuer":"SAMSARA INC","titleOfClass":"COM CL A","cusip":"79589L106","value":1002087,"shares":30900,"shareType":"SH","priorValue":979221,"priorShares":30900},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":973608,"shares":12084,"shareType":"SH","priorValue":867571,"priorShares":3021},{"issuer":"FERGUSON ENTERPRISES INC","titleOfClass":"COMMON STOCK NEW","cusip":"31488V107","value":949320,"shares":4000,"shareType":"SH","priorValue":933040,"priorShares":4000},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":933186,"shares":3225,"shareType":"SH","priorValue":784972,"priorShares":3093},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"SMLLCP 600 IDX","cusip":"921932828","value":910123,"shares":6617,"shareType":"SH","priorValue":746068,"priorShares":6497},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":793672,"shares":3330,"shareType":"SH","priorValue":676461,"priorShares":3248},{"issuer":"EMCOR GROUP INC","titleOfClass":"COM","cusip":"29084Q100","value":663904,"shares":800,"shareType":"SH","priorValue":590648,"priorShares":800},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":574734,"shares":2263,"shareType":"SH","priorValue":525546,"priorShares":2150},{"issuer":"LEONARDO DRS INC","titleOfClass":"COM","cusip":"52661A108","value":472186,"shares":11066,"shareType":"SH","priorValue":492658,"priorShares":11066},{"issuer":"UNITED STATES ANTIMONY CORP","titleOfClass":"COM","cusip":"911549103","value":442860,"shares":61000,"shareType":"SH","priorValue":576180,"priorShares":66000},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":427788,"shares":1700,"shareType":"SH","priorValue":369733,"priorShares":1700},{"issuer":"MCKESSON CORP","titleOfClass":"COM","cusip":"58155Q103","value":415580,"shares":550,"shareType":"SH","priorValue":475948,"priorShares":550},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":356748,"shares":2100,"shareType":"SH","priorValue":257838,"priorShares":2100},{"issuer":"NEWSMAX INC","titleOfClass":"COM SHS CLASS B","cusip":"65250K105","value":351900,"shares":42500,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":348119,"shares":945,"shareType":"SH","priorValue":406624,"priorShares":945},{"issuer":"CIENA CORP","titleOfClass":"COM NEW","cusip":"171779309","value":343392,"shares":700,"shareType":"SH","priorValue":271761,"priorShares":700},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"MIDCP 400 IDX","cusip":"921932885","value":339913,"shares":2607,"shareType":"SH","priorValue":283298,"priorShares":2478},{"issuer":"BRIDGER AEROSPACE GRP HLDGS","titleOfClass":"COM","cusip":"96812F102","value":323263,"shares":168366,"shareType":"SH","priorValue":412565,"priorShares":208366},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":314456,"shares":843,"shareType":"SH","priorValue":282070,"priorShares":762},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":309246,"shares":549,"shareType":"SH","priorValue":314099,"priorShares":549},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":308442,"shares":873,"shareType":"SH","priorValue":225357,"priorShares":786},{"issuer":"RED CAT HLDGS INC","titleOfClass":"COM","cusip":"75644T100","value":303525,"shares":28500,"shareType":"SH","priorValue":373065,"priorShares":28500},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":301710,"shares":1000,"shareType":"SH"},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":299858,"shares":250,"shareType":"SH","priorValue":229943,"priorShares":250},{"issuer":"RECURSION PHARMACEUTICALS IN","titleOfClass":"CL A","cusip":"75629V104","value":271580,"shares":74000,"shareType":"SH","priorValue":227180,"priorShares":74000},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":271284,"shares":1850,"shareType":"SH","priorValue":267214,"priorShares":1850},{"issuer":"ISHARES TR","titleOfClass":"ISHARES SEMICDTR","cusip":"464287523","value":255663,"shares":399,"shareType":"SH"},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":235654,"shares":838,"shareType":"SH","priorValue":258388,"priorShares":1066},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":227028,"shares":601,"shareType":"SH"},{"issuer":"DUKE ENERGY CORP NEW","titleOfClass":"COM NEW","cusip":"26441C204","value":221262,"shares":1748,"shareType":"SH","priorValue":228883,"priorShares":1748},{"issuer":"ANGEL STUDIOS INC.","titleOfClass":"CL A COM","cusip":"034948109","value":220200,"shares":60000,"shareType":"SH","priorValue":183000,"priorShares":60000},{"issuer":"OUTDOOR HOLDING CO","titleOfClass":"COM","cusip":"00175J107","value":22800,"shares":10000,"shareType":"SH","priorValue":20100,"priorShares":10000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}