{"url":"https://nivawealth.com/firms/the-invictus-collective-310744","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310744","regulatoryAum":475988240,"crd":"310744","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8268646","suffix":null,"lastName":"Army","firstName":"Travis","middleName":null},{"crd":"7380838","suffix":null,"lastName":"Bower","firstName":"Robert","middleName":"Dean"},{"crd":"2391253","suffix":null,"lastName":"GERRY","firstName":"JOSHUA","middleName":"DAVID"},{"crd":"6949279","suffix":null,"lastName":"HICKEY","firstName":"CONNOR","middleName":"JAMES"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-21","regulatoryAum":0,"clients":0,"employees":5,"offices":1},{"filedOn":"2022-06-23","regulatoryAum":292228044,"clients":39,"employees":5,"offices":1},{"filedOn":"2023-05-03","regulatoryAum":277093014,"clients":24,"employees":5,"offices":4},{"filedOn":"2024-07-10","regulatoryAum":308486242,"clients":17,"employees":4,"offices":4},{"filedOn":"2025-03-17","regulatoryAum":399410173,"clients":17,"employees":2,"offices":4},{"filedOn":"2026-09-15","regulatoryAum":475988240,"clients":16,"employees":7,"offices":5}],"secFileNumber":"801-121217","legalName":"The Invictus Collective, LLC","displayName":"The Invictus Collective","slug":"the-invictus-collective-310744","website":"https://theinvictuscollective.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/310744/8d4385b838e58632-r1.webp","tone":"light","width":683,"height":200,"sourceUrl":"https://theinvictuscollective.com/","sourceLabel":"The Invictus Collective, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/the-invictus-collective/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3 South Prospect Avenue, Suite 201","city":"Park Ridge","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60068"},"tradeNames":["First Principle","Vera Wealth"],"registration":{"secApproved":"12 May 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BROCHURE","fee_rate_low":0.1,"fee_rate_high":2,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Reporting on Unmanaged Assets","summary":"A 2 basis point (0.02%) fee may be charged on assets that are not managed but for which the firm provides reporting services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057945","versionId":1057945,"submittedOn":"2026-09-15","documentName":"THE INVICTUS COLLECTIVE ADV PART 2A DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:55:50.68336+00:00","documents":[{"name":"THE INVICTUS COLLECTIVE ADV PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057945","versionId":1057945,"submittedOn":"2026-09-15"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":290015024},{"name":"Stonex Financial Inc.","shortName":"Stonex Financial","location":"Winter Park, FL","smaAssets":185973216}],"custodyNote":"The Invictus Collective has custody of $2.03M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Colleen McKenna","title":"Chief Compliance Officer","crd":"5635099"},{"name":"Robert Bower","title":"Owner","crd":"7380838"}],"ownership":[{"label":"Robert Bower","detail":"Owner in the 75% or more ownership band and a control person, since August 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":2},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":2,"addresses":[{"street":"3 South Prospect Avenue, Suite 201","city":"Park Ridge","headquarters":true},{"street":"245 W. Roosevelt Road","city":"West Chicago"}]},{"state":"Utah","offices":1,"addresses":[{"street":"2078 Prospector Ave","city":"Park City"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-636-3468","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Investment grade corporate bonds","percent":63},{"label":"Securities issued by registered investment companies or business development companies","percent":30},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":1},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310744/PDF/310744.pdf","brochureDate":"15 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057945","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Invictus Collective have?","answer":"The Invictus Collective has 16 clients and manages $476 million for them, as of September 2026. They include 16 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Invictus Collective offer?","answer":"The Invictus Collective provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Invictus Collective charge?","answer":"The Invictus Collective charges 0.10%–2.00% a year for its Investment Management Fees. The fee is billed in advance.","source":"THE INVICTUS COLLECTIVE ADV PART 2A DISCLOSURE BROCHURE, filed 15 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does The Invictus Collective use?","answer":"The Invictus Collective’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $290M and Stonex Financial Inc. (Winter Park, FL), with $186M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Invictus Collective have?","answer":"The Invictus Collective has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Invictus Collective invest in?","answer":"At the end of its last fiscal year, The Invictus Collective’s separately managed accounts held 63% investment grade corporate bonds, 30% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 1% non-exchange-traded equities and 1% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Invictus Collective?","answer":"The Invictus Collective’s direct owner is Robert Bower (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Invictus Collective get paid?","answer":"The Invictus Collective is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Invictus Collective?","answer":"The Invictus Collective’s main office is at 3 South Prospect Avenue, Suite 201, Park Ridge, IL 60068. Its phone number is 866-636-3468. Its website is theinvictuscollective.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}