{"url":"https://nivawealth.com/firms/the-bendix-financial-group-118999","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/118999","regulatoryAum":196644826,"crd":"118999","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2081745","suffix":null,"lastName":"BENDIX","firstName":"DAVID","middleName":null},{"crd":"3084004","suffix":null,"lastName":"ECCLESTON","firstName":"DANIEL","middleName":null},{"crd":"4739018","suffix":null,"lastName":"EGRE","firstName":"GARRY","middleName":"ANDREW"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":118814104,"clients":178,"employees":5,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":140337332,"clients":194,"employees":4,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":115303429,"clients":204,"employees":4,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":143735154,"clients":216,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":167200453,"clients":212,"employees":4,"offices":1},{"filedOn":"2026-09-08","regulatoryAum":196644826,"clients":211,"employees":4,"offices":1}],"secFileNumber":"801-80004","legalName":"The Bendix Financial Group, Inc.","displayName":"The Bendix Financial Group","slug":"the-bendix-financial-group-118999","website":"https://bendixfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"585 Stewart Ave., Suite 314","city":"Garden City","state":"NY","stateName":"New York","country":"United States","postalCode":"11530"},"tradeNames":[],"registration":{"secApproved":"2 July 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2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:30:29.070952+00:00","documents":[{"name":"ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027653","versionId":1027653,"submittedOn":"2026-03-26"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027656","versionId":1027656,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027655","versionId":1027655,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027654","versionId":1027654,"submittedOn":null}]},"custodians":[],"custodyNote":"The Bendix Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Bendix","title":"President","crd":"2081745"},{"name":"Daniel Eccleston","title":"Chief Compliance Officer","crd":"3084004"}],"ownership":[{"label":"David Bendix","detail":"President in the 75% or more ownership band and a control person, since January 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"585 Stewart Ave., Suite 314","city":"Garden City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"516-228-8300","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":83}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/118999/PDF/118999.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027653","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Bendix Financial Group have?","answer":"The Bendix Financial Group has 211 clients and manages $197 million for them, as of September 2026. They include 132 individual clients and 79 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Bendix Financial Group offer?","answer":"The Bendix Financial Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does The Bendix Financial Group have?","answer":"The Bendix Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Bendix Financial Group invest in?","answer":"At the end of its last fiscal year, The Bendix Financial Group’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Bendix Financial Group?","answer":"The Bendix Financial Group’s direct owner is David Bendix (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Bendix Financial Group get paid?","answer":"The Bendix Financial Group is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Bendix Financial Group?","answer":"The Bendix Financial Group’s main office is at 585 Stewart Ave., Suite 314, Garden City, NY 11530. Its phone number is 516-228-8300. Its website is bendixfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}