{"url":"https://nivawealth.com/firms/the-baldwin-group-wealth-advisors-312284","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312284","regulatoryAum":27276204735,"crd":"312284","secFileNumber":"801-120404","legalName":"The Baldwin Group Wealth Advisors, LLC","displayName":"The Baldwin Group Wealth Advisors","website":null,"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4211 W. Boy Scout BLVD., Suite 800","city":"Tampa","state":"FL","stateName":"Florida","country":"United States","postalCode":"33607"},"tradeNames":["The  Baldwin Group"],"registration":{"secApproved":"26 February 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":50,"advisory":50,"brokerDealerReps":17,"insuranceAgents":29,"promoters":6},"aum":{"discretionary":3101618446,"discretionaryAccounts":1920,"nonDiscretionary":24174586289,"nonDiscretionaryAccounts":731,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":834,"regulatoryAum":217515423},{"label":"High-net-worth individuals","clients":337,"regulatoryAum":436743402},{"label":"Pension and profit-sharing plans","clients":528,"regulatoryAum":7934935850},{"label":"Charitable organizations","clients":1,"regulatoryAum":1412899},{"label":"State or municipal government entities","clients":1,"regulatoryAum":268038155},{"label":"Insurance companies","clients":2,"regulatoryAum":303628990},{"label":"Corporations and other businesses","clients":431,"regulatoryAum":18113930016}],"fees":[],"feeNotes":[],"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":729584215},{"name":"Fidelity Investments","shortName":"Fidelity","location":"Boston, MA","smaAssets":194680546}],"custodyNote":"The Baldwin Group Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Trevor Baldwin","title":"CEO/President","crd":"7331091"},{"name":"Christopher Staub","title":"Practice President_managing Director","crd":"4557066"},{"name":"Bradford Hale","title":"Chief Financial Officer","crd":"7445599"},{"name":"Lisa Estrada","title":"Chief Compliance Officer","crd":"4572064"}],"ownership":[{"label":"The Baldwin Group Financial Services Holdings, LLC","detail":"Owner in the 75% or more ownership band and a control person, since December 2020."},{"label":"The Baldwin Group Financial","detail":"Owner in the 75% or more ownership band and a control person, since December 2020."},{"label":"The Baldwin Group Southeast LLC","detail":"Indirect owner: a owner of The Baldwin Group Financial Services Holdings, LLC in the 75% or more band and a control person, since December 2020.","parent":"The Baldwin Group Financial Services Holdings, LLC"},{"label":"The Baldwin Insurance Group Holdings, LLC","detail":"Indirect owner: a owner of The Baldwin Group Insurance Advisory Solutions Holdings, LLC in the 75% or more band and a control person, since December 2020.","parent":"The Baldwin Group Insurance Advisory Solutions Holdings, LLC"},{"label":"The Baldwin Insurance Group, Inc.","detail":"Indirect owner: a owner of The Baldwin Insurance Group Holdings, LLC in the 25% to 50% band and a control person, since December 2020.","parent":"The Baldwin Insurance Group Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":6,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2211 Michelson DR.","city":"Irvine"}]},{"state":"Florida","offices":2,"addresses":[{"street":"4211 W. Boy Scout BLVD., Suite 800","city":"Tampa","headquarters":true},{"street":"4233 Pablo Court","city":"Jacksonville"}]},{"state":"Maryland","offices":1,"addresses":[{"street":"6720-B Rockledge Drive","city":"Bethesda"}]},{"state":"Texas","offices":1,"addresses":[{"street":"5151 San Felipe Street","city":"Houston"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"20 S. King ST.","city":"Leesburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"813-934-2743","stateRegisteredReps":41,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":99}],"privateFunds":0},"sources":{"adv1FilingDate":"14 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312284/PDF/312284.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Baldwin Group Wealth Advisors have?","answer":"The Baldwin Group Wealth Advisors has 2,134 clients and manages $27.3 billion for them, as of August 2026. They include 834 other individuals, 528 pension and profit-sharing plans and 431 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Baldwin Group Wealth Advisors offer?","answer":"The Baldwin Group Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does The Baldwin Group Wealth Advisors use?","answer":"The Baldwin Group Wealth Advisors’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $729,584,215 and Fidelity Investments (Boston, MA), with $194,680,546. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Baldwin Group Wealth Advisors have?","answer":"The Baldwin Group Wealth Advisors has 41 investment adviser representatives registered with state securities authorities, out of 50 employees, and 50 perform investment advisory functions. 17 are registered representatives of a broker-dealer and 29 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Baldwin Group Wealth Advisors invest in?","answer":"At the end of its last fiscal year, The Baldwin Group Wealth Advisors’ separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% exchange-traded equities. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Baldwin Group Wealth Advisors?","answer":"The Baldwin Group Wealth Advisors is owned through holding companies by the Baldwin Group Southeast LLC and the Baldwin Insurance Group, Inc. Its direct owners are the Baldwin Group Financial Services Holdings, LLC (75% or more), the Baldwin Group Financial (75% or more) and the Baldwin Insurance Group Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Baldwin Group Wealth Advisors get paid?","answer":"The Baldwin Group Wealth Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}