{"url":"https://nivawealth.com/firms/tfo-family-office-partners-159440","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159440","regulatoryAum":5037052171,"crd":"159440","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6459205","suffix":null,"lastName":"AEPELBACHER","firstName":"EMILY","middleName":"ANN"},{"crd":"7184939","suffix":null,"lastName":"BARLOW","firstName":"MEILI","middleName":"CATHLEEN"},{"crd":"5529999","suffix":null,"lastName":"BLOOM","firstName":"DAVID","middleName":"ALLEN"},{"crd":"6225467","suffix":null,"lastName":"BOLICK","firstName":"EMILY","middleName":"ELIZABETH"},{"crd":"7769738","suffix":null,"lastName":"Buri","firstName":"Benjamin","middleName":"Lewis"},{"crd":"2595125","suffix":null,"lastName":"CARROLL","firstName":"CHARLES","middleName":"ROBERT"},{"crd":"7262934","suffix":null,"lastName":"Caupp","firstName":"Clayton","middleName":"Jeffrey"},{"crd":"6915618","suffix":null,"lastName":"COWAN","firstName":"KEVIN","middleName":"DENNIS"},{"crd":"7074683","suffix":null,"lastName":"Cummings","firstName":"William","middleName":"Marshall"},{"crd":"4731912","suffix":null,"lastName":"ERBLICH","firstName":"CHRISTOPHER","middleName":"EDWARD"},{"crd":"5030284","suffix":null,"lastName":"GENZALE","firstName":"BRITTANY","middleName":"LEIGH"},{"crd":"6690686","suffix":null,"lastName":"Grant","firstName":"Zachary","middleName":"Alan"},{"crd":"3254812","suffix":null,"lastName":"HERBERT","firstName":"JILL","middleName":"ANNE"},{"crd":"4590725","suffix":null,"lastName":"HORN","firstName":"SCOTT","middleName":"MICHAEL"},{"crd":"5769897","suffix":null,"lastName":"HUMPHREY","firstName":"CONNOR","middleName":"CHARLES"},{"crd":"6244442","suffix":null,"lastName":"KAWASAKI-MASON","firstName":"MEGAN","middleName":"MIDORI"},{"crd":"4800111","suffix":null,"lastName":"LLUMIQUINGA","firstName":"KIM","middleName":"KYUNG 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Family Office Partners, LLC","displayName":"TFO Family Office Partners","slug":"tfo-family-office-partners-159440","website":"https://tfofamilyoffice.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://www.linkedin.com/company/tfofamilyoffice","founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5060 North 40th Street, Suite 200","city":"Phoenix","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85018"},"tradeNames":[],"registration":{"secApproved":"8 November 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PART 2A","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Fixed fees typically range from $5,000 to $300,000 and hourly fees from $150 to $1,200, depending on the nature and complexity of the client's circumstances.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057988","versionId":1057988,"submittedOn":"2026-09-15","documentName":"TFO FAMILY OFFICE PARTNERS FORM ADV PART 2A"},{"role":"other","program":"Family Office Advisory Consulting","summary":"Family office advisory consulting fees are a percentage of client assets under management, up to a maximum of 1.00%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057988","versionId":1057988,"submittedOn":"2026-09-15","documentName":"TFO FAMILY OFFICE PARTNERS FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T03:40:30.13753+00:00","documents":[{"name":"TFO FAMILY OFFICE PARTNERS FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057988","versionId":1057988,"submittedOn":"2026-09-15"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"West Lake, TX","smaAssets":4897152690}],"custodyNote":"TFO Family Office Partners has custody of $1.68B in client assets for 265 clients.","leadership":[{"name":"Scott Horn","title":"President","crd":"4590725"},{"name":"Brittany Genzale","title":"Chief Operating Officer","crd":"5030284"},{"name":"Patricia Schwarz","title":"Chief Compliance Officer","crd":"3255312"},{"name":"Charles Carroll","title":"Chief Investment Officer","crd":"2595125"},{"name":"Christopher Erblich","title":"Director, Chairman, Partner, CEO, Secretary and Treasurer","crd":"4731912"}],"ownership":[{"label":"Tfo Partners, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since January 2023."},{"label":"Brick Bridge LLC","detail":"Owner in the 5% to 10% ownership band, since October 2025."},{"label":"The Faithful Life LLC","detail":"Owner in the 5% to 10% ownership band, since October 2025."},{"label":"MSJMR 2008 Irrevocable Trust","detail":"Indirect owner: a owner of Tfo Partners, Inc. in the 25% to 50% band and a control person, since January 2023.","parent":"Tfo Partners, Inc."},{"label":"Cleves Delp","detail":"Indirect owner: trustee of MSJMR 2008 Irrevocable Trust and a control person, since December 2009.","parent":"MSJMR 2008 Irrevocable Trust"},{"label":"Game 6 Holdings, LLC","detail":"Indirect owner: a owner of Tfo Partners, Inc. in the 50% to 75% band and a control person, since January 2023.","parent":"Tfo Partners, Inc."},{"label":"Christopher Erblich","detail":"Indirect owner: manager of Game 6 Holdings, LLC and a control person, since January 2023.","parent":"Game 6 Holdings, LLC"},{"label":"Games 6 Trust","detail":"Indirect owner: member of Game 6 Holdings, LLC and a control person, since December 2020.","parent":"Game 6 Holdings, LLC"},{"label":"Tfo Trust Company, LLC","detail":"Indirect owner: trustee of Games 6 Trust and a control person, since January 2023.","parent":"Games 6 Trust"},{"label":"Scott Horn","detail":"Indirect owner: a manager of Brick Bridge LLC in the 75% or more band and a control person, since August 2025.","parent":"Brick Bridge LLC"},{"label":"Damon Miller","detail":"Indirect owner: a manager of The Faithful Life LLC in the 75% or more band and a control person, since August 2025.","parent":"The Faithful Life LLC"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"5060 North 40th Street, Suite 200","city":"Phoenix","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"602-466-2611","stateRegisteredReps":27,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159440/PDF/159440.pdf","brochureDate":"15 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057988","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does TFO Family Office Partners have?","answer":"TFO Family Office Partners has 306 clients and manages $5.04 billion for them, as of September 2026. They include 231 high-net-worth individuals, 61 charitable organizations and 14 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TFO Family Office Partners offer?","answer":"TFO Family Office Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does TFO Family Office Partners charge?","answer":"TFO Family Office Partners charges up to 1.25% for its Investment Management. The brochure does not state whether the rate is annual. The fee is negotiable.","source":"TFO FAMILY OFFICE PARTNERS FORM ADV PART 2A, filed 15 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does TFO Family Office Partners use?","answer":"TFO Family Office Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $4.9B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TFO Family Office Partners have?","answer":"TFO Family Office Partners has 27 investment adviser representatives registered with state securities authorities, out of 88 employees, and 47 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TFO Family Office Partners invest in?","answer":"At the end of its last fiscal year, TFO Family Office Partners’ separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities, 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TFO Family Office Partners?","answer":"TFO Family Office Partners is owned through holding companies by Scott Horn and Damon Miller. Its direct owners are Tfo Partners, Inc. (75% or more), Brick Bridge LLC (5% to 10%) and the Faithful Life LLC (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TFO Family Office Partners get paid?","answer":"TFO Family Office Partners is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is TFO Family Office Partners registered with the SEC?","answer":"Yes, TFO Family Office Partners has been registered with the SEC as an investment adviser since 8 November 2011. Its CRD number is 159440 and its SEC file number is 801-72840.","source":"Form ADV Part 1A, Item 1, filed 15 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact TFO Family Office Partners?","answer":"TFO Family Office Partners’ main office is at 5060 North 40th Street, Suite 200, Phoenix, AZ 85018. Its phone number is 602-466-2611. Its website is tfofamilyoffice.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}