{"url":"https://nivawealth.com/firms/ten-peaks-partners-169364","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169364","regulatoryAum":108601957,"crd":"169364","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4979954","suffix":null,"lastName":"OPENLANDER","firstName":"DENIS","middleName":"HAROLD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135885","legalName":"Ten Peaks Partners L.L.C.","displayName":"Ten Peaks Partners","slug":"ten-peaks-partners-169364","website":"https://tenpeakspartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/169364/2fb36943d4788935-r1.webp","tone":"dark","width":281,"height":200,"sourceUrl":"https://www.tenpeakspartners.com/","sourceLabel":"TEN Peaks Partners L.l.c., website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ten-peaks-partners/","founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7777 Bonhomme Ave, Suite 1800","city":"Clayton","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63105"},"tradeNames":[],"registration":{"secApproved":"17 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108601957,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":108601957,"nonDiscretionaryAccounts":27,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":3,"fewerThan5":true,"regulatoryAum":14766095},{"label":"Pension and profit-sharing plans","clients":24,"regulatoryAum":93835862}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Vanguard Group [malvern, Pa]","shortName":"Vanguard Group [malvern, Pa]","location":"Malvern, PA","smaAssets":76185487},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":14766095}],"custodyNote":"Ten Peaks Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Denis Openlander","title":"President and Chief Compliance Officer","crd":"4979954"}],"ownership":[{"label":"Denis Openlander","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since September 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"7777 Bonhomme Ave, Suite 1800","city":"Clayton","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"111 Congress Avenue","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-762-7145","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"26-50","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"20 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169364/PDF/169364.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ten Peaks Partners have?","answer":"Ten Peaks Partners has 27 clients and manages $109 million for them, as of May 2026. They include 24 pension and profit-sharing plans and 3 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ten Peaks Partners offer?","answer":"Ten Peaks Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ten Peaks Partners use?","answer":"Ten Peaks Partners’ separately managed account assets are held at Vanguard Group [malvern, Pa] (Malvern, PA), with $76.2M and Charles Schwab & Co., Inc. (Westlake, TX), with $14.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ten Peaks Partners have?","answer":"Ten Peaks Partners has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ten Peaks Partners invest in?","answer":"At the end of its last fiscal year, Ten Peaks Partners’ separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ten Peaks Partners?","answer":"Ten Peaks Partners’ direct owner is Denis Openlander (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ten Peaks Partners get paid?","answer":"Ten Peaks Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ten Peaks Partners?","answer":"Ten Peaks Partners’ main office is at 7777 Bonhomme Ave, Suite 1800, Clayton, MO 63105. Its phone number is 888-762-7145. Its website is tenpeakspartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}