{"url":"https://nivawealth.com/firms/templeton-financial-services-128240","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128240","regulatoryAum":441833557,"crd":"128240","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6887834","suffix":"MR","lastName":"Johnson","firstName":"Joshua","middleName":"Brandon"},{"crd":"810305","suffix":"JR","lastName":"TEMPLETON","firstName":"LEONARD","middleName":"EDWARD"},{"crd":"8027351","suffix":null,"lastName":"Zimmerman","firstName":"Jameson","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":417000000,"clients":359,"employees":4,"offices":1},{"filedOn":"2022-07-12","regulatoryAum":448000000,"clients":401,"employees":4,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":333280000,"clients":292,"employees":4,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":344011830,"clients":289,"employees":4,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":384129486,"clients":293,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":441833557,"clients":315,"employees":4,"offices":1}],"secFileNumber":"801-66521","legalName":"Templeton Financial Services Inc.","displayName":"Templeton Financial Services","slug":"templeton-financial-services-128240","website":"https://tfsformunis.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/128240/1e3c9c04a0440d59-r1.webp","tone":"light","width":874,"height":200,"sourceUrl":"https://www.tfsformunis.com/","sourceLabel":"Templeton Financial Services Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/27226633/","founded":"2003","organization":"Arizona corporation","fiscalYearEnd":"December","headquarters":{"street":"1490 S Price Road, Ste 218","city":"Chandler","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85286"},"tradeNames":[],"registration":{"secApproved":"2 May 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1366756.657142857,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":441833557,"discretionary":441833557,"discretionaryAccounts":318,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":315,"regulatoryAum":430528347},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":11305210}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038388","versionId":1038388,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-31","documentName":"TEMPLETON FINANCIAL SERVICES PART 2A BROCHURE","fee_rate_low":0.35,"fee_rate_high":0.35,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:55:37.436924+00:00","documents":[{"name":"TEMPLETON FINANCIAL SERVICES PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038388","versionId":1038388,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Templeton Financial Services does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joshua Johnson","title":"Chief Executive Officer, Chief Compliance Officer","crd":"6887834"}],"ownership":[{"label":"Joshua Johnson","detail":"Chief executive officer, chief compliance officer in the 75% or more ownership band and a control person, since March 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"1490 S Price Road, Ste 218","city":"Chandler","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-883-1073","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. state and local bonds","percent":95},{"label":"Investment grade corporate bonds","percent":3},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128240/PDF/128240.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038388","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Templeton Financial Services have?","answer":"Templeton Financial Services has 315 clients and manages $442 million for them, as of March 2026. They include 315 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Templeton Financial Services offer?","answer":"Templeton Financial Services provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Templeton Financial Services charge?","answer":"Templeton Financial Services charges 0.35% a year for its Investment Advisory Services. The fee is billed in advance or in arrears.","source":"TEMPLETON FINANCIAL SERVICES PART 2A BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Templeton Financial Services have?","answer":"Templeton Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Templeton Financial Services invest in?","answer":"At the end of its last fiscal year, Templeton Financial Services’ separately managed accounts held 95% state and local bonds, 3% investment grade corporate bonds, 1% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Templeton Financial Services?","answer":"Templeton Financial Services’ direct owner is Joshua Johnson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Templeton Financial Services get paid?","answer":"Templeton Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Templeton Financial Services?","answer":"Templeton Financial Services’ main office is at 1490 S Price Road, Ste 218, Chandler, AZ 85286. Its phone number is 480-883-1073. Its website is tfsformunis.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}