{"url":"https://nivawealth.com/firms/tcmi-160389","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160389","regulatoryAum":22506060259,"crd":"160389","secFileNumber":"801-73547","legalName":"Tcmi, Inc.","displayName":"Tcmi","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"250 Middlefield Road","city":"Menlo Park","state":"CA","stateName":"California","country":"United States","postalCode":"94025"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":79,"advisory":44,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":22506060259,"discretionaryAccounts":34,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":34,"regulatoryAum":22506060259}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Tcmi has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Erez Elisha","title":"Chief Financial Officer","crd":"4913758"},{"name":"Sarah Ball","title":"Chief Compliance Officer","crd":"6565804"},{"name":"John Doran","title":"Director of Tcmi, Inc.","crd":"4844616"},{"name":"Frederic Fenton","title":"Chief Legal Officer","crd":"6022869"},{"name":"Jay Hoag","title":"Stockholder and Director of Tcmi, Inc.","crd":"5510918"}],"ownership":[{"label":"Jay Hoag","detail":"Stockholder and director of tcmi, inc. in the 75% or more ownership band and a control person, since June 1995."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"250 Middlefield Road","city":"Menlo Park","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"1045 6th Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-614-8200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":34},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160389/PDF/160389.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tcmi have?","answer":"Tcmi has 34 clients and manages $22.5 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tcmi offer?","answer":"Tcmi provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Tcmi have?","answer":"Tcmi has 0 investment adviser representatives registered with state securities authorities, out of 79 employees, and 44 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tcmi?","answer":"Tcmi’s direct owner is Jay Hoag (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tcmi get paid?","answer":"Tcmi is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}