{"url":"https://nivawealth.com/firms/tcm-advisors-147445","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147445","regulatoryAum":142887213,"crd":"147445","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4133029","suffix":null,"lastName":"TAYLOR","firstName":"TIMOTHY","middleName":"JOHANN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-23","regulatoryAum":126247764,"clients":177,"employees":1,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":112321921,"clients":150,"employees":1,"offices":2},{"filedOn":"2024-03-26","regulatoryAum":119463722,"clients":210,"employees":1,"offices":2},{"filedOn":"2025-04-11","regulatoryAum":136652410,"clients":227,"employees":1,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":142887213,"clients":212,"employees":1,"offices":2}],"secFileNumber":"801-124720","legalName":"TCM Advisors, LLC","displayName":"TCM Advisors","slug":"tcm-advisors-147445","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"West Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"22 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":651780.9613526571,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":142887213,"discretionary":142887213,"discretionaryAccounts":214,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":428661639,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":176,"regulatoryAum":54222733},{"label":"High-net-worth individuals","clients":31,"regulatoryAum":80695926},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":6686537},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1065629},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":216388}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:46:30.120252+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036162","versionId":1036162,"submittedOn":"2026-03-31"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036163","versionId":1036163,"submittedOn":null}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":142887213}],"custodyNote":"TCM Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Timothy Taylor","title":"Managing Member and Chief Compliance Officer","crd":"4133029"}],"ownership":[{"label":"Timothy Taylor","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since August 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"West Virginia","offices":1,"addresses":[{"street":"484 Williamsport Pike","city":"Martinsburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"304-260-0078","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"Securities issued by registered investment companies or business development companies","percent":55},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147445/PDF/147445.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036162","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does TCM Advisors have?","answer":"TCM Advisors has 212 clients and manages $143 million for them, as of March 2026. They include 176 individual clients, 31 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TCM Advisors offer?","answer":"TCM Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does TCM Advisors use?","answer":"TCM Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $143M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TCM Advisors have?","answer":"TCM Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TCM Advisors invest in?","answer":"At the end of its last fiscal year, TCM Advisors’ separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 44% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TCM Advisors?","answer":"TCM Advisors’ direct owner is Timothy Taylor (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TCM Advisors get paid?","answer":"TCM Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact TCM Advisors?","answer":"Its phone number is 304-260-0078.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}