{"url":"https://nivawealth.com/firms/taylor-wealth-management-132955","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132955","regulatoryAum":170536938,"crd":"132955","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4700387","suffix":null,"lastName":"TAYLOR","firstName":"DOUGLAS","middleName":"EDWARD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":108312681,"clients":66,"employees":1,"offices":1},{"filedOn":"2022-03-21","regulatoryAum":128772708,"clients":61,"employees":1,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":115454535,"clients":62,"employees":1,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":131036039,"clients":64,"employees":1,"offices":1},{"filedOn":"2025-03-04","regulatoryAum":150735290,"clients":62,"employees":1,"offices":1},{"filedOn":"2026-02-11","regulatoryAum":170536938,"clients":63,"employees":1,"offices":1}],"secFileNumber":"801-120779","legalName":"Taylor Wealth Management, LLC","displayName":"Taylor Wealth Management","slug":"taylor-wealth-management-132955","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3655 Torrance BLVD., Suite 347","city":"Torrance","state":"CA","stateName":"California","country":"United States","postalCode":"90503"},"tradeNames":[],"registration":{"secApproved":"12 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2706935.523809524,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":170536938,"discretionary":10633076,"discretionaryAccounts":16,"nonDiscretionary":159903862,"nonDiscretionaryAccounts":210,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":17,"regulatoryAum":10072385},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":160464553}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Hourly fee, negotiable but generally $500 per hour; one-half of the estimated fee may be due on signing the written agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008339","versionId":1008339,"submittedOn":"2026-02-11","documentName":"DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:10:14.141516+00:00","documents":[{"name":"DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008339","versionId":1008339,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":170536938}],"custodyNote":"Taylor Wealth Management has custody of $171M for 63 clients.","otherCustodians":[],"leadership":[{"name":"Douglas Taylor","title":"Managing Member/Chief Compliance Officer","crd":"4700387"}],"ownership":[{"label":"Douglas Taylor","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since May 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3655 Torrance BLVD., Suite 347","city":"Torrance","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-540-8000","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":93}],"privateFunds":0},"sources":{"adv1FilingDate":"11 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132955/PDF/132955.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008339","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Taylor Wealth Management have?","answer":"Taylor Wealth Management has 63 clients and manages $171 million for them, as of February 2026. They include 46 high-net-worth individuals and 17 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Taylor Wealth Management offer?","answer":"Taylor Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Taylor Wealth Management use?","answer":"Taylor Wealth Management’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $171M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Taylor Wealth Management have?","answer":"Taylor Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Taylor Wealth Management invest in?","answer":"At the end of its last fiscal year, Taylor Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs) and 7% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Taylor Wealth Management?","answer":"Taylor Wealth Management’s direct owner is Douglas Taylor (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Taylor Wealth Management get paid?","answer":"Taylor Wealth Management is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Taylor Wealth Management?","answer":"Taylor Wealth Management’s main office is at 3655 Torrance BLVD., Suite 347, Torrance, CA 90503. Its phone number is 310-540-8000.","source":"Form ADV Part 1A, Item 1.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}