{"url":"https://nivawealth.com/firms/taurum-retirement-partners-282017","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282017","regulatoryAum":155931747,"crd":"282017","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6470399","suffix":null,"lastName":"BECK","firstName":"JACKSON","middleName":"THOMAS"},{"crd":"4131485","suffix":null,"lastName":"SOLLIS","firstName":"ROBERT","middleName":"VERLIN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-06","regulatoryAum":113825700,"clients":112,"employees":2,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":142573414,"clients":124,"employees":2,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":155931747,"clients":127,"employees":2,"offices":1}],"secFileNumber":"801-130407","legalName":"Taurum Retirement Partners, LLC","displayName":"Taurum Retirement 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Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.15,"from":0},{"to":2000000,"pct":1,"from":1000000},{"to":5000000,"pct":0.85,"from":2000000},{"to":null,"pct":0.7,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026564","versionId":1026564,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-25","documentName":"TAURUM RETIREMENT PARTNERS BROCHURE","fee_rate_low":0.7,"fee_rate_high":1.15,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:19:13.976572+00:00","documents":[{"name":"TAURUM RETIREMENT PARTNERS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026564","versionId":1026564,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":155931747}],"custodyNote":"Taurum Retirement Partners has custody of $46.8M for 58 clients.","otherCustodians":[],"leadership":[{"name":"Robert Sollis","title":"Managing Member & Chief Compliance Officer","crd":"4131485"}],"ownership":[{"label":"Robert Sollis","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since October 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"1921 S Alma School Road Suite 308","city":"Mesa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-626-2501","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":77},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282017/PDF/282017.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026564","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Taurum Retirement Partners have?","answer":"Taurum Retirement Partners has 127 clients and manages $156 million for them, as of March 2026. They include 76 individual clients and 51 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Taurum Retirement Partners offer?","answer":"Taurum Retirement Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Taurum Retirement Partners charge?","answer":"Taurum Retirement Partners charges 0.70%–1.15% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"TAURUM RETIREMENT PARTNERS BROCHURE, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Taurum Retirement Partners use?","answer":"Taurum Retirement Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $156M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Taurum Retirement Partners have?","answer":"Taurum Retirement Partners has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Taurum Retirement Partners invest in?","answer":"At the end of its last fiscal year, Taurum Retirement Partners’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 6% state and local bonds, 4% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Taurum Retirement Partners?","answer":"Taurum Retirement Partners’ direct owner is Robert Sollis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Taurum Retirement Partners get paid?","answer":"Taurum Retirement Partners is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Taurum Retirement Partners?","answer":"Taurum Retirement Partners’ main office is at 1921 S Alma School Road Suite 308, Mesa, AZ 85210. Its phone number is 480-626-2501. Its website is taurumfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}