{"url":"https://nivawealth.com/firms/taula-capital-management-us-329865","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329865","regulatoryAum":210931263858,"crd":"329865","secFileNumber":"801-129642","legalName":"Taula Capital Management (us) LLC","displayName":"Taula Capital Management (us)","website":"http://www.taulacapital.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Unit 5, Millais House, Castle Quay, La Rue De L'Etau","city":"ST Helier","state":"","stateName":"","country":"Jersey","postalCode":"JE2 3ED"},"tradeNames":[],"registration":{"secApproved":"7 March 2024","noticeFilings":2,"latestNoticeFiling":"10 September 2026","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Florida","effectiveDate":"2026-03-31"},{"status":"Notice Filed","jurisdiction":"Virginia","effectiveDate":"2026-09-10"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2024-03-07"}]}},"staff":{"employees":23,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":210931263858,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":210931263858}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Taula Capital Management (us) has custody of $210.93B for 6 clients.","otherCustodians":[],"leadership":[{"name":"Norbert Aul","title":"Global Chief Operating Officer","crd":"7861373"},{"name":"Antony Beal","title":"Chief Compliance Officer","crd":"7861301"},{"name":"Christopher Hancock","title":"Head of Investor Relations","crd":"4190864"},{"name":"Diego Megia Zunzarren","title":"Chief Investment Officer","crd":"7861299"},{"name":"James Stevens","title":"Director/Chief Legal Officer","crd":"6024575"},{"name":"Esther Wong","title":"Director and Head of Finance","crd":"8065732"}],"ownership":[{"label":"Taula Capital Holdings Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2023."},{"label":"Taula Capital International Limited","detail":"Indirect owner: a shareholder of Taula Capital Holdings Limited in the 75% or more band and a control person, since October 2023.","parent":"Taula Capital Holdings Limited"},{"label":"Diego Megia Zunzarren","detail":"Indirect owner: a shareholder of Taula Capital International Limited in the 75% or more band and a control person, since December 2023.","parent":"Taula Capital International Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"515 N Flagler Drive","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"300 Park Ave","city":"New York"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"1440 N Edgewood ST.","city":"Arlington"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442045702067","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"10 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329865/PDF/329865.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Taula Capital Management (us) have?","answer":"Taula Capital Management (us) has 6 clients and manages $210.9 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Taula Capital Management (us) offer?","answer":"Taula Capital Management (us) provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Taula Capital Management (us) have?","answer":"Taula Capital Management (us) has 0 investment adviser representatives registered with state securities authorities, out of 23 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Taula Capital Management (us)?","answer":"Taula Capital Management (us) is owned through a chain of holding companies by Diego Megia Zunzarren. Its direct owner is Taula Capital Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Taula Capital Management (us) get paid?","answer":"Taula Capital Management (us) is paid through performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}