{"url":"https://nivawealth.com/firms/tableaux-319355","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319355","regulatoryAum":229743914,"crd":"319355","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6174330","suffix":null,"lastName":"CHESTER","firstName":"MATTHEW","middleName":"SAMUEL"},{"crd":"6628294","suffix":null,"lastName":"Delorme","firstName":"Luke","middleName":"Farrell"},{"crd":"4753417","suffix":null,"lastName":"MARTINELLI","firstName":"GARY","middleName":"ELLIOT"},{"crd":"7340028","suffix":null,"lastName":"Polidoro","firstName":"Joseph","middleName":"Richard"},{"crd":"7158147","suffix":null,"lastName":"Schuler","firstName":"Bryce","middleName":"Edward"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-06","regulatoryAum":154325991,"clients":157,"employees":7,"offices":5},{"filedOn":"2026-07-17","regulatoryAum":229743914,"clients":209,"employees":7,"offices":5}],"secFileNumber":"801-131336","legalName":"Tableaux LLC","displayName":"Tableaux","slug":"tableaux-319355","website":"https://tableaux.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/tableauxwealth/about/","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"80 Maple Avenue, Suite 5","city":"Great Barrington","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01230"},"tradeNames":[],"registration":{"secApproved":"23 October 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1098813.7511961723,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":229743914,"discretionary":204488384,"discretionaryAccounts":606,"nonDiscretionary":25255530,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":10},"clientTypes":[{"label":"Individuals (other than HNW)","clients":148,"regulatoryAum":66454728},{"label":"High-net-worth individuals","clients":61,"regulatoryAum":163197346},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":91840}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052169","versionId":1052169,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-07-17","documentName":"TABLEAUX FORM ADV PART 2A & 2B","fee_rate_low":0.4,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":2500},{"role":"other","program":"Financial Planning Services","summary":"Hourly at $300 an hour, or a fixed fee of $1,000 to $10,000 for clients not in wealth management; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052169","versionId":1052169,"submittedOn":"2026-07-17","documentName":"TABLEAUX FORM ADV PART 2A & 2B"},{"role":"other","program":"Trust and Estate Services","summary":"Trustee and executor services at $300 an hour, in addition to wealth management fees.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052169","versionId":1052169,"submittedOn":"2026-07-17","documentName":"TABLEAUX FORM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:13:04.422116+00:00","documents":[{"name":"TABLEAUX FORM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052169","versionId":1052169,"submittedOn":"2026-07-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":84124703},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":145619210}],"custodyNote":"Tableaux has custody of $134M in client assets for 97 clients.","otherCustodians":[],"leadership":[{"name":"Matthew Chester","title":"Managing Director, Financial Advisor, and Chief Compliance Officer","crd":"6174330"},{"name":"Luke Delorme","title":"Director of Financial Planning and Financial Advisor","crd":"6628294"}],"ownership":[{"label":"Matthew Chester","detail":"Managing director, financial advisor, and chief compliance officer in the 75% or more ownership band and a control person, since June 2022."},{"label":"Luke Delorme","detail":"Director of financial planning and financial advisor in the 25% to 50% ownership band and a control person, since August 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":4},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"80 Maple Avenue, Suite 5","city":"Great Barrington","headquarters":true}]}],"brochureServices":["education planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"413-264-2400","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"17 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319355/PDF/319355.pdf","brochureDate":"17 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052169","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tableaux have?","answer":"Tableaux has 209 clients and manages $230 million for them, as of July 2026. They include 148 individual clients and 61 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tableaux offer?","answer":"Tableaux provides financial planning, portfolio management for individuals and small businesses, and education planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Tableaux charge?","answer":"Tableaux charges 0.40%–1.25% a year for its Wealth Management Services. The fee is billed in advance, is negotiable and has a $2,500 annual minimum.","source":"TABLEAUX FORM ADV PART 2A & 2B, filed 17 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Tableaux use?","answer":"Tableaux’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $146M and Charles Schwab & Co., Inc. (Westlake, TX), with $84.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tableaux have?","answer":"Tableaux has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tableaux invest in?","answer":"At the end of its last fiscal year, Tableaux’s separately managed accounts held 73% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tableaux?","answer":"Tableaux’s direct owners are Matthew Chester (75% or more) and Luke Delorme (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tableaux get paid?","answer":"Tableaux is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tableaux?","answer":"Tableaux’s main office is at 80 Maple Avenue, Suite 5, Great Barrington, MA 01230. Its phone number is 413-264-2400. Its website is tableaux.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}