{"url":"https://nivawealth.com/firms/t2-asset-management-167714","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167714","regulatoryAum":180000000,"crd":"167714","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4479328","suffix":null,"lastName":"CIONE","firstName":"VINCENT","middleName":"RICO"},{"crd":"4383758","suffix":null,"lastName":"CONTORNO","firstName":"JOSEPH","middleName":"SHANE"},{"crd":"1935153","suffix":null,"lastName":"HEINLE","firstName":"DAVID","middleName":"CHRISTOPHER"},{"crd":"5474326","suffix":null,"lastName":"HELTON","firstName":"JONATHAN","middleName":"R"},{"crd":"5060233","suffix":null,"lastName":"KUCZERO","firstName":"DANIEL","middleName":"PATRICK"},{"crd":"5089392","suffix":null,"lastName":"NOVAK","firstName":"PAUL","middleName":"EDWARD"},{"crd":"1520633","suffix":null,"lastName":"OSWALD","firstName":"JAMES","middleName":"RICHARD"},{"crd":"4490212","suffix":null,"lastName":"SMITH","firstName":"ZACHARY","middleName":null},{"crd":"5746520","suffix":null,"lastName":"TOMKO","firstName":"KENNETH","middleName":"STEVEN"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-25","regulatoryAum":137000000,"clients":536,"employees":10,"offices":3},{"filedOn":"2022-03-30","regulatoryAum":162000000,"clients":750,"employees":9,"offices":3},{"filedOn":"2023-03-28","regulatoryAum":118000000,"clients":560,"employees":9,"offices":3},{"filedOn":"2024-04-25","regulatoryAum":140000000,"clients":573,"employees":8,"offices":3},{"filedOn":"2025-03-06","regulatoryAum":165000000,"clients":685,"employees":8,"offices":2},{"filedOn":"2026-03-02","regulatoryAum":180000000,"clients":560,"employees":8,"offices":2}],"secFileNumber":"801-112202","legalName":"T2 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2A"},{"role":"other","program":"Hourly Review of Assets Held Away","summary":"Reviews of accounts held away from the firm are billed hourly at $100 to $200 per hour, negotiable depending on the complexity of the accounts.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013219","versionId":1013219,"submittedOn":"2026-03-02","documentName":"T2 ASSET MANAGEMENT, LLC  ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:42:21.614652+00:00","documents":[{"name":"T2 ASSET MANAGEMENT, LLC  ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013219","versionId":1013219,"submittedOn":"2026-03-02"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":180000000}],"custodyNote":"T2 Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kenneth Tomko","title":"Principal and Chief Compliance Officer.","crd":"5746520"},{"name":"Paul Novak","title":"Member","crd":"5089392"}],"ownership":[{"label":"Kenneth Tomko","detail":"Principal and chief compliance officer. in the 75% or more ownership band and a control person, since June 2013."},{"label":"Paul Novak","detail":"Member in the 5% to 10% ownership band, since March 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"1952 McDowell RD, Suite 101","city":"Naperville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-354-8499","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":90},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167714/PDF/167714.pdf","brochureDate":"2 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013219","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does T2 Asset Management have?","answer":"T2 Asset Management has 560 clients and manages $180 million for them, as of March 2026. They include 550 individual clients and 10 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does T2 Asset Management offer?","answer":"T2 Asset Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does T2 Asset Management use?","answer":"T2 Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $180M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does T2 Asset Management have?","answer":"T2 Asset Management has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does T2 Asset Management invest in?","answer":"At the end of its last fiscal year, T2 Asset Management’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 3% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns T2 Asset Management?","answer":"T2 Asset Management’s direct owners are Kenneth Tomko (75% or more) and Paul Novak (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does T2 Asset Management get paid?","answer":"T2 Asset Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact T2 Asset Management?","answer":"T2 Asset Management’s main office is at 1952 McDowell RD, Suite 101, Naperville, IL 60563. Its phone number is 888-354-8499. Its website is t2assetmgmt.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}