{"url":"https://nivawealth.com/firms/t-rowe-price-japan-290585","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290585","regulatoryAum":24069747852,"crd":"290585","secFileNumber":"801-112671","legalName":"T. Rowe Price Japan, Inc.","displayName":"T. Rowe Price Japan","website":"http://www.troweprice.com","founded":null,"organization":"corporation organized in Japan","fiscalYearEnd":"December","headquarters":{"street":"9-2 Marunouchi 1-Chome, Chiyoda-Ku","city":"Tokyo","state":"","stateName":"","country":"Japan","postalCode":"100-6610"},"tradeNames":[],"registration":{"secApproved":"20 March 2018","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":80,"advisory":29,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":24069747852,"discretionaryAccounts":79,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":90,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":3,"regulatoryAum":1672456031},{"label":"Pooled investment vehicles","clients":38,"regulatoryAum":14008791924},{"label":"Pension and profit-sharing plans","clients":32,"regulatoryAum":7619402873},{"label":"State or municipal government entities","clients":null,"regulatoryAum":104278058},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":606472428},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":58346538}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank & Trust Co","shortName":"State Street Bank & Trust","location":"Tokyo","smaAssets":6097544409},{"name":"JP Morgan Chase","shortName":"J.P. Morgan","location":"Tokyo","smaAssets":1310542688}],"custodyNote":"T. Rowe Price Japan has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sik Chao","title":"Chief Compliance Officer","crd":"7347866"},{"name":"Phillipe Ayral","title":"Director","crd":"6916126"},{"name":"Elsie Chan","title":"Director","crd":"3103490"},{"name":"Kuniaki Doi","title":"Director","crd":"2650625"},{"name":"Naoyuki Honda","title":"Director","crd":"1312138"},{"name":"Yasuo Miyajima","title":"Director","crd":"6916141"},{"name":"David Oestreicher","title":"Chief Legal Counsel","crd":"4594569"},{"name":"Kiyoko Takagi","title":"Director","crd":"7550625"},{"name":"Hiroshi Watanabe","title":"Director","crd":"6916135"}],"ownership":[{"label":"T. Rowe Price International LTD","detail":"Direct owner in the 75% or more ownership band and a control person, since April 2018."},{"label":"T. Rowe Price Group, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price Associates, Inc. in the 75% or more band and a control person, since April 2018.","parent":"T. Rowe Price Associates, Inc."},{"label":"T. Rowe Price Associates, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price International LTD in the 75% or more band and a control person, since April 2018.","parent":"T. Rowe Price International LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"81367583800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":7,"detail":"Securities That Could Not Be Captured in the Designated Asset Types Based on Our System Configuration"}],"privateFunds":0},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290585/PDF/290585.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does T. Rowe Price Japan have?","answer":"T. Rowe Price Japan has 73 clients and manages $24.1 billion for them, as of July 2026. They include 38 pooled investment vehicles, 32 pension and profit-sharing plans and 3 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does T. Rowe Price Japan offer?","answer":"T. Rowe Price Japan provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does T. Rowe Price Japan use?","answer":"T. Rowe Price Japan’s separately managed account assets are held at State Street Bank & Trust Co (Tokyo), with $6,097,544,409 and JP Morgan Chase (Tokyo), with $1,310,542,688. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does T. Rowe Price Japan have?","answer":"T. Rowe Price Japan has 0 investment adviser representatives registered with state securities authorities, out of 80 employees, and 29 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does T. Rowe Price Japan invest in?","answer":"At the end of its last fiscal year, T. Rowe Price Japan’s separately managed accounts held 75% exchange-traded equities, 8% cash and equivalents, 7% securities that could not be captured in the designated asset types based on our system configuration, 3% high-yield corporate bonds, 2% derivatives, 1% U.S. government and agency bonds, 1% sovereign bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns T. Rowe Price Japan?","answer":"T. Rowe Price Japan is owned through a chain of holding companies by T. Rowe Price Group, Inc. Its direct owner is T. Rowe Price International LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does T. Rowe Price Japan get paid?","answer":"T. Rowe Price Japan is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}