{"url":"https://nivawealth.com/firms/t-rowe-price-hong-kong-limited-155827","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155827","regulatoryAum":42335297615,"crd":"155827","secFileNumber":"801-72035","legalName":"T.rowe Price Hong Kong Limited","displayName":"T.rowe Price Hong Kong Limited","website":"http://www.troweprice.com","linkedinUrl":"http://www.linkedin.com/company/t-rowe-price-hong-kong/","founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"6/F Chater House, 8 Connaught Road","city":"Central","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"6 January 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":134,"advisory":59,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":42335297615,"discretionaryAccounts":80,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":55,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":17,"regulatoryAum":15879295574},{"label":"Pooled investment vehicles","clients":34,"regulatoryAum":22981200781},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":88496182},{"label":"State or municipal government entities","clients":6,"regulatoryAum":442156012},{"label":"Insurance companies","clients":8,"regulatoryAum":1201543008},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":1426061231},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":316544827}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank & Trust Company","shortName":"State Street Bank & Trust","location":"Central","smaAssets":2111337222},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"Hong Kong","smaAssets":1083832248}],"custodyNote":"T.rowe Price Hong Kong Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sik Chao","title":"Chief Compliance Officer","crd":"7347866"},{"name":"Elsie Chan","title":"Director","crd":"3103490"},{"name":"Chit George Chow","title":"Director","crd":"7829366"},{"name":"David Oestreicher","title":"Chief Legal Counsel","crd":"4594569"},{"name":"Justin Thomson","title":"Director","crd":"7326820"},{"name":"Christine to","title":"Director","crd":"5870323"},{"name":"Ernest Yeung","title":"Director","crd":"3174882"}],"ownership":[{"label":"T. Rowe Price International LTD","detail":"Direct owner in the 75% or more ownership band and a control person, since January 2011."},{"label":"T. Rowe Price Group, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price Associates, Inc. in the 75% or more band and a control person, since January 2011.","parent":"T. Rowe Price Associates, Inc."},{"label":"T. Rowe Price Associates, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price International LTD in the 75% or more band and a control person, since January 2011.","parent":"T. Rowe Price International LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"District of Columbia","offices":1,"addresses":[{"street":"T. Rowe Price Hong Kong Limited","city":"Washington"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85225367800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":9},{"label":"Investment grade corporate bonds","percent":15},{"label":"Non-investment grade corporate bonds","percent":11},{"label":"Derivatives","percent":34},{"label":"Cash and cash equivalents","percent":18},{"label":"Other","percent":1,"detail":"Securities That Could Not Be Captured in the Designated Asset Types Based on Our System Configuration"}],"privateFunds":0},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155827/PDF/155827.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does T.rowe Price Hong Kong Limited have?","answer":"T.rowe Price Hong Kong Limited has 73 clients and manages $42.3 billion for them, as of July 2026. They include 34 pooled investment vehicles, 17 investment companies and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does T.rowe Price Hong Kong Limited offer?","answer":"T.rowe Price Hong Kong Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does T.rowe Price Hong Kong Limited use?","answer":"T.rowe Price Hong Kong Limited’s separately managed account assets are held at State Street Bank & Trust Company (Central), with $2,111,337,222 and The Bank of New York Mellon (Hong Kong), with $1,083,832,248. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does T.rowe Price Hong Kong Limited have?","answer":"T.rowe Price Hong Kong Limited has 0 investment adviser representatives registered with state securities authorities, out of 134 employees, and 59 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does T.rowe Price Hong Kong Limited invest in?","answer":"At the end of its last fiscal year, T.rowe Price Hong Kong Limited’s separately managed accounts held 34% derivatives, 18% cash and equivalents, 15% investment grade corporate bonds, 11% high-yield corporate bonds, 9% sovereign bonds, 7% U.S. government and agency bonds, 6% exchange-traded equities and 1% securities that could not be captured in the designated asset types based on our system configuration. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns T.rowe Price Hong Kong Limited?","answer":"T.rowe Price Hong Kong Limited is owned through a chain of holding companies by T. Rowe Price Group, Inc. Its direct owner is T. Rowe Price International LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does T.rowe Price Hong Kong Limited get paid?","answer":"T.rowe Price Hong Kong Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}