{"url":"https://nivawealth.com/firms/t-rowe-price-australia-limited-290594","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290594","regulatoryAum":16709888821,"crd":"290594","secFileNumber":"801-112672","legalName":"T. Rowe Price Australia Limited","displayName":"T. Rowe Price Australia Limited","website":"http://www.troweprice.com","linkedinUrl":"http://www.linkedin.com/company/t-rowe-price-australia","founded":null,"organization":"corporation organized in Australia","fiscalYearEnd":"December","headquarters":{"street":"Level 28, Governor Phillip Tower, 1 Farrer Place","city":"Sydney, NSW","state":"","stateName":"","country":"Australia","postalCode":"2000"},"tradeNames":[],"registration":{"secApproved":"20 March 2018","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":55,"advisory":27,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":16709888821,"discretionaryAccounts":50,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":70,"nonAumClients":3},"clientTypes":[{"label":"Investment companies","clients":10,"regulatoryAum":1591700406},{"label":"Pooled investment vehicles","clients":31,"regulatoryAum":14794548616},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":114826187},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":8250907},{"label":"Other","clients":null,"regulatoryAum":200562705}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Chase","shortName":"J.P. Morgan","location":"Sydney","smaAssets":315485988}],"custodyNote":"T. Rowe Price Australia Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sik Chao","title":"Chief Compliance Officer","crd":"7347866"},{"name":"Nicholas Beecroft","title":"Director","crd":"7982969"},{"name":"Timothy Chamberlain","title":"Director","crd":"7982967"},{"name":"Elsie Chan","title":"Director","crd":"3103490"},{"name":"David Oestreicher","title":"Chief Legal Counsel","crd":"4594569"}],"ownership":[{"label":"T. Rowe Price International LTD","detail":"Direct owner in the 75% or more ownership band and a control person, since April 2018."},{"label":"T. Rowe Price Group, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price Associates, Inc. in the 75% or more band and a control person, since April 2018.","parent":"T. Rowe Price Associates, Inc."},{"label":"T. Rowe Price Associates, Inc.","detail":"Indirect owner: a indirect owner of T. Rowe Price International LTD in the 75% or more band and a control person, since April 2018.","parent":"T. Rowe Price International LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610286675700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":9},{"label":"Derivatives","percent":28},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":25}],"privateFunds":0},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290594/PDF/290594.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does T. Rowe Price Australia Limited have?","answer":"T. Rowe Price Australia Limited has 41 clients and manages $16.7 billion for them, as of July 2026. They include 31 pooled investment vehicles and 10 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does T. Rowe Price Australia Limited offer?","answer":"T. Rowe Price Australia Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does T. Rowe Price Australia Limited use?","answer":"T. Rowe Price Australia Limited’s separately managed account assets are held at JP Morgan Chase (Sydney), with $315,485,988. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does T. Rowe Price Australia Limited have?","answer":"T. Rowe Price Australia Limited has 0 investment adviser representatives registered with state securities authorities, out of 55 employees, and 27 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does T. Rowe Price Australia Limited invest in?","answer":"At the end of its last fiscal year, T. Rowe Price Australia Limited’s separately managed accounts held 33% exchange-traded equities, 28% derivatives, 25% cash and equivalents, 9% U.S. government and agency bonds, 2% non-exchange-traded equities and 2% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns T. Rowe Price Australia Limited?","answer":"T. Rowe Price Australia Limited is owned through a chain of holding companies by T. Rowe Price Group, Inc. Its direct owner is T. Rowe Price International LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does T. Rowe Price Australia Limited get paid?","answer":"T. Rowe Price Australia Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}