{"url":"https://nivawealth.com/firms/syrios-wealth-management-group-332139","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332139","regulatoryAum":424571594,"crd":"332139","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5235638","suffix":null,"lastName":"PATTON","firstName":"BEVERLY","middleName":"JEAN"},{"crd":"2381563","suffix":null,"lastName":"SYRIOS","firstName":"GREGORY","middleName":"ANDREW"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-01","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":403865497,"clients":173,"employees":3,"offices":1},{"filedOn":"2026-09-14","regulatoryAum":424571594,"clients":145,"employees":3,"offices":1}],"secFileNumber":"801-130855","legalName":"Syrios Wealth Management Group, Inc.","displayName":"Syrios Wealth Management Group","slug":"syrios-wealth-management-group-332139","website":"https://syrioswmg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/332139/948577be79f34c8b-r1.webp","tone":"dark","width":538,"height":200,"sourceUrl":"https://www.syrioswmg.com/","sourceLabel":"Syrios Wealth Management Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"Wall Street Building, 7855 Ivanhoe Avenue, Suite 420","city":"La Jolla","state":"CA","stateName":"California","country":"United States","postalCode":"92037"},"tradeNames":[],"registration":{"secApproved":"31 July 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Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057823","versionId":1057823,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-14","documentName":"SYRIOS WEALTH MANAGEMENT GROUP FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting Services","summary":"Financial planning and consulting fees are billed at a fixed rate in advance, vary with the client’s needs and can range up to $20,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057823","versionId":1057823,"submittedOn":"2026-09-14","documentName":"SYRIOS WEALTH MANAGEMENT GROUP FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:25:41.803866+00:00","documents":[{"name":"SYRIOS WEALTH MANAGEMENT GROUP FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057823","versionId":1057823,"submittedOn":"2026-09-14"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057824","versionId":1057824,"submittedOn":null}]},"custodians":[{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St. Louis, MO","smaAssets":424571594}],"custodyNote":"Syrios Wealth Management Group does not have custody of client assets.","leadership":[{"name":"Kimberly Roberts","title":"Chief Compliance Officer","crd":"2228989"},{"name":"Gregory Syrios","title":"Managing Director","crd":"2381563"}],"ownership":[{"label":"Gregory Syrios","detail":"Managing director in the 75% or more ownership band and a control person, since June 2024."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"Wall Street Building, 7855 Ivanhoe Avenue, Suite 420","city":"La Jolla","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"858-333-6151","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"Non-exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":11},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":22},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332139/PDF/332139.pdf","brochureDate":"14 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057823","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Syrios Wealth Management Group have?","answer":"Syrios Wealth Management Group has 145 clients and manages $425 million for them, as of September 2026. They include 79 individual clients, 58 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Syrios Wealth Management Group offer?","answer":"Syrios Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Syrios Wealth Management Group charge?","answer":"Syrios Wealth Management Group charges up to 1.50% a year for its Wealth and Investment Management Services. The fee is billed in advance and is negotiable.","source":"SYRIOS WEALTH MANAGEMENT GROUP FIRM BROCHURE, filed 14 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Syrios Wealth Management Group use?","answer":"Syrios Wealth Management Group’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $425M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Syrios Wealth Management Group have?","answer":"Syrios Wealth Management Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Syrios Wealth Management Group invest in?","answer":"At the end of its last fiscal year, Syrios Wealth Management Group’s separately managed accounts held 53% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 11% U.S. government and agency bonds, 7% investment grade corporate bonds, 3% non-exchange-traded equities, 2% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Syrios Wealth Management Group?","answer":"Syrios Wealth Management Group’s direct owner is Gregory Syrios (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Syrios Wealth Management Group get paid?","answer":"Syrios Wealth Management Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Syrios Wealth Management Group registered with the SEC?","answer":"Yes, Syrios Wealth Management Group has been registered with the SEC as an investment adviser since 31 July 2024. Its CRD number is 332139 and its SEC file number is 801-130855.","source":"Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Syrios Wealth Management Group?","answer":"Syrios Wealth Management Group’s main office is at Wall Street Building, 7855 Ivanhoe Avenue, Suite 420, La Jolla, CA 92037. Its phone number is 858-333-6151. Its website is syrioswmg.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}