{"url":"https://nivawealth.com/firms/symetra-investment-management-312176","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312176","regulatoryAum":88782069969,"crd":"312176","secFileNumber":"801-120578","legalName":"Symetra Investment Management Company","displayName":"Symetra Investment Management","website":"http://www.symetra.com/sim","linkedinUrl":"https://www.linkedin.com/showcase/symetra-investment-management/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"308 Farmington Avenue, 3rd Floor","city":"Farmington","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06032"},"tradeNames":[],"registration":{"secApproved":"1 April 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":101,"advisory":61,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":63975409931,"discretionaryAccounts":69,"nonDiscretionary":24806660038,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":32,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":420940573},{"label":"Other investment advisers","clients":1,"regulatoryAum":24795026813},{"label":"Insurance companies","clients":5,"regulatoryAum":61149284674},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":2416817909}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":51424493751},{"name":"Sumitomo Mitsui Trust Bank (u.s.a.) Limited","shortName":"Sumitomo Mitsui Trust Bank (u.s.a.) Limited","location":"Hoboken, NJ","smaAssets":24795026813}],"custodyNote":"Symetra Investment Management has custody of $63.52B for 7 clients.","otherCustodians":[],"leadership":[{"name":"Anita Kerr","title":"Senior Managing Director, Interim Co-President Head of Business Strategy & Operations","crd":"2319338"},{"name":"Nicholas Mocciolo","title":"Senior Managing Director, Interim Co-President & Chief Investment Officer","crd":"7328563"},{"name":"Kevin Sklar","title":"Senior Managing Director, Treasurer & Chief Financial Officer","crd":"7338559"},{"name":"Robert Herlihy","title":"Managing Director, Chief Compliance Officer","crd":"5010103"},{"name":"Colin Elder","title":"Senior Managing Director, Head of Commercial Mortgage Loans","crd":"7337825"},{"name":"John Flynn","title":"Senior Managing Director, Head of Business Development and Marketing","crd":"2366402"},{"name":"Glenn Gordon","title":"Senior Managing Director, Head of Structured Finance","crd":"5176970"},{"name":"Andrew Gould","title":"Senior Managing Director, General Counsel","crd":"6187541"},{"name":"Yvonne Guajardo","title":"Senior Managing Director, Head of Private Placements Debt","crd":"1834724"},{"name":"Mark Pelletier","title":"Senior Managing Director, Head of Clo, High Yield, and Bank Loan Management","crd":"3124288"},{"name":"Brian Stanick","title":"Senior Managing Director, Head of Public Investment Grade Corporate Fixed Income","crd":"8240884"}],"ownership":[{"label":"Symetra Financial Corporation","detail":"Sole shareholder in the 75% or more ownership band and a control person, since June 2019."},{"label":"Sumitomo Life Insurance Company","detail":"Indirect owner: a sole shareholder of Symetra Financial Corporation in the 75% or more band and a control person, since February 2016.","parent":"Symetra Financial Corporation"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"308 Farmington Avenue, 3rd Floor","city":"Farmington","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"777 108th Avenue Ne","city":"Bellevue"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"860-370-7812","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":4},{"label":"Investment grade corporate bonds","percent":60},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":16},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":14,"detail":"Bank Loans, Commercial Mortgage Loans and Other."}],"privateFunds":1},"sources":{"adv1FilingDate":"23 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312176/PDF/312176.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Symetra Investment Management have?","answer":"Symetra Investment Management has 10 clients and manages $88.8 billion for them, as of April 2026. They include 5 insurance companies, 2 pooled investment vehicles and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Symetra Investment Management offer?","answer":"Symetra Investment Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Symetra Investment Management use?","answer":"Symetra Investment Management’s separately managed account assets are held at JP Morgan Chase Bank, N.A. (New York, NY), with $51,424,493,751 and Sumitomo Mitsui Trust Bank (u.s.a.) Limited (Hoboken, NJ), with $24,795,026,813. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Symetra Investment Management have?","answer":"Symetra Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 101 employees, and 61 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Symetra Investment Management invest in?","answer":"At the end of its last fiscal year, Symetra Investment Management’s separately managed accounts held 60% investment grade corporate bonds, 16% pooled vehicles (private funds and similar), 14% bank loans, commercial mortgage loans and other., 4% U.S. government and agency bonds, 2% derivatives, 2% cash and equivalents, 1% high-yield corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Symetra Investment Management?","answer":"Symetra Investment Management is owned through a holding company by Sumitomo Life Insurance Company. Its direct owner is Symetra Financial Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Symetra Investment Management get paid?","answer":"Symetra Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/symetra-investment-management-312176/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1811513/000181151326000014/0001811513-26-000014-index.html","totalValue":1144074,"positionCount":6,"top10Share":1,"top10":[{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":431480,"shares":5220575,"shareType":"SH","priorValue":259274,"priorShares":3133225},{"issuer":"VANGUARD","titleOfClass":"INDEX FDS TOTAL STK MKT","cusip":"922908769","value":391095,"shares":1056900,"shareType":"SH","priorValue":395573,"priorShares":1233045},{"issuer":"BLACKROCK, INC.","titleOfClass":"ISHARES TR IBOXX HI YD ETF","cusip":"464288513","value":90761,"shares":1134937,"shareType":"SH","priorValue":107631,"priorShares":1352825},{"issuer":"INVESCO LTD","titleOfClass":"INVESCO EXCH TRADED FD TR II SR LN ETF","cusip":"46138G508","value":85668,"shares":4205600,"shareType":"SH","priorValue":73417,"priorShares":3597095},{"issuer":"BLACKROCK, INC.","titleOfClass":"INVESCO DB MULTI-SECTOR COMM ENERGY FD","cusip":"464287242","value":82425,"shares":755710,"shareType":"SH","priorValue":258511,"priorShares":2371880},{"issuer":"STATE STREET CORPORATION","titleOfClass":"SSGA ACTIVE ETF TR BLACKSTONE SENR","cusip":"78467V608","value":62645,"shares":1554851,"shareType":"SH","priorValue":60013,"priorShares":1495085}],"positionsListed":6,"positions":[{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":431480,"shares":5220575,"shareType":"SH","priorValue":259274,"priorShares":3133225},{"issuer":"VANGUARD","titleOfClass":"INDEX FDS TOTAL STK MKT","cusip":"922908769","value":391095,"shares":1056900,"shareType":"SH","priorValue":395573,"priorShares":1233045},{"issuer":"BLACKROCK, INC.","titleOfClass":"ISHARES TR IBOXX HI YD ETF","cusip":"464288513","value":90761,"shares":1134937,"shareType":"SH","priorValue":107631,"priorShares":1352825},{"issuer":"INVESCO LTD","titleOfClass":"INVESCO EXCH TRADED FD TR II SR LN ETF","cusip":"46138G508","value":85668,"shares":4205600,"shareType":"SH","priorValue":73417,"priorShares":3597095},{"issuer":"BLACKROCK, INC.","titleOfClass":"INVESCO DB MULTI-SECTOR COMM ENERGY FD","cusip":"464287242","value":82425,"shares":755710,"shareType":"SH","priorValue":258511,"priorShares":2371880},{"issuer":"STATE STREET CORPORATION","titleOfClass":"SSGA ACTIVE ETF TR BLACKSTONE SENR","cusip":"78467V608","value":62645,"shares":1554851,"shareType":"SH","priorValue":60013,"priorShares":1495085}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}