{"url":"https://nivawealth.com/firms/sygnus-capital-pr-283447","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/283447","regulatoryAum":236183301,"crd":"283447","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7844003","suffix":null,"lastName":"Melendez","firstName":"Keishmarie","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-22","regulatoryAum":118017674,"clients":7,"employees":27,"offices":1},{"filedOn":"2025-05-23","regulatoryAum":134593163,"clients":8,"employees":29,"offices":1},{"filedOn":"2026-08-27","regulatoryAum":236183301,"clients":15,"employees":31,"offices":1}],"secFileNumber":"801-130789","legalName":"Sygnus Capital PR LLC","displayName":"Sygnus Capital PR","slug":"sygnus-capital-pr-283447","website":"https://sygnusgroup.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/sygnus-capital-pr/mycompany/","founded":null,"organization":"Puerto Rico limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Metro Office Park, Valencia Building 17,, Street 2, Suite 640","city":"Guaynabo","state":"PR","stateName":"Puerto Rico","country":"United States","postalCode":"00968"},"tradeNames":[],"registration":{"secApproved":"31 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":31,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":236183301,"discretionary":226831490,"discretionaryAccounts":5,"nonDiscretionary":9351811,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":226740056},{"label":"Other","clients":3,"fewerThan5":true,"regulatoryAum":9443245}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Sygnus Capital PR has custody of $158M for 5 clients.","otherCustodians":[],"leadership":[{"name":"James Connor","title":"Chief Executive Officer","crd":"7720595"},{"name":"Keishmarie Melendez","title":"Vice President","crd":"7844003"},{"name":"Pablo Penaloza","title":"Chief Operating Officer","crd":"7720596"},{"name":"Raul Serrano","title":"Chief Compliance Officer","crd":"6608747"},{"name":"Berisford Grey","title":"Manager","crd":"7531310"},{"name":"Ike Johnson","title":"Manager","crd":"7531306"}],"ownership":[{"label":"Sygnus Group Puerto Rico Inc","detail":"Class a member/ general partner in the 5% to 10% ownership band and a control person, since November 2022."},{"label":"Bluhaus Small Business Fund, L.P.","detail":"Class b member in the 75% or more ownership band, since June 2023."},{"label":"Sygnus Capital Group LTD.","detail":"Indirect owner: shareholder of Sygnus Group Puerto Rico Inc and a control person, since August 2016.","parent":"Sygnus Group Puerto Rico Inc"},{"label":"Ibj Holdings Limited","detail":"Indirect owner: a shareholder of Sygnus Capital Group LTD. in the 50% to 75% band and a control person, since August 2016.","parent":"Sygnus Capital Group LTD."},{"label":"Ike Johnson","detail":"Indirect owner: a shareholder of Onecent Holdings Limited in the 75% or more band and a control person, since August 2016.","parent":"Onecent Holdings Limited"},{"label":"Jason Morris","detail":"Indirect owner: a shareholder of Ibj Holdings Limited in the 25% to 50% band and a control person, since August 2016.","parent":"Ibj Holdings Limited"},{"label":"Berisford Grey","detail":"Indirect owner: a shareholder of Ibj Holdings Limited in the 25% to 50% band and a control person, since August 2016.","parent":"Ibj Holdings Limited"},{"label":"BSBF Partners, LLC","detail":"Indirect owner: general partner of Bluhaus Small Business Fund, L.P. and a control person, since May 2019.","parent":"Bluhaus Small Business Fund, L.P."},{"label":"Dynamix Holdings Incorporated","detail":"Indirect owner: a shareholder of Sygnus Capital Group LTD. in the 25% to 50% band and a control person, since October 2016.","parent":"Sygnus Capital Group LTD."},{"label":"Gassan Azan","detail":"Indirect owner: a shareholder of Dynamix Holdings Incorporated in the 75% or more band and a control person, since August 2016.","parent":"Dynamix Holdings Incorporated"},{"label":"The Puerto Rico Fund for Growth L.P.","detail":"Indirect owner: a limited partner of Bluhaus Small Business Fund, L.P. in the 25% to 50% band and a control person, since July 2019.","parent":"Bluhaus Small Business Fund, L.P."},{"label":"Onecent Holdings Limited","detail":"Indirect owner: a shareholder of Sygnus Capital Group LTD. in the 25% to 50% band and a control person, since May 2021.","parent":"Sygnus Capital Group LTD."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Puerto Rico","offices":1,"addresses":[{"street":"Metro Office Park, Valencia Building 17,, Street 2, Suite 640","city":"Guaynabo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"787-706-9292","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Participations in Private Held Companies' Loans."}],"privateFunds":11},"sources":{"adv1FilingDate":"27 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/283447/PDF/283447.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sygnus Capital PR have?","answer":"Sygnus Capital PR has 15 clients and manages $236 million for them, as of August 2026. They include 12 pooled investment vehicles and 3 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sygnus Capital PR offer?","answer":"Sygnus Capital PR provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Sygnus Capital PR have?","answer":"Sygnus Capital PR has 2 investment adviser representatives registered with state securities authorities, out of 31 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sygnus Capital PR invest in?","answer":"At the end of its last fiscal year, Sygnus Capital PR’s separately managed accounts held 100% other. The 100% other category is described as: Participations in Private Held Companies' Loans. It advises 11 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sygnus Capital PR?","answer":"Sygnus Capital PR is owned through a chain of holding companies by Ike Johnson, Jason Morris, Berisford Grey, Gassan Azan and the Puerto Rico Fund for Growth L.P. Its direct owners are Sygnus Group Puerto Rico Inc (5% to 10%) and Bluhaus Small Business Fund, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sygnus Capital PR get paid?","answer":"Sygnus Capital PR is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sygnus Capital PR?","answer":"Sygnus Capital PR’s main office is at Metro Office Park, Valencia Building 17,, Street 2, Suite 640, Guaynabo, PR 00968. Its phone number is 787-706-9292. Its website is sygnusgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}