{"url":"https://nivawealth.com/firms/swp-financial-327885","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327885","regulatoryAum":239389499,"crd":"327885","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4231653","suffix":null,"lastName":"SMITH","firstName":"PHILIP","middleName":"EDWIN"},{"crd":"6442611","suffix":"JR","lastName":"VERTUCCI","firstName":"RICHARD","middleName":"JOSEPH"},{"crd":"4990072","suffix":null,"lastName":"WOOTON","firstName":"ALLISON","middleName":"SUZANNE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-04","regulatoryAum":158861569,"clients":191,"employees":4,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":199904946,"clients":222,"employees":5,"offices":1},{"filedOn":"2026-07-14","regulatoryAum":239389499,"clients":193,"employees":4,"offices":3}],"secFileNumber":"801-128911","legalName":"SWP Financial LLC","displayName":"SWP Financial","slug":"swp-financial-327885","website":"https://salientwealthplanning.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/salient-wealth-planning","xUrl":"https://x.com/salientwealthsd","founded":"2023","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"171 Saxony Road, Suite 211","city":"Encinitas","state":"CA","stateName":"California","country":"United States","postalCode":"92024"},"tradeNames":["Salient Wealth Planning"],"registration":{"secApproved":"31 October 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1240360.098445596,"staff":{"employees":4,"advisory":3,"brokerDealerReps":2,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":239389499,"discretionary":194746682,"discretionaryAccounts":576,"nonDiscretionary":44642817,"nonDiscretionaryAccounts":241,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":140,"regulatoryAum":92340477},{"label":"High-net-worth individuals","clients":53,"regulatoryAum":147049022}],"feePrograms":[{"role":"other","program":"Financial Planning Services","summary":"Fixed engagement fee ranging up to $25,000 per engagement, negotiable; may be invoiced up to 100% of the expected fee on execution.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051666","versionId":1051666,"submittedOn":"2026-07-14","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:34:12.654746+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051666","versionId":1051666,"submittedOn":"2026-07-14"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":265926611}],"custodyNote":"SWP Financial has custody of $9.21M in client assets for 26 clients.","otherCustodians":[],"leadership":[{"name":"Philip Smith","title":"Managing Member & Chief Compliance Officer","crd":"4231653"}],"ownership":[{"label":"Philip Smith","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since October 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"171 Saxony Road, Suite 211","city":"Encinitas","headquarters":true},{"street":"1455 Frazee Road","city":"San Diego"},{"street":"500 La Terraza BLVD","city":"Escondido"}]}],"brochureServices":["education planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"858-768-0096","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":88},{"label":"Securities issued by registered investment companies or business development companies","percent":3},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":2,"detail":"Variable Annuities and Non-Traded Reits."}],"privateFunds":0},"sources":{"adv1FilingDate":"14 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327885/PDF/327885.pdf","brochureDate":"14 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051666","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SWP Financial have?","answer":"SWP Financial has 193 clients and manages $239 million for them, as of July 2026. They include 140 individual clients and 53 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SWP Financial offer?","answer":"SWP Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does SWP Financial use?","answer":"SWP Financial’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $266M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SWP Financial have?","answer":"SWP Financial has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SWP Financial invest in?","answer":"At the end of its last fiscal year, SWP Financial’s separately managed accounts held 88% exchange-traded equities, 7% cash and equivalents, 3% registered funds (mutual funds, ETFs, BDCs) and 2% other. The 2% other category is described as: Variable Annuities and Non-Traded Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SWP Financial?","answer":"SWP Financial’s direct owner is Philip Smith (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SWP Financial get paid?","answer":"SWP Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SWP Financial?","answer":"SWP Financial’s main office is at 171 Saxony Road, Suite 211, Encinitas, CA 92024. Its phone number is 858-768-0096. Its website is salientwealthplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/swp-financial-327885/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2014200/000195175726001063/0001951757-26-001063-index.html","totalValue":216222967,"positionCount":78,"top10Share":0.5924082523573918,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":35348364,"shares":47201,"shareType":"SH","priorValue":19815395,"priorShares":30335},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":16799922,"shares":77089,"shareType":"SH","priorValue":18580685,"priorShares":94703},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":15698796,"shares":182247,"shareType":"SH","priorValue":14120607,"priorShares":32328},{"issuer":"ISHARES TR","titleOfClass":"CORE UNIVRSL USD","cusip":"46434V613","value":13797244,"shares":298965,"shareType":"SH","priorValue":13761674,"priorShares":297936},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":10437772,"shares":36072,"shareType":"SH","priorValue":9011886,"priorShares":35509},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":9606437,"shares":141250,"shareType":"SH","priorValue":8403702,"priorShares":144443},{"issuer":"ISHARES TR","titleOfClass":"US TREAS BD ETF","cusip":"46429B267","value":8670003,"shares":380597,"shareType":"SH","priorValue":8180872,"priorShares":357087},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA IN CTRY ETF","cusip":"09290C764","value":5996288,"shares":163833,"shareType":"SH","priorValue":5401929,"priorShares":168007},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"MTG-BKD SECS ETF","cusip":"92206C771","value":5891055,"shares":125850,"shareType":"SH","priorValue":5471203,"priorShares":116533},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"ISHA TOTA RE ETF","cusip":"092528876","value":5846389,"shares":116173,"shareType":"SH","priorValue":5303074,"priorShares":105660}],"positionsListed":78,"positions":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":35348364,"shares":47201,"shareType":"SH","priorValue":19815395,"priorShares":30335},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":16799922,"shares":77089,"shareType":"SH","priorValue":18580685,"priorShares":94703},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":15698796,"shares":182247,"shareType":"SH","priorValue":14120607,"priorShares":32328},{"issuer":"ISHARES TR","titleOfClass":"CORE UNIVRSL USD","cusip":"46434V613","value":13797244,"shares":298965,"shareType":"SH","priorValue":13761674,"priorShares":297936},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":10437772,"shares":36072,"shareType":"SH","priorValue":9011886,"priorShares":35509},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":9606437,"shares":141250,"shareType":"SH","priorValue":8403702,"priorShares":144443},{"issuer":"ISHARES TR","titleOfClass":"US TREAS BD ETF","cusip":"46429B267","value":8670003,"shares":380597,"shareType":"SH","priorValue":8180872,"priorShares":357087},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA IN CTRY ETF","cusip":"09290C764","value":5996288,"shares":163833,"shareType":"SH","priorValue":5401929,"priorShares":168007},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"MTG-BKD SECS ETF","cusip":"92206C771","value":5891055,"shares":125850,"shareType":"SH","priorValue":5471203,"priorShares":116533},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"ISHA TOTA RE ETF","cusip":"092528876","value":5846389,"shares":116173,"shareType":"SH","priorValue":5303074,"priorShares":105660},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA I IN TE ETF","cusip":"09290C780","value":4672620,"shares":88631,"shareType":"SH","priorValue":3801372,"priorShares":115368},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":4447445,"shares":32338,"shareType":"SH","priorValue":3794727,"priorShares":33549},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":4172465,"shares":12132,"shareType":"SH","priorValue":3804979,"priorShares":12732},{"issuer":"ISHARES TR","titleOfClass":"MSCI USA MMENTM","cusip":"46432F396","value":3527105,"shares":10288,"shareType":"SH","priorValue":3667816,"priorShares":15283},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":3424769,"shares":35460,"shareType":"SH","priorValue":3598794,"priorShares":39752},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P MCP ETF","cusip":"464287507","value":3337163,"shares":43278,"shareType":"SH","priorValue":2972213,"priorShares":44013},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA LA CORE ETF","cusip":"09290C855","value":3333235,"shares":66175,"shareType":"SH","priorValue":2946671,"priorShares":71765},{"issuer":"GLOBAL X FDS","titleOfClass":"DEFENSE TECH ETF","cusip":"37960A529","value":3285423,"shares":55023,"shareType":"SH","priorValue":3179583,"priorShares":44884},{"issuer":"ISHARES TR","titleOfClass":"10-20 YR TRS ETF","cusip":"464288653","value":3250096,"shares":32388,"shareType":"SH","priorValue":3031091,"priorShares":30094},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":3185540,"shares":39538,"shareType":"SH","priorValue":2902280,"priorShares":10106},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":3076095,"shares":13548,"shareType":"SH","priorValue":2860555,"priorShares":13548},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":2891781,"shares":34529,"shareType":"SH","priorValue":2755111,"priorShares":36686},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SMALL CP ETF","cusip":"922908751","value":2819046,"shares":9300,"shareType":"SH","priorValue":2454479,"priorShares":9371},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA SYST AL ETF","cusip":"09290C665","value":2812882,"shares":100281,"shareType":"SH"},{"issuer":"VANGUARD CHARLOTTE FDS","titleOfClass":"TOTAL INT BD ETF","cusip":"92203J407","value":2793830,"shares":57688,"shareType":"SH","priorValue":3546378,"priorShares":73806},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":2778271,"shares":46545,"shareType":"SH","priorValue":4295516,"priorShares":79473},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHA US THEM ETF","cusip":"09290C806","value":2581292,"shares":59877,"shareType":"SH","priorValue":3970872,"priorShares":109632},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"ISHA FLEX IN ETF","cusip":"092528603","value":2561110,"shares":48932,"shareType":"SH","priorValue":3237340,"priorShares":62340},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":2514898,"shares":16957,"shareType":"SH","priorValue":2182880,"priorShares":17560},{"issuer":"ISHARES TR","titleOfClass":"SYSTEMATIC BD ET","cusip":"46435U796","value":2410332,"shares":27169,"shareType":"SH","priorValue":2339899,"priorShares":26291},{"issuer":"SEMPRA","titleOfClass":"COM","cusip":"816851109","value":1420781,"shares":15325,"shareType":"SH","priorValue":1487964,"priorShares":15313},{"issuer":"ISHARES TR","titleOfClass":"0-5 YR TIPS ETF","cusip":"46429B747","value":1339896,"shares":13116,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"MSCI USA QLT FCT","cusip":"46432F339","value":1115302,"shares":5083,"shareType":"SH","priorValue":4765797,"priorShares":24846},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":1097237,"shares":6991,"shareType":"SH","priorValue":990648,"priorShares":7162},{"issuer":"ISHARES TR","titleOfClass":"ISHS 1-5YR INVS","cusip":"464288646","value":1050814,"shares":20050,"shareType":"SH","priorValue":1263455,"priorShares":24038},{"issuer":"ISHARES TR","titleOfClass":"CONV BD ETF","cusip":"46435G102","value":919264,"shares":7551,"shareType":"SH","priorValue":1034697,"priorShares":10165},{"issuer":"ISHARES TR","titleOfClass":"EAFE GRWTH ETF","cusip":"464288885","value":892465,"shares":7173,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":882476,"shares":1764,"shareType":"SH","priorValue":795748,"priorShares":1661},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":861956,"shares":1530,"shareType":"SH","priorValue":826852,"priorShares":1445},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":823836,"shares":4458,"shareType":"SH","priorValue":569857,"priorShares":4425},{"issuer":"ISHARES TR","titleOfClass":"ISHS 5-10YR INVT","cusip":"464288638","value":823612,"shares":15490,"shareType":"SH","priorValue":1009597,"priorShares":18970},{"issuer":"ISHARES TR","titleOfClass":"EAFE VALUE ETF","cusip":"464288877","value":751415,"shares":9816,"shareType":"SH","priorValue":3102923,"priorShares":41734},{"issuer":"ISHARES GOLD TR","titleOfClass":"ISHARES NEW","cusip":"464285204","value":717345,"shares":9500,"shareType":"SH","priorValue":710481,"priorShares":8059},{"issuer":"HALOZYME THERAPEUTICS INC","titleOfClass":"COM","cusip":"40637H109","value":598922,"shares":7652,"shareType":"SH","priorValue":494549,"priorShares":7652},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":580914,"shares":5869,"shareType":"SH","priorValue":603462,"priorShares":6079},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":488982,"shares":1368,"shareType":"SH","priorValue":356321,"priorShares":1239},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":482973,"shares":2414,"shareType":"SH","priorValue":283813,"priorShares":1627},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":460132,"shares":6458,"shareType":"SH","priorValue":426645,"priorShares":6658},{"issuer":"TRIMBLE INC","titleOfClass":"COM","cusip":"896239100","value":456167,"shares":8913,"shareType":"SH","priorValue":581134,"priorShares":8909},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":443893,"shares":1068,"shareType":"SH","priorValue":277625,"priorShares":1026},{"issuer":"ISHARES TR","titleOfClass":"ESG OPTIMIZED","cusip":"464288802","value":412598,"shares":2674,"shareType":"SH","priorValue":352839,"priorShares":2671},{"issuer":"TETRA TECH INC NEW","titleOfClass":"COM","cusip":"88162G103","value":399895,"shares":13842,"shareType":"SH","priorValue":416710,"priorShares":13835},{"issuer":"ISHARES TR","titleOfClass":"CORE 80 20 ETF","cusip":"464289859","value":395378,"shares":4051,"shareType":"SH","priorValue":358473,"priorShares":4051},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":384246,"shares":1030,"shareType":"SH","priorValue":285801,"priorShares":772},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":357935,"shares":1093,"shareType":"SH","priorValue":292827,"priorShares":995},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":352977,"shares":999,"shareType":"SH","priorValue":251863,"priorShares":878},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INF TECH ETF","cusip":"92204A702","value":334656,"shares":2800,"shareType":"SH","priorValue":261645,"priorShares":375},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":324438,"shares":4057,"shareType":"SH","priorValue":374807,"priorShares":4711},{"issuer":"HEWLETT PACKARD ENTERPRISE C","titleOfClass":"COM","cusip":"42824C109","value":321499,"shares":7127,"shareType":"SH"},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM NEW","cusip":"46120E602","value":303430,"shares":763,"shareType":"SH","priorValue":348508,"priorShares":756},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":296043,"shares":1159,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":287521,"shares":777,"shareType":"SH","priorValue":249269,"priorShares":777},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"INTERMED TERM","cusip":"921937819","value":287515,"shares":3749,"shareType":"SH","priorValue":495739,"priorShares":6423},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"TOTAL BND MRKT","cusip":"921937835","value":287212,"shares":3912,"shareType":"SH","priorValue":494714,"priorShares":6718},{"issuer":"GENERAL DYNAMICS CORP","titleOfClass":"COM","cusip":"369550108","value":283746,"shares":801,"shareType":"SH","priorValue":306495,"priorShares":893},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":282222,"shares":302,"shareType":"SH","priorValue":285533,"priorShares":287},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":275033,"shares":3852,"shareType":"SH","priorValue":365370,"priorShares":3800},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":269801,"shares":1132,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"S&P MC 400VL ETF","cusip":"464287705","value":255277,"shares":1728,"shareType":"SH","priorValue":228960,"priorShares":1728},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":247670,"shares":1690,"shareType":"SH","priorValue":240819,"priorShares":1637},{"issuer":"ISHARES TR","titleOfClass":"1 3 YR TREAS BD","cusip":"464287457","value":243292,"shares":2963,"shareType":"SH","priorValue":320867,"priorShares":3886},{"issuer":"ISHARES TR","titleOfClass":"MSCI ACWI EX US","cusip":"464288240","value":235744,"shares":3097,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":234061,"shares":779,"shareType":"SH","priorValue":200880,"priorShares":810},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":231598,"shares":2802,"shareType":"SH","priorValue":213992,"priorShares":2688},{"issuer":"ISHARES TR","titleOfClass":"ESG AWR US AGRGT","cusip":"46435U549","value":228421,"shares":4818,"shareType":"SH","priorValue":223105,"priorShares":4692},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MCAP GR IDXVIP","cusip":"922908538","value":224824,"shares":734,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":214285,"shares":312,"shareType":"SH"},{"issuer":"QUANTUMSCAPE CORP","titleOfClass":"COM CL A","cusip":"74767V109","value":75600,"shares":10000,"shareType":"SH","priorValue":63800,"priorShares":10000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}