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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SWMG have?","answer":"SWMG has 5 investment adviser representatives registered with state securities authorities, out of 19 employees, and 5 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SWMG invest in?","answer":"At the end of its last fiscal year, SWMG’s separately managed accounts held 78% exchange-traded equities, 18% U.S. government and agency bonds and 4% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SWMG?","answer":"SWMG’s direct owner is Joshua Strittmatter (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SWMG get paid?","answer":"SWMG is paid through a percentage of assets under management, hourly charges and fixed fees. 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