{"url":"https://nivawealth.com/firms/swisspartners-advisors-ag-148721","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148721","regulatoryAum":891794772,"crd":"148721","history":[{"filedOn":"2021-03-26","regulatoryAum":478243092,"clients":71,"employees":7,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":581850825,"clients":77,"employees":6,"offices":1},{"filedOn":"2023-05-26","regulatoryAum":501316673,"clients":77,"employees":5,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":550950589,"clients":78,"employees":5,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":609103283,"clients":80,"employees":5,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":891794772,"clients":90,"employees":5,"offices":1}],"secFileNumber":"801-69940","legalName":"Swisspartners Advisors Ag","displayName":"Swisspartners Advisors Ag","slug":"swisspartners-advisors-ag-148721","website":"https://swisspartners-advisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/148721/b2b0621472342bb6-r1.webp","tone":"dark","width":638,"height":200,"sourceUrl":"https://swisspartners-advisors.com/","sourceLabel":"Swisspartners Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/swisspartners-advisors-spa","founded":null,"organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"AM Schanzengraben 23","city":"Zurich","state":"","stateName":"","country":"Switzerland","postalCode":"8002"},"tradeNames":[],"registration":{"secApproved":"26 February 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":7029472.438356165,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":891794772,"discretionary":891794772,"discretionaryAccounts":114,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":53,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":303714705},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":209436783},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":179955369},{"label":"Corporations and other businesses","clients":17,"regulatoryAum":198687915}],"feePrograms":[{"role":"other","program":"Account Opening Assistance","summary":"Active help with custodian account opening is offered for a one-time setup fee of up to CHF 12,000, if requested.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026701","versionId":1026701,"submittedOn":"2026-03-26","documentName":"SPA FORM ADV PART 2A 17 MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:49:43.423527+00:00","documents":[{"name":"SPA FORM ADV PART 2A 17 MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026701","versionId":1026701,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Bank Julius Baer & Co. LTD.","shortName":"Bank Julius Baer & Co.","location":"Zurich","smaAssets":519784568},{"name":"Banque Pictet & Cie Sa","shortName":"Banque Pictet & Cie Sa","location":"Geneva","smaAssets":95554676},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":125454268},{"name":"Dreyfus Sohne & Cie. Aktiengesellschaft, Banquiers","shortName":"Dreyfus Sohne & Cie. Aktiengesellschaft, Banquiers","location":"Basel","smaAssets":99788684}],"custodyNote":"Swisspartners Advisors Ag does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Dominique Spillmann","title":"Chief Executive Officer","crd":"2793352"},{"name":"Alessandro Chiarenza","title":"Chief Compliance Officer / Chief Operations Officer","crd":"7718587"},{"name":"Peter Ahluwalia","title":"Chief Investment Officer","crd":"6255726"},{"name":"Christian Dietsche","title":"Director","crd":"7241776"},{"name":"Gerhard Gottet","title":"Head Portfolio Management","crd":"5631790"},{"name":"Lukas Lanicca","title":"Director","crd":"8235971"},{"name":"Markus Wintsch","title":"Director / Chairman of the Board","crd":"6770214"}],"ownership":[{"label":"Swisspartners Group Ag","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2016."},{"label":"W. Vogt Holding Ag","detail":"Indirect owner: a shareholder of Swisspartners Group Ag in the 25% to 50% band and a control person, since September 2023.","parent":"Swisspartners Group Ag"},{"label":"Werner Vogt","detail":"Indirect owner: a shareholder of W. Vogt Holding Ag in the 75% or more band and a control person, since September 2023.","parent":"W. Vogt Holding Ag"},{"label":"Pierer Swiss Ag","detail":"Indirect owner: a shareholder of Swisspartners Group Ag in the 25% to 50% band and a control person, since September 2023.","parent":"Swisspartners Group Ag"},{"label":"Stefan Pierer","detail":"Indirect owner: a shareholder of Pierer Swiss Ag in the 75% or more band and a control person, since June 2024.","parent":"Pierer Swiss Ag"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41582000800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"Sovereign bonds","percent":10},{"label":"Investment grade corporate bonds","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":11,"detail":"Numbers Refer to Values As of 31 December 2025.\nField \"Other\" Represents Mainly Investments in Physical Gold."}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/148721/PDF/148721.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026701","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Swisspartners Advisors Ag have?","answer":"Swisspartners Advisors Ag has 90 clients and manages $892 million for them, as of March 2026. They include 41 individual clients, 32 high-net-worth individuals, and 17 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Swisspartners Advisors Ag offer?","answer":"Swisspartners Advisors Ag provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Swisspartners Advisors Ag use?","answer":"Swisspartners Advisors Ag’s separately managed account assets are held at Bank Julius Baer & Co. LTD. (Zurich), with $520M, Pershing LLC (Jersey City, NJ), with $125M, Dreyfus Sohne & Cie. Aktiengesellschaft, Banquiers (Basel), with $99.8M and Banque Pictet & Cie Sa (Geneva), with $95.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Swisspartners Advisors Ag have?","answer":"Swisspartners Advisors Ag has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Swisspartners Advisors Ag invest in?","answer":"At the end of its last fiscal year, Swisspartners Advisors Ag’s separately managed accounts held 36% exchange-traded equities, 20% investment grade corporate bonds, 12% cash and equivalents, 11% other, 10% sovereign bonds, 9% registered funds (mutual funds, ETFs, BDCs) and 2% pooled vehicles (private funds and similar). The 11% other category is described as: Numbers Refer to Values As of 31 December 2025.\nField \"Other\" Represents Mainly Investments in Physical Gold.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Swisspartners Advisors Ag?","answer":"Swisspartners Advisors Ag is owned through a chain of holding companies by Werner Vogt and Stefan Pierer. Its direct owner is Swisspartners Group Ag (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Swisspartners Advisors Ag get paid?","answer":"Swisspartners Advisors Ag is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Swisspartners Advisors Ag?","answer":"Swisspartners Advisors Ag’s main office is at AM Schanzengraben 23, Zurich, Switzerland 8002. Its phone number is 41582000800. Its website is swisspartners-advisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/swisspartners-advisors-ag-148721/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1805754/000180575426000004/0001805754-26-000004-index.html","totalValue":148440675,"positionCount":23,"top10Share":0.7997024063653713,"top10":[{"issuer":"APA CORPORATION","titleOfClass":"COM","cusip":"03743Q108","value":16090947,"shares":494190,"shareType":"SH","priorValue":21145597,"priorShares":501020},{"issuer":"D R HORTON INC","titleOfClass":"COM","cusip":"23331A109","value":13693778,"shares":84160,"shareType":"SH","priorValue":11354004,"priorShares":83240},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"SP CHINA ETF","cusip":"78463X400","value":12787898,"shares":147830,"shareType":"SH","priorValue":13671714,"priorShares":147810},{"issuer":"SIRIUSXM HOLDINGS INC","titleOfClass":"COMMON STOCK","cusip":"829933100","value":12213169,"shares":413569,"shareType":"SH","priorValue":9624706,"priorShares":419336},{"issuer":"ISHARES TR","titleOfClass":"MRGSTR MD CP VAL","cusip":"464288406","value":11722048,"shares":128320,"shareType":"SH","priorValue":10854908,"priorShares":128740},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST MAR DIVID ETF","cusip":"78463X533","value":11616162,"shares":283700,"shareType":"SH","priorValue":11106680,"priorShares":282890},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":10933926,"shares":29690,"shareType":"SH","priorValue":15272049,"priorShares":35690},{"issuer":"ALASKA AIR GROUP INC","titleOfClass":"COM","cusip":"011659109","value":10513584,"shares":201470,"shareType":"SH","priorValue":7079001,"priorShares":193540},{"issuer":"LYONDELLBASELL INDUSTRIES NV","titleOfClass":"SHS - A -","cusip":"N53745100","value":10420619,"shares":197963,"shareType":"SH","priorValue":15623163,"priorShares":194963},{"issuer":"TOTALENERGIES SE","titleOfClass":"ACT","cusip":"F92124100","value":8716234,"shares":112205,"shareType":"SH","priorValue":10369766,"priorShares":111580}],"positionsListed":23,"positions":[{"issuer":"APA CORPORATION","titleOfClass":"COM","cusip":"03743Q108","value":16090947,"shares":494190,"shareType":"SH","priorValue":21145597,"priorShares":501020},{"issuer":"D R HORTON INC","titleOfClass":"COM","cusip":"23331A109","value":13693778,"shares":84160,"shareType":"SH","priorValue":11354004,"priorShares":83240},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"SP CHINA ETF","cusip":"78463X400","value":12787898,"shares":147830,"shareType":"SH","priorValue":13671714,"priorShares":147810},{"issuer":"SIRIUSXM HOLDINGS INC","titleOfClass":"COMMON STOCK","cusip":"829933100","value":12213169,"shares":413569,"shareType":"SH","priorValue":9624706,"priorShares":419336},{"issuer":"ISHARES TR","titleOfClass":"MRGSTR MD CP VAL","cusip":"464288406","value":11722048,"shares":128320,"shareType":"SH","priorValue":10854908,"priorShares":128740},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST MAR DIVID ETF","cusip":"78463X533","value":11616162,"shares":283700,"shareType":"SH","priorValue":11106680,"priorShares":282890},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":10933926,"shares":29690,"shareType":"SH","priorValue":15272049,"priorShares":35690},{"issuer":"ALASKA AIR GROUP INC","titleOfClass":"COM","cusip":"011659109","value":10513584,"shares":201470,"shareType":"SH","priorValue":7079001,"priorShares":193540},{"issuer":"LYONDELLBASELL INDUSTRIES NV","titleOfClass":"SHS - A -","cusip":"N53745100","value":10420619,"shares":197963,"shareType":"SH","priorValue":15623163,"priorShares":194963},{"issuer":"TOTALENERGIES SE","titleOfClass":"ACT","cusip":"F92124100","value":8716234,"shares":112205,"shareType":"SH","priorValue":10369766,"priorShares":111580},{"issuer":"OCCIDENTAL PETE CORP","titleOfClass":"COM","cusip":"674599105","value":8521967,"shares":175510,"shareType":"SH","priorValue":11189228,"priorShares":173180},{"issuer":"STELLANTIS N.V","titleOfClass":"SHS","cusip":"N82405106","value":8139820,"shares":1432730,"shareType":"SH","priorValue":9304051,"priorShares":1335490},{"issuer":"MARATHON PETE CORP","titleOfClass":"COM","cusip":"56585A102","value":5254472,"shares":20570,"shareType":"SH","priorValue":4958159,"priorShares":20410},{"issuer":"ISHARES TR","titleOfClass":"MSCI AC ASIA ETF","cusip":"464288182","value":2416305,"shares":20255,"shareType":"SH","priorValue":1955837,"priorShares":20425},{"issuer":"ISHARES TR","titleOfClass":"EUROPE ETF","cusip":"464287861","value":1364800,"shares":18740,"shareType":"SH","priorValue":1724979,"priorShares":25580},{"issuer":"ISHARES INC","titleOfClass":"MSCI PAC JP ETF","cusip":"464286665","value":924050,"shares":17355,"shareType":"SH","priorValue":917140,"priorShares":17355},{"issuer":"ISHARES INC","titleOfClass":"MSCI SWITZERLAND","cusip":"464286749","value":775965,"shares":12350,"shareType":"SH","priorValue":722161,"priorShares":12350},{"issuer":"UBS GROUP AG","titleOfClass":"SHS","cusip":"H42097107","value":693815,"shares":14000,"shareType":"SH","priorValue":535267,"priorShares":14000},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":632930,"shares":2188,"shareType":"SH","priorValue":552219,"priorShares":2188},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":350053,"shares":1750,"shareType":"SH","priorValue":303511,"priorShares":1750},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":238661,"shares":640,"shareType":"SH","priorValue":235598,"priorShares":640},{"issuer":"AMRIZE LTD","titleOfClass":"SHS","cusip":"H2927K103","value":211890,"shares":4000,"shareType":"SH","priorValue":216685,"priorShares":4000},{"issuer":"TECHNIPFMC PLC","titleOfClass":"COM","cusip":"G87110105","value":207582,"shares":3130,"shareType":"SH","priorValue":215210,"priorShares":3130}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}