{"url":"https://nivawealth.com/firms/sutterfield-financial-group-115652","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/115652","regulatoryAum":274397181,"crd":"115652","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4713371","suffix":null,"lastName":"GRAMM","firstName":"MICHAEL","middleName":"ALLEN"},{"crd":"4673435","suffix":null,"lastName":"KVISTERO","firstName":"AARON","middleName":"Keith"},{"crd":"4741229","suffix":null,"lastName":"STRICKLAND","firstName":"DANIEL","middleName":"KEITH"},{"crd":"2236383","suffix":null,"lastName":"SUTTERFIELD","firstName":"TREVOR","middleName":"SHAWN"},{"crd":"4583992","suffix":null,"lastName":"TINKLENBERG","firstName":"JASON","middleName":"SCOTT"},{"crd":"5505828","suffix":null,"lastName":"WEINZIERL","firstName":"SCOTT","middleName":"GREGORY"},{"crd":"1350065","suffix":null,"lastName":"WICK","firstName":"DARREL","middleName":"JOHN"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":200339776,"clients":1188,"employees":17,"offices":5},{"filedOn":"2022-03-23","regulatoryAum":204842027,"clients":1397,"employees":17,"offices":5},{"filedOn":"2023-03-30","regulatoryAum":174816099,"clients":1291,"employees":17,"offices":5},{"filedOn":"2024-07-31","regulatoryAum":202236034,"clients":1122,"employees":24,"offices":5},{"filedOn":"2025-03-27","regulatoryAum":220821609,"clients":1003,"employees":24,"offices":5},{"filedOn":"2026-03-27","regulatoryAum":274397181,"clients":1129,"employees":32,"offices":5}],"secFileNumber":"801-63652","legalName":"Sutterfield Financial Group, Inc.","displayName":"Sutterfield Financial Group","slug":"sutterfield-financial-group-115652","website":"https://sutterfieldfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/sutterfield-financial-group-inc-","xUrl":"https://x.com/sutterfieldfg/","founded":null,"organization":"Oklahoma corporation","fiscalYearEnd":"December","headquarters":{"street":"501 Se Fourth Street","city":"Bartlesville","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"74003"},"tradeNames":["Fieldstone Financial, Inc.","Gramm Financial Services, LLC","Longview Financial Solutions, LLC","Strickland Financial Concepts, LLC"],"registration":{"secApproved":"3 January 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":175931.52679474215,"staff":{"employees":32,"advisory":13,"brokerDealerReps":6,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":274397181,"discretionary":263729122,"discretionaryAccounts":2280,"nonDiscretionary":10668059,"nonDiscretionaryAccounts":112,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":15},"clientTypes":[{"label":"Individuals (other than HNW)","clients":944,"regulatoryAum":111694161},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":62302119},{"label":"Pension and profit-sharing plans","clients":100,"regulatoryAum":53723755},{"label":"Charitable organizations","clients":9,"regulatoryAum":8821466},{"label":"Insurance companies","clients":13,"regulatoryAum":34933957},{"label":"Corporations and other businesses","clients":18,"regulatoryAum":2921723}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Stand-alone planning or consulting is negotiated: hourly from $75 to $350, or a fixed fee from $500 to $100,000 on an average range. Ongoing planning is an annual fixed fee billed quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029671","versionId":1029671,"submittedOn":"2026-03-27","documentName":"DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:21:02.635275+00:00","documents":[{"name":"DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029671","versionId":1029671,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":196513328},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":34163835},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":12517067}],"custodyNote":"Sutterfield Financial Group has custody of $34.9M in client assets for 13 clients.","otherCustodians":[],"leadership":[{"name":"Trevor Sutterfield","title":"President / Chief Executive Officer","crd":"2236383"},{"name":"Michelle Sutterfield","title":"Chief Financial Officer","crd":"6134565"},{"name":"Zachary Hyden","title":"Chief Compliance Officer / General Counsel","crd":"6466769"}],"ownership":[{"label":"Trevor Sutterfield","detail":"President / chief executive officer in the 50% to 75% ownership band and a control person, since June 1999."},{"label":"Michelle Sutterfield","detail":"Chief financial officer in the 50% to 75% ownership band and a control person, since June 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":1},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":2,"addresses":[{"street":"1602 Bemidji Ave. N.","city":"Bemidji"},{"street":"1408 Ella Avenue NW","city":"Willmar"}]},{"state":"Oklahoma","offices":1,"addresses":[{"street":"501 Se Fourth Street","city":"Bartlesville","headquarters":true}]},{"state":"South Dakota","offices":1,"addresses":[{"street":"7401 Bitterroot Place","city":"Sioux Falls"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"918-338-2255","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/115652/PDF/115652.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029671","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sutterfield Financial Group have?","answer":"Sutterfield Financial Group has 1,129 clients and manages $274 million for them, as of March 2026. They include 944 individual clients, 100 pension and profit-sharing plans, and 45 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sutterfield Financial Group offer?","answer":"Sutterfield Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sutterfield Financial Group use?","answer":"Sutterfield Financial Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $197M, Interactive Brokers LLC (Greenwich, CT), with $34.2M and Charles Schwab & Co., Inc. (Omaha, NE), with $12.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sutterfield Financial Group have?","answer":"Sutterfield Financial Group has 6 investment adviser representatives registered with state securities authorities, out of 32 employees, and 13 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sutterfield Financial Group invest in?","answer":"At the end of its last fiscal year, Sutterfield Financial Group’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sutterfield Financial Group?","answer":"Sutterfield Financial Group’s direct owners are Trevor Sutterfield (50% to 75%) and Michelle Sutterfield (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sutterfield Financial Group get paid?","answer":"Sutterfield Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sutterfield Financial Group?","answer":"Sutterfield Financial Group’s main office is at 501 Se Fourth Street, Bartlesville, OK 74003. Its phone number is 918-338-2255. Its website is sutterfieldfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}