{"url":"https://nivawealth.com/firms/sustainable-investment-solutions-111456","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111456","regulatoryAum":152935812,"crd":"111456","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5914002","suffix":null,"lastName":"BURKE","firstName":"ALEXANDER","middleName":"EVAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":113379574,"clients":148,"employees":1,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":130600885,"clients":151,"employees":1,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":112459983,"clients":155,"employees":1,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":126238313,"clients":154,"employees":1,"offices":1},{"filedOn":"2025-03-05","regulatoryAum":136011284,"clients":158,"employees":1,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":152935812,"clients":174,"employees":1,"offices":1}],"secFileNumber":"801-120911","legalName":"Sustainable 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BROCHURE","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is offered as a flat fee of up to $10,000 or at $300 per hour, and is provided at no additional cost to existing clients whose assets are actively managed by the advisor.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013675","versionId":1013675,"submittedOn":"2026-03-03","documentName":"ADV 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:10:12.087673+00:00","documents":[{"name":"ADV 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013675","versionId":1013675,"submittedOn":"2026-03-03"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013676","versionId":1013676,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":133441749}],"custodyNote":"Sustainable Investment Solutions has custody of $42.3M for 96 clients.","otherCustodians":[],"leadership":[{"name":"Alexander Burke","title":"Managing Member and Chief Compliance Officer","crd":"5914002"}],"ownership":[{"label":"Alexander E Burke Family Trust","detail":"Member in the 75% or more ownership band and a control person, since July 2023."},{"label":"Alexander Burke","detail":"Indirect owner: trustee of Alexander E Burke Family Trust and a control person, since July 2023.","parent":"Alexander E Burke Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"990 Washington St, Suite 317","city":"Dedham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-251-0505","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111456/PDF/111456.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013675","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sustainable Investment Solutions have?","answer":"Sustainable Investment Solutions has 174 clients and manages $153 million for them, as of March 2026. They include 109 individual clients and 65 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sustainable Investment Solutions offer?","answer":"Sustainable Investment Solutions provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sustainable Investment Solutions charge?","answer":"Sustainable Investment Solutions charges 0.75%–1.00% a year for its Investment Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"ADV 2A FIRM BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sustainable Investment Solutions use?","answer":"Sustainable Investment Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $133M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sustainable Investment Solutions have?","answer":"Sustainable Investment Solutions has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sustainable Investment Solutions invest in?","answer":"At the end of its last fiscal year, Sustainable Investment Solutions’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Sustainable Investment Solutions have a minimum investment?","answer":"Yes, Sustainable Investment Solutions’ minimum account size for its Investment Management is $500K.","source":"ADV 2A FIRM BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Sustainable Investment Solutions?","answer":"Sustainable Investment Solutions’ direct owner is Alexander E Burke Family Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sustainable Investment Solutions get paid?","answer":"Sustainable Investment Solutions is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sustainable Investment Solutions?","answer":"Sustainable Investment Solutions’ main office is at 990 Washington St, Suite 317, Dedham, MA 02026. Its phone number is 781-251-0505. Its website is sustainableinvestmentsolutions.net.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}