{"url":"https://nivawealth.com/firms/sustainable-growth-advisers-127447","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/127447","regulatoryAum":16661106462,"crd":"127447","secFileNumber":"801-62151","legalName":"Sustainable Growth Advisers, LP","displayName":"Sustainable Growth Advisers","website":null,"linkedinUrl":"https://www.linkedin.com/company/sustainable-growth-advisers-lp/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"301 Tresser Boulevard, Suite 1310","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06901"},"tradeNames":[],"registration":{"secApproved":"18 June 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":33,"advisory":18,"brokerDealerReps":0,"insuranceAgents":0,"promoters":4},"aum":{"discretionary":16661106462,"discretionaryAccounts":66,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":153458762,"nonUsClientsPct":24,"nonAumClients":12},"clientTypes":[{"label":"Individuals (other than HNW)","clients":160,"regulatoryAum":153458762},{"label":"High-net-worth individuals","clients":10,"regulatoryAum":39257951},{"label":"Investment companies","clients":9,"regulatoryAum":9537049605},{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":5492999870},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":497174896},{"label":"Charitable organizations","clients":2,"regulatoryAum":526939058},{"label":"State or municipal government entities","clients":2,"regulatoryAum":38345026},{"label":"Insurance companies","clients":6,"regulatoryAum":127730472},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":97621179},{"label":"Corporations and other businesses","clients":15,"regulatoryAum":150529643}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":177166837},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":296039219},{"name":"JP Morgan","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":488406292},{"name":"Fidelity Management Trust Company","shortName":"Fidelity","location":"Boston, MA","smaAssets":227828915}],"custodyNote":"Sustainable Growth Advisers does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Peter Seuffert","title":"Chief Operating Officer","crd":"1671642"},{"name":"Daniel Callaway","title":"Chief Compliance Officer","crd":"2885176"},{"name":"Hrishikesh Gupta","title":"Principal & Executive Committee Member","crd":"7963189"},{"name":"Alexandra Lee","title":"Principal & Executive Committee Member","crd":"4267332"},{"name":"Kishore Rao","title":"Principal & Executive Committee Member","crd":"2986784"}],"ownership":[{"label":"Virtus Partners, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2018."},{"label":"Virtus Investment Partners, Inc.","detail":"Indirect owner: a sole shareholder of Virtus Partners, Inc. in the 75% or more band and a control person, since November 2008.","parent":"Virtus Partners, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"301 Tresser Boulevard, Suite 1310","city":"Stamford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-348-4742","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/127447/PDF/127447.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sustainable Growth Advisers have?","answer":"Sustainable Growth Advisers has 224 clients and manages $16.7 billion for them, as of March 2026. They include 160 other individuals, 15 corporations and other businesses and 12 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sustainable Growth Advisers offer?","answer":"Sustainable Growth Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sustainable Growth Advisers use?","answer":"Sustainable Growth Advisers’ separately managed account assets are held at JP Morgan (New York, NY), with $488,406,292, The Bank of New York Mellon (New York, NY), with $296,039,219, Fidelity Management Trust Company (Boston, MA), with $227,828,915 and The Northern Trust Company (Chicago, IL), with $177,166,837. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sustainable Growth Advisers have?","answer":"Sustainable Growth Advisers has 0 investment adviser representatives registered with state securities authorities, out of 33 employees, and 18 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sustainable Growth Advisers invest in?","answer":"At the end of its last fiscal year, Sustainable Growth Advisers’ separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sustainable Growth Advisers?","answer":"Sustainable Growth Advisers is owned through a holding company by Virtus Investment Partners, Inc. Its direct owner is Virtus Partners, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sustainable Growth Advisers get paid?","answer":"Sustainable Growth Advisers is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/sustainable-growth-advisers-127447/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1290668/000129066826000003/0001290668-26-000003-index.html","totalValue":10190707647,"positionCount":47,"top10Share":0.540186611341025,"top10":[{"issuer":"Nvidia Corp","titleOfClass":"COM","cusip":"67066G104","value":944453613,"shares":4720144,"shareType":"SH","priorValue":845754893,"priorShares":4849512},{"issuer":"Alphabet Inc CL C","titleOfClass":"COM","cusip":"02079K107","value":752490788,"shares":2129711,"shareType":"SH","priorValue":542902056,"priorShares":1892568},{"issuer":"Microsoft Corp.","titleOfClass":"COM","cusip":"594918104","value":561396219,"shares":1505003,"shareType":"SH","priorValue":580794139,"priorShares":1568993},{"issuer":"Amazon.com Inc","titleOfClass":"COM","cusip":"023135106","value":543731954,"shares":2281329,"shareType":"SH","priorValue":681301363,"priorShares":3271241},{"issuer":"Apple Inc","titleOfClass":"COM","cusip":"037833100","value":505622456,"shares":1747382,"shareType":"SH","priorValue":387207403,"priorShares":1525700},{"issuer":"Visa Inc","titleOfClass":"COM","cusip":"92826C839","value":494978002,"shares":1442706,"shareType":"SH","priorValue":528960803,"priorShares":1750135},{"issuer":"Broadcom Inc","titleOfClass":"COM","cusip":"11135F101","value":481801616,"shares":1275451,"shareType":"SH","priorValue":452689945,"priorShares":1462602},{"issuer":"Waste Management Inc","titleOfClass":"COM","cusip":"94106L109","value":459500775,"shares":2061651,"shareType":"SH","priorValue":464566903,"priorShares":2021702},{"issuer":"Yum! 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}