{"url":"https://nivawealth.com/firms/sundvold-capital-management-108176","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108176","regulatoryAum":232900000,"crd":"108176","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2539103","suffix":null,"lastName":"BARTOLACCI","firstName":"RICHARD","middleName":"KEVIN"},{"crd":"4629110","suffix":null,"lastName":"ENGLAND","firstName":"BRYAN","middleName":"ASHLEY"},{"crd":"2339837","suffix":null,"lastName":"HOLLOWAY","firstName":"GREGORY","middleName":"DEAN"},{"crd":"1881034","suffix":null,"lastName":"SUNDVOLD","firstName":"JON","middleName":"THOMAS"},{"crd":"7045965","suffix":null,"lastName":"Sundvold","firstName":"Wilson","middleName":null},{"crd":"4629112","suffix":null,"lastName":"WEAGLEY","firstName":"ROBERT","middleName":"O."}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-08","regulatoryAum":135000000,"clients":419,"employees":8,"offices":1},{"filedOn":"2022-03-09","regulatoryAum":167000000,"clients":430,"employees":9,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":163000000,"clients":435,"employees":8,"offices":1},{"filedOn":"2024-03-12","regulatoryAum":209000000,"clients":435,"employees":8,"offices":1},{"filedOn":"2025-02-03","regulatoryAum":234000000,"clients":450,"employees":6,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":232900000,"clients":480,"employees":5,"offices":1}],"secFileNumber":"801-57007","legalName":"Sundvold Capital Management LLC","displayName":"Sundvold Capital Management","slug":"sundvold-capital-management-108176","website":"https://sundvold.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1000 W. Nifong, Building 4, Suite 104","city":"Columbia","state":"MO","stateName":"Missouri","country":"United States","postalCode":"65203"},"tradeNames":[],"registration":{"secApproved":"18 November 1999","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":485208.3333333333,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":232900000,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":232900000,"nonDiscretionaryAccounts":480,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":45},"clientTypes":[{"label":"Individuals (other than HNW)","clients":480,"regulatoryAum":232900000}],"feePrograms":[{"role":"main","program":"Advisory Service Agreement","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1.5,"from":0},{"to":500000,"pct":1.25,"from":250000},{"to":1000000,"pct":1,"from":500000},{"to":5000000,"pct":0.8,"from":1000000},{"to":10000000,"pct":0.6,"from":5000000},{"to":20000000,"pct":0.4,"from":10000000},{"to":null,"pct":0.3,"from":20000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","versionId":1018620,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-13","documentName":"SUNDVOLD CAPITAL MANAGEMENT","fee_rate_low":0.3,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":166667,"feeMinimumPeriod":"annual","fee_minimum_annual":2500},{"role":"other","program":"Financial planning","summary":"Financial plans are priced by complexity, with a minimum fee of $2,500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","versionId":1018620,"submittedOn":"2026-03-13","documentName":"SUNDVOLD CAPITAL MANAGEMENT"},{"role":"other","program":"Hourly planning","summary":"Hourly planning for limited-scope engagements has a minimum hourly rate of $200.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","versionId":1018620,"submittedOn":"2026-03-13","documentName":"SUNDVOLD CAPITAL MANAGEMENT"},{"role":"other","program":"Retainer agreement","summary":"A fixed-fee retainer agreement, used in place of an advisory agreement, has a minimum annual fee of $2,500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","versionId":1018620,"submittedOn":"2026-03-13","documentName":"SUNDVOLD CAPITAL MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:58:47.166208+00:00","documents":[{"name":"SUNDVOLD CAPITAL MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","versionId":1018620,"submittedOn":"2026-03-13"}]},"custodians":[],"custodyNote":"Sundvold Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bryan England","title":"Chief Compliance Officer","crd":"4629110"},{"name":"Jon Sundvold","title":"Owner","crd":"1881034"}],"ownership":[{"label":"Jon Sundvold","detail":"Owner in the 75% or more ownership band and a control person, since October 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"1000 W. Nifong, Building 4, Suite 104","city":"Columbia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"573-443-1000","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"Investment grade corporate bonds","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":35},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108176/PDF/108176.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018620","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sundvold Capital Management have?","answer":"Sundvold Capital Management has 480 clients and manages $233 million for them, as of March 2026. They include 480 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sundvold Capital Management offer?","answer":"Sundvold Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sundvold Capital Management charge?","answer":"Sundvold Capital Management charges 0.30%–1.50% a year for its Advisory Service Agreement. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $2,500 annual minimum and requires an account of at least $166,667.","source":"SUNDVOLD CAPITAL MANAGEMENT, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Sundvold Capital Management have?","answer":"Sundvold Capital Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sundvold Capital Management invest in?","answer":"At the end of its last fiscal year, Sundvold Capital Management’s separately managed accounts held 50% exchange-traded equities, 35% pooled vehicles (private funds and similar), 10% investment grade corporate bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Sundvold Capital Management have a minimum investment?","answer":"Yes, Sundvold Capital Management’s minimum account size for its Advisory Service Agreement is $166.667K. It charges a $2.5K annual minimum fee.","source":"SUNDVOLD CAPITAL MANAGEMENT, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Sundvold Capital Management?","answer":"Sundvold Capital Management’s direct owner is Jon Sundvold (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sundvold Capital Management get paid?","answer":"Sundvold Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sundvold Capital Management?","answer":"Sundvold Capital Management’s main office is at 1000 W. Nifong, Building 4, Suite 104, Columbia, MO 65203. Its phone number is 573-443-1000. Its website is sundvold.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}