{"url":"https://nivawealth.com/firms/sundial-wealth-321900","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/321900","regulatoryAum":125789000,"crd":"321900","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2655181","suffix":null,"lastName":"BABIJ","firstName":"PAUL","middleName":"GREGORY"},{"crd":"8155664","suffix":null,"lastName":"Vidal","firstName":"Marco","middleName":"Bicudo"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135014","legalName":"Sundial Wealth LLC","displayName":"Sundial Wealth","slug":"sundial-wealth-321900","website":"https://sundialwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"904 Se 5th Avenue","city":"Delray Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33483"},"tradeNames":[],"registration":{"secApproved":"2 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2168775.8620689656,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":125789000,"discretionary":125789000,"discretionaryAccounts":113,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":546820},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":125242180}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fee of $500 per hour, with an estimate of overall cost given before engaging; fees for a financial plan are due on delivery of the completed plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050361","versionId":1050361,"submittedOn":"2026-07-01","documentName":"FORM ADV2A/2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:16:04.777483+00:00","documents":[{"name":"FORM ADV2A/2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050361","versionId":1050361,"submittedOn":"2026-07-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":61080000}],"custodyNote":"Sundial Wealth has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Babij","title":"Manager/Investment Advisor Representative/Chief Compliance Officer","crd":"2655181"},{"name":"Andrew Hill","title":"Manager","crd":"5935832"}],"ownership":[{"label":"Speculare B LLC","detail":"Member in the 50% to 75% ownership band and a control person, since November 2022."},{"label":"True North Capital, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since January 2024."},{"label":"Paul Babij","detail":"Indirect owner: a managing member/owner of Speculare B LLC in the 75% or more band and a control person, since December 2018.","parent":"Speculare B LLC"},{"label":"Andrew Hill","detail":"Indirect owner: a managing member/owner of True North Capital, LLC in the 75% or more band and a control person, since July 2013.","parent":"True North Capital, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"904 Se 5th Avenue","city":"Delray Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-302-4371","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":19},{"label":"U.S. government/agency bonds","percent":3},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":67},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":1},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/321900/PDF/321900.pdf","brochureDate":"1 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050361","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sundial Wealth have?","answer":"Sundial Wealth has 58 clients and manages $126 million for them, as of July 2026. They include 51 high-net-worth individuals and 7 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sundial Wealth offer?","answer":"Sundial Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sundial Wealth use?","answer":"Sundial Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $61.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sundial Wealth have?","answer":"Sundial Wealth has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sundial Wealth invest in?","answer":"At the end of its last fiscal year, Sundial Wealth’s separately managed accounts held 67% pooled vehicles (private funds and similar), 19% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds, 1% derivatives and 1% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sundial Wealth?","answer":"Sundial Wealth is owned through holding companies by Paul Babij and Andrew Hill. Its direct owners are Speculare B LLC (50% to 75%) and True North Capital, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sundial Wealth get paid?","answer":"Sundial Wealth is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sundial Wealth?","answer":"Sundial Wealth’s main office is at 904 Se 5th Avenue, Delray Beach, FL 33483. Its phone number is 561-302-4371. Its website is sundialwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}