{"url":"https://nivawealth.com/firms/sunamerica-asset-management-107338","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107338","regulatoryAum":42158773377,"crd":"107338","secFileNumber":"801-19813","legalName":"Sunamerica Asset Management, LLC","displayName":"Sunamerica Asset Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One World Trade Center, Suite J, 49th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10007"},"tradeNames":[],"registration":{"secApproved":"16 September 1983","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":57,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":42158773377,"discretionaryAccounts":73,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":73,"regulatoryAum":42158773377}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Sunamerica Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"MICHAL Lopatin","title":"Director & President","crd":"4234096"},{"name":"John Genoy","title":"Director & Chief Operating Officer","crd":"4516518"},{"name":"Matthew Hackethal","title":"Chief Compliance Officer","crd":"2955436"},{"name":"John Halpin","title":"VP and Treasurer","crd":"8010383"},{"name":"Kristina Magolis","title":"General Counsel & Secretary","crd":"6730263"},{"name":"Andrew Sheridan","title":"SVP & Head of Adviser Investments","crd":"8306378"}],"ownership":[{"label":"Venerable Holdings, Inc.","detail":"Sole member in the 75% or more ownership band and a control person, since January 2026."},{"label":"Ap Violet Advisors GP, LLC","detail":"Indirect owner: general partner of Ap Violet Advisors L.P and a control person, since May 2021.","parent":"Ap Violet Advisors L.P"},{"label":"Ap Violet Advisors L.P","detail":"Indirect owner: general partner of Ap Violet Ath Holdings, L.P and a control person, since May 2021.","parent":"Ap Violet Ath Holdings, L.P"},{"label":"Ap Violet Ath Holdings, L.P","detail":"Indirect owner: a limited partner of Ap Violet, L.P. in the 25% to 50% band and a control person, since May 2021.","parent":"Ap Violet, L.P."},{"label":"Ap Violet, L.P.","detail":"Indirect owner: a member of Va Capital Company LLC in the 25% to 50% band and a control person, since August 2021.","parent":"Va Capital Company LLC"},{"label":"Aph Holdings, L.P.","detail":"Indirect owner: a limited partner of Apollo Hybrid Value Advisors L.P. in the 25% to 50% band and a control person, since January 2018. Also a sole member of Apollo Hybrid Value Capital Management, LLC in the 75% or more band and a control person, since January 2018.","parent":"Apollo Hybrid Value Advisors L.P."},{"label":"Apo Corp.","detail":"Indirect owner: a sole shareholder of Apollo Principal Holdings A GP, LTD. in the 75% or more band and a control person, since September 2024.","parent":"Apollo Principal Holdings A GP, LTD."},{"label":"Apollo Asset Management, Inc","detail":"Indirect owner: a sole shareholder of Apo Corp. in the 75% or more band and a control person, since June 2007.","parent":"Apo Corp."},{"label":"Apollo Hybrid Value Advisors L.P.","detail":"Indirect owner: general partner of Ap Violet, L.P. and a control person, since May 2021. Also a general partner of Apollo Hybrid Value Overseas Partners (delaware 892), L.P. in the 25% to 50% band, since May 2018.","parent":"Ap Violet, L.P."},{"label":"Apollo Hybrid Value Advisors, L.P.","detail":"Indirect owner: general partner of Apollo Hybrid Value Credit Holdings, L.P and a control person, since May 2018.","parent":"Apollo Hybrid Value Credit Holdings, L.P"},{"label":"Apollo Hybrid Value Advisors, L.P","detail":"Indirect owner: general partner of Apollo Hybrid Value Fund, L.P and a control person, since May 2018.","parent":"Apollo Hybrid Value Fund, L.P"},{"label":"Apollo Hybrid Value Capital Management, LLC","detail":"Indirect owner: general partner of Apollo Hybrid Value Advisors L.P. and a control person, since January 2018.","parent":"Apollo Hybrid Value Advisors L.P."},{"label":"Apollo Hybrid Value Credit Holdings, L.P","detail":"Indirect owner: a limited partner of Ap Violet, L.P. in the 50% to 75% band and a control person, since May 2021.","parent":"Ap Violet, L.P."},{"label":"Athora Belgium S.A./N.V","detail":"Indirect owner: a limited partner of Athora Lux Invest S.C. SP in the 25% to 50% band and a control person, since February 2019.","parent":"Athora Lux Invest S.C. SP"},{"label":"Apollo Hybrid Value Fund, L.P","detail":"Indirect owner: a limited partner of Apollo Hybrid Value Credit Holdings, L.P in the 50% to 75% band and a control person, since May 2018.","parent":"Apollo Hybrid Value Credit Holdings, L.P"},{"label":"Apollo Hybrid Value Overseas Partners (delaware 892), L.P.","detail":"Indirect owner: a limited partner of Apollo Hybrid Value Credit Holdings, L.P in the 25% to 50% band, since May 2018.","parent":"Apollo Hybrid Value Credit Holdings, L.P"},{"label":"Apollo Principal Holdings A GP, LTD.","detail":"Indirect owner: a gp/sole lp of Aph Holdings, L.P. in the 75% or more band and a control person, since February 2019.","parent":"Aph Holdings, L.P."},{"label":"Athora Deutschland GMBH","detail":"Indirect owner: a shareholder of Athora Lebensversicherung Ag in the 75% or more band and a control person, since October 2015.","parent":"Athora Lebensversicherung Ag"},{"label":"Athora Deutschland Holding GMBH & Co KG","detail":"Indirect owner: a member of Athora Deutschland GMBH in the 75% or more band and a control person, since October 2015.","parent":"Athora Deutschland GMBH"},{"label":"Athora Deutschland Verwaltungs GMBH","detail":"Indirect owner: general partner of Athora Deutschland Holding GMBH & Co KG, since October 2015.","parent":"Athora Deutschland Holding GMBH & Co KG"},{"label":"Athora Europe Holding (bermuda) LTD","detail":"Indirect owner: a shareholder of Athora Europe Holding Limited in the 75% or more band and a control person, since July 2018.","parent":"Athora Europe Holding Limited"},{"label":"Athora Europe Holding Limited","detail":"Indirect owner: a shareholder of Athora Belgium S.A./N.V in the 75% or more band and a control person, since January 2019.","parent":"Athora Belgium S.A./N.V"},{"label":"Athora Holding Limited","detail":"Indirect owner: a limited partner of Athora Deutschland Holding GMBH & Co KG in the 75% or more band and a control person, since October 2015. Also a general partner of Athora Deutschland Verwaltungs GMBH in the 75% or more band and a control person, since October 2015. Also a shareholder of Athora Europe Holding (bermuda) LTD in the 75% or more band and a control person, since June 2018.","parent":"Athora Deutschland Holding GMBH & Co KG"},{"label":"Athora Lebensversicherung Ag","detail":"Indirect owner: a limited partner of Athora Lux Invest S.C. SP in the 50% to 75% band and a control person, since December 2017.","parent":"Athora Lux Invest S.C. SP"},{"label":"Athora Lux Invest Management S.a R.L","detail":"Indirect owner: general partner of Athora Lux Invest S.C. SP and a control person, since December 2017.","parent":"Athora Lux Invest S.C. SP"},{"label":"Athora Lux Invest S.C. SP","detail":"Indirect owner: a limited partner of Ap Violet Ath Holdings, L.P in the 75% or more band and a control person, since May 2021.","parent":"Ap Violet Ath Holdings, L.P"},{"label":"Va Capital Company LLC","detail":"Indirect owner: a shareholder of Venerable Holdings, Inc. in the 75% or more band and a control person, since June 2018.","parent":"Venerable Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"21650 Oxnard Street","city":"Woodland Hills"}]},{"state":"New York","offices":1,"addresses":[{"street":"One World Trade Center, Suite J, 49th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-858-8850","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107338/PDF/107338.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sunamerica Asset Management have?","answer":"Sunamerica Asset Management has 73 clients and manages $42.2 billion for them, as of July 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sunamerica Asset Management offer?","answer":"Sunamerica Asset Management provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Sunamerica Asset Management have?","answer":"Sunamerica Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 57 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sunamerica Asset Management?","answer":"Sunamerica Asset Management is owned through a chain of holding companies by Apollo Asset Management, Inc, Apollo Hybrid Value Overseas Partners (delaware 892), L.P., Athora Europe Holding (bermuda) LTD and Athora Holding Limited. Its direct owner is Venerable Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sunamerica Asset Management get paid?","answer":"Sunamerica Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}