{"url":"https://nivawealth.com/firms/summitpoint-capital-management-336856","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336856","regulatoryAum":132504048,"crd":"336856","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6428282","suffix":null,"lastName":"LENGEL","firstName":"MATTHEW","middleName":"EDWARD"},{"crd":"7706327","suffix":null,"lastName":"Regan","firstName":"Alice","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-27","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2026-04-02","regulatoryAum":132504048,"clients":91,"employees":3,"offices":1}],"secFileNumber":"801-133769","legalName":"Summitpoint Capital Management","displayName":"SummitPoint Capital 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They include 48 individual clients, 41 high-net-worth individuals and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SummitPoint Capital Management offer?","answer":"SummitPoint Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SummitPoint Capital Management charge?","answer":"SummitPoint Capital Management charges 0.70%–1.00% a year for its Investment management. The fee is billed in advance and is negotiable.","source":"2A BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does SummitPoint Capital Management use?","answer":"SummitPoint Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $128M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SummitPoint Capital Management have?","answer":"SummitPoint Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SummitPoint Capital Management invest in?","answer":"At the end of its last fiscal year, SummitPoint Capital Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 7% other, 2% cash and equivalents, 1% exchange-traded equities and 1% state and local bonds. The 7% other category is described as: Fixed Income.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SummitPoint Capital Management?","answer":"SummitPoint Capital Management’s direct owner is Matthew Lengel (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SummitPoint Capital Management get paid?","answer":"SummitPoint Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}