{"url":"https://nivawealth.com/firms/summit-rock-advisors-144059","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144059","regulatoryAum":26176162249,"crd":"144059","secFileNumber":"801-67952","legalName":"Summit Rock Advisors, LP","displayName":"Summit Rock Advisors","website":"https://www.summit-rock.com","linkedinUrl":"https://www.linkedin.com/company/summit-rock-advisors/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"9 West 57th Street, 18th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10019"},"tradeNames":[],"registration":{"secApproved":"29 May 2007","noticeFilings":1,"latestNoticeFiling":"29 May 2007","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"New York","effectiveDate":"2007-05-29"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2007-05-29"}]}},"staff":{"employees":74,"advisory":41,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15289938439,"discretionaryAccounts":175,"nonDiscretionary":10886223810,"nonDiscretionaryAccounts":51,"wrapProgram":null,"nonUsClientsPct":6,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":36,"regulatoryAum":7086953927},{"label":"Pooled investment vehicles","clients":21,"regulatoryAum":15037340020},{"label":"Charitable organizations","clients":15,"regulatoryAum":4051868302}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":4463411609},{"name":"Sanford C. Bernstein & Co., LLC","shortName":"Sanford C. Bernstein &","location":"Nashville, TN","smaAssets":4712177981}],"custodyNote":"Summit Rock Advisors has custody of $252.6M for 50 clients.","otherCustodians":[],"leadership":[{"name":"David Dechman","title":"Chief Executive Officer and Limited Partner","crd":"1764793"},{"name":"Thomas Schroeder","title":"Chief Financial Officer","crd":"4827060"},{"name":"William Hedden","title":"Chief Operating Officer","crd":"6047608"},{"name":"Raph Posner","title":"Chief Compliance Officer & General Counsel","crd":"6610797"},{"name":"Anne Donohue","title":"Vice Chair and Limited Partner","crd":"2270021"}],"ownership":[{"label":"David Dechman","detail":"Chief executive officer and limited partner in the 50% to 75% ownership band and a control person, since March 2007. Also a director of Summit Rock Advisors, Inc. in the 50% to 75% band and a control person, since June 2015."},{"label":"Anne Donohue","detail":"Vice chair and limited partner in the 25% to 50% ownership band and a control person, since March 2007. Also a director of Summit Rock Advisors, Inc. in the 25% to 50% band and a control person, since June 2015."},{"label":"Summit Rock Advisors, Inc.","detail":"Indirect owner: a member of summit rock advisors management gp, llc of Summit Rock Advisors Management GP, LLC in the 75% or more band and a control person, since June 2015.","parent":"Summit Rock Advisors Management GP, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"9 West 57th Street, 18th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-993-7150","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Other","percent":100,"detail":"Due to Space Constraints, We Have Provided the Complete Description of \"other\" Assets As It Relates to 5.k.(1)(a)(xii) in the Miscellaneous Section of Schedule D."}],"privateFunds":21},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144059/PDF/144059.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Summit Rock Advisors have?","answer":"Summit Rock Advisors has 72 clients and manages $26.2 billion for them, as of March 2026. They include 36 high-net-worth individuals, 21 pooled investment vehicles and 15 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Summit Rock Advisors offer?","answer":"Summit Rock Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Summit Rock Advisors use?","answer":"Summit Rock Advisors’ separately managed account assets are held at Sanford C. Bernstein & Co., LLC (Nashville, TN), with $4,712,177,981 and Charles Schwab & Co., Inc. (Westlake, TX), with $4,463,411,609. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Summit Rock Advisors have?","answer":"Summit Rock Advisors has 0 investment adviser representatives registered with state securities authorities, out of 74 employees, and 41 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Summit Rock Advisors invest in?","answer":"At the end of its last fiscal year, Summit Rock Advisors’ separately managed accounts held 100% due to space constraints, we have provided the complete description of \"other\" assets as it relates to 5.k.(1)(a)(xii) in the miscellaneous section of schedule d.. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Summit Rock Advisors?","answer":"Summit Rock Advisors’ direct owners are David Dechman (50% to 75%), Anne Donohue (25% to 50%) and Summit Rock Advisors, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Summit Rock Advisors get paid?","answer":"Summit Rock Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/summit-rock-advisors-144059/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1540951/000117266126003025/0001172661-26-003025-index.html","totalValue":76145030,"positionCount":3,"top10Share":1,"top10":[{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"CHINA TECHNLGY","cusip":"46138E800","value":30662636,"shares":537658,"shareType":"SH"},{"issuer":"ISHARES INC","titleOfClass":"MSCI CDA ETF","cusip":"464286509","value":29473004,"shares":511329,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":16009390,"shares":165763,"shareType":"SH","priorValue":15973114,"priorShares":176440}],"positionsListed":3,"positions":[{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"CHINA TECHNLGY","cusip":"46138E800","value":30662636,"shares":537658,"shareType":"SH"},{"issuer":"ISHARES INC","titleOfClass":"MSCI CDA ETF","cusip":"464286509","value":29473004,"shares":511329,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":16009390,"shares":165763,"shareType":"SH","priorValue":15973114,"priorShares":176440}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}