{"url":"https://nivawealth.com/firms/succession-financial-336434","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336434","regulatoryAum":210297733,"crd":"336434","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2069006","suffix":null,"lastName":"BRIDGMAN","firstName":"BARBARA","middleName":"J"},{"crd":"7781925","suffix":null,"lastName":"Buchanan","firstName":"Clark","middleName":"Douglas"},{"crd":"2738645","suffix":null,"lastName":"WOLFE","firstName":"ERIC","middleName":"EDWARD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-08","regulatoryAum":0,"clients":0,"employees":3,"offices":3},{"filedOn":"2026-09-10","regulatoryAum":210297733,"clients":173,"employees":6,"offices":3}],"secFileNumber":"801-133743","legalName":"Succession Financial, Inc.","displayName":"Succession Financial","slug":"succession-financial-336434","website":"https://succession-financial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2018","organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"300 E. 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They include 111 individual clients and 62 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Succession Financial offer?","answer":"Succession Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, business succession planning, education planning, estate planning, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Succession Financial charge?","answer":"Succession Financial charges up to 1.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable.","source":"SF ADV PART 2A, filed 10 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Succession Financial use?","answer":"Succession Financial’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $210M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Succession Financial have?","answer":"Succession Financial has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Succession Financial invest in?","answer":"At the end of its last fiscal year, Succession Financial’s separately managed accounts held 42% exchange-traded equities, 42% investment grade corporate bonds, 7% cash and equivalents, 4% registered funds (mutual funds, ETFs, BDCs), 3% pooled vehicles (private funds and similar) and 2% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Succession Financial?","answer":"Succession Financial’s direct owner is Eric Wolfe (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Succession Financial get paid?","answer":"Succession Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Succession Financial?","answer":"Succession Financial’s main office is at 300 E. Davis Street, Ste. 152, McKinney, TX 75069. Its phone number is 214-334-6261. Its website is succession-financial.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/succession-financial-336434/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2149098/000175496026000705/0001754960-26-000705-index.html","totalValue":105180549,"positionCount":50,"top10Share":0.8297399170259132,"top10":[{"issuer":"DIREXION SHARES ETF TRUST","titleOfClass":"DA 500 BU 3X ETF","cusip":"25459W862","value":39343567,"shares":145356,"shareType":"SH"},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":14763582,"shares":49531,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"TOTAL CORP BND","cusip":"92206C573","value":10421298,"shares":135694,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}