{"url":"https://nivawealth.com/firms/success-wealth-management-299094","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299094","regulatoryAum":110470000,"crd":"299094","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5547367","suffix":null,"lastName":"Bandli","firstName":"Kelly","middleName":"H"},{"crd":"5251950","suffix":null,"lastName":"Blanck","firstName":"John","middleName":"Carl"},{"crd":"5693195","suffix":null,"lastName":"BRAWN","firstName":"GREGORY","middleName":"MARK"},{"crd":"6638291","suffix":null,"lastName":"Carano","firstName":"Kendra","middleName":null},{"crd":"8057048","suffix":null,"lastName":"Dillingham","firstName":"Jeremy","middleName":null},{"crd":"4426756","suffix":null,"lastName":"GAGNIER","firstName":"AARON","middleName":"MATTHEW"},{"crd":"5759453","suffix":null,"lastName":"GOLDMAN","firstName":"BRIAN","middleName":"MARC"},{"crd":"7588461","suffix":null,"lastName":"GRIEGO","firstName":"DANIEL","middleName":"ALEXANDER"},{"crd":"7951915","suffix":null,"lastName":"Grix","firstName":"Daniel","middleName":"Michael"},{"crd":"7233562","suffix":null,"lastName":"Jones","firstName":"Jessica","middleName":null},{"crd":"7292988","suffix":null,"lastName":"Kloos","firstName":"Matthew","middleName":null},{"crd":"8240690","suffix":null,"lastName":"Ross","firstName":"Isaac","middleName":null},{"crd":"7144602","suffix":null,"lastName":"Ryan","firstName":"Anthony","middleName":"Martin"},{"crd":"5609230","suffix":null,"lastName":"STREBLOW","firstName":"TRAVIS","middleName":"RICK"},{"crd":"5494083","suffix":null,"lastName":"ZOLTASZEK","firstName":"NICHOLLE","middleName":"ANN"}],"total":15,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-08","regulatoryAum":40125000,"clients":544,"employees":13,"offices":13},{"filedOn":"2025-04-10","regulatoryAum":66000000,"clients":745,"employees":13,"offices":14},{"filedOn":"2026-09-29","regulatoryAum":110470000,"clients":821,"employees":15,"offices":15}],"secFileNumber":"801-129100","legalName":"Success 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They include 803 individual clients, 11 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Success Wealth Management offer?","answer":"Success Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Success Wealth Management use?","answer":"Success Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $93M and Altruist (Culver City, CA), with $17.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Success Wealth Management have?","answer":"Success Wealth Management has 15 investment adviser representatives registered with state securities authorities, out of 15 employees, and 15 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 15 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Success Wealth Management invest in?","answer":"At the end of its last fiscal year, Success Wealth Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 9% U.S. government and agency bonds, 5% investment grade corporate bonds, 5% cash and equivalents, 4% pooled vehicles (private funds and similar), 2% non-exchange-traded equities and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Success Wealth Management?","answer":"Success Wealth Management’s direct owner is Brian Goldman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Success Wealth Management get paid?","answer":"Success Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Success Wealth Management?","answer":"Success Wealth Management’s main office is at 11676 Perry Highway, Suite 1207, Wexford, PA 15090. Its phone number is 724-934-8128. Its website is successwealth.org.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}