{"url":"https://nivawealth.com/firms/strickler-investment-services-332778","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332778","regulatoryAum":107259633,"crd":"332778","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8319232","suffix":null,"lastName":"Bakken","firstName":"Christopher","middleName":"Thomas"},{"crd":"8014360","suffix":null,"lastName":"Copeland","firstName":"Alec","middleName":"John"},{"crd":"8193001","suffix":null,"lastName":"Doty","firstName":"Logan","middleName":"Robert"},{"crd":"5080295","suffix":null,"lastName":"Strickler","firstName":"Russell","middleName":"William"},{"crd":"6468196","suffix":null,"lastName":"Walther","firstName":"Alexander","middleName":"R"},{"crd":"8319205","suffix":null,"lastName":"Zachary","firstName":"Luka","middleName":"Roman"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135505","legalName":"Strickler Investment Services, LLC","displayName":"Strickler Investment Services","slug":"strickler-investment-services-332778","website":"https://stricklerfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/strickler-financial-group","founded":null,"organization":"Michigan limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10299 E. 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Grand River RD., Suite I","city":"Brighton","headquarters":true},{"street":"17199 N Laurel Park Drive","city":"Livonia"},{"street":"7525 Auburn Road","city":"Utica"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"517-618-9000","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"27 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332778/PDF/332778.pdf","brochureDate":"5 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006851","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strickler Investment Services have?","answer":"Strickler Investment Services has 282 clients and manages $107 million for them, as of August 2026. They include 259 individual clients, 18 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strickler Investment Services offer?","answer":"Strickler Investment Services provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strickler Investment Services charge?","answer":"Strickler Investment Services charges up to 1.75% a year for its Investment management fee. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.","source":"2A BROCHURE, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strickler Investment Services use?","answer":"Strickler Investment Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $107M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strickler Investment Services have?","answer":"Strickler Investment Services has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strickler Investment Services invest in?","answer":"At the end of its last fiscal year, Strickler Investment Services’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 4% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Strickler Investment Services have a minimum investment?","answer":"Yes, Strickler Investment Services’ minimum account size for its Investment management fee is $250K.","source":"2A BROCHURE, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Strickler Investment Services?","answer":"Strickler Investment Services’ direct owner is Russell Strickler (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strickler Investment Services get paid?","answer":"Strickler Investment Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strickler Investment Services?","answer":"Strickler Investment Services’ main office is at 10299 E. Grand River RD., Suite I, Brighton, MI 48116. Its phone number is 517-618-9000. Its website is stricklerfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}