{"url":"https://nivawealth.com/firms/strickland-davis-advisors-126538","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126538","regulatoryAum":121276259,"crd":"126538","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4071044","suffix":"Jr.","lastName":"DAVIS","firstName":"WAYNE","middleName":"ALBERT"},{"crd":"3032371","suffix":null,"lastName":"STRICKLAND","firstName":"KENDYL","middleName":"CLAY"},{"crd":"6707209","suffix":null,"lastName":"Strickland","firstName":"Michael","middleName":"Fitzgerald"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":119502652,"clients":69,"employees":3,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":121352230,"clients":69,"employees":3,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":92877674,"clients":71,"employees":3,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":112192919,"clients":132,"employees":3,"offices":1},{"filedOn":"2025-03-17","regulatoryAum":118170141,"clients":80,"employees":3,"offices":1},{"filedOn":"2026-09-17","regulatoryAum":121276259,"clients":93,"employees":3,"offices":1}],"secFileNumber":"801-120990","legalName":"Strickland 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HNW)","clients":49,"regulatoryAum":14084406},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":105533759},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":905135},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":752959}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:51:30.847992+00:00","documents":[{"name":"STRICKLAND DAVIS ADVISORS LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023392","versionId":1023392,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":121149294}],"custodyNote":"Strickland Davis Advisors has custody of $28.3M for 26 clients.","otherCustodians":[],"leadership":[{"name":"Wayne Davis","title":"Chief Compliance Officer","crd":"4071044"},{"name":"Kendyl Strickland","title":"Member","crd":"3032371"}],"ownership":[{"label":"Kendyl Strickland","detail":"Member in the 50% to 75% ownership band and a control person, since January 1998."},{"label":"Wayne Davis","detail":"Chief compliance officer in the 25% to 50% ownership band and a control person, since January 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"4653 Olde Towne Pkwy","city":"Marietta","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"770-977-6892","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":13},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":68},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"17 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/126538/PDF/126538.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023392","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strickland Davis Advisors have?","answer":"Strickland Davis Advisors has 93 clients and manages $121 million for them, as of September 2026. They include 49 individual clients and 44 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strickland Davis Advisors offer?","answer":"Strickland Davis Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Strickland Davis Advisors use?","answer":"Strickland Davis Advisors’ separately managed account assets are held at Charles Schwab (Westlake, TX), with $121M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strickland Davis Advisors have?","answer":"Strickland Davis Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strickland Davis Advisors invest in?","answer":"At the end of its last fiscal year, Strickland Davis Advisors’ separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 13% U.S. government and agency bonds, 9% cash and equivalents, 5% exchange-traded equities, 4% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strickland Davis Advisors?","answer":"Strickland Davis Advisors’ direct owners are Kendyl Strickland (50% to 75%) and Wayne Davis (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strickland Davis Advisors get paid?","answer":"Strickland Davis Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strickland Davis Advisors?","answer":"Strickland Davis Advisors’ main office is at 4653 Olde Towne Pkwy, Marietta, GA 30068. Its phone number is 770-977-6892.","source":"Form ADV Part 1A, Item 1.F, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}