{"url":"https://nivawealth.com/firms/strategic-wealth-advisors-group-285863","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285863","regulatoryAum":206664688,"crd":"285863","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8289268","suffix":null,"lastName":"ARAFAT","firstName":"KENNETH","middleName":null},{"crd":"1371094","suffix":null,"lastName":"EASTES","firstName":"CHARLES","middleName":"BRYON"},{"crd":"2068976","suffix":null,"lastName":"HEIM","firstName":"DAVID","middleName":"JEFFERY"},{"crd":"7687935","suffix":null,"lastName":"Mateer","firstName":"Hunter","middleName":"Lynn"},{"crd":"7703589","suffix":null,"lastName":"Pehlis","firstName":"Emily","middleName":"Nitsa"},{"crd":"7358684","suffix":null,"lastName":"Ramirez","firstName":"Brandon","middleName":null},{"crd":"7303573","suffix":null,"lastName":"Recchia","firstName":"Jason","middleName":"Alexander"},{"crd":"5618089","suffix":null,"lastName":"SULLIVAN","firstName":"TIMOTHY","middleName":"SCOTT"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-29","regulatoryAum":101136229,"clients":320,"employees":9,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":140150911,"clients":402,"employees":11,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":206664688,"clients":544,"employees":13,"offices":2}],"secFileNumber":"801-130149","legalName":"Strategic Wealth Advisors Group, Inc.","displayName":"Strategic Wealth Advisors Group","slug":"strategic-wealth-advisors-group-285863","website":"https://strategicwealthadvisorsgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Michigan corporation","fiscalYearEnd":"December","headquarters":{"street":"8667 Hall Road","city":"Utica","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48317"},"tradeNames":[],"registration":{"secApproved":"25 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":379898.32352941175,"staff":{"employees":13,"advisory":6,"brokerDealerReps":0,"insuranceAgents":11,"promoters":0},"aum":{"regulatory":206664688,"discretionary":206664688,"discretionaryAccounts":1270,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":471,"regulatoryAum":116391664},{"label":"High-net-worth individuals","clients":73,"regulatoryAum":90273024}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032776","versionId":1032776,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"DISCLOSURE BROCHURE FOR STRATEGIC WEALTH ADVISORS GROUP, INC.","fee_rate_low":0.8,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"ERISA Plan Services Fees","summary":"Annual fee of 1% of included plan assets under management, charged quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032776","versionId":1032776,"submittedOn":"2026-03-30","documentName":"DISCLOSURE BROCHURE FOR STRATEGIC WEALTH ADVISORS GROUP, INC."},{"role":"other","program":"Financial Planning and Consulting Fees","summary":"Negotiable fixed or hourly fee: up to $5,000 for a comprehensive plan, generally $750 for a basic analysis, and $150 to $500 per hour outside the fixed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032776","versionId":1032776,"submittedOn":"2026-03-30","documentName":"DISCLOSURE BROCHURE FOR STRATEGIC WEALTH ADVISORS GROUP, INC."}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:38:14.798353+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR STRATEGIC WEALTH ADVISORS GROUP, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032776","versionId":1032776,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":204000000}],"custodyNote":"Strategic Wealth Advisors Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Timothy Sullivan","title":"President / Chief Compliance Officer","crd":"5618089"}],"ownership":[{"label":"Timothy Sullivan","detail":"President / chief compliance officer in the 75% or more ownership band and a control person, since May 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"8667 Hall Road","city":"Utica","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"586-203-2275","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285863/PDF/285863.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032776","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Wealth Advisors Group have?","answer":"Strategic Wealth Advisors Group has 544 clients and manages $207 million for them, as of March 2026. They include 471 individual clients and 73 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Wealth Advisors Group offer?","answer":"Strategic Wealth Advisors Group provides financial planning, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strategic Wealth Advisors Group charge?","answer":"Strategic Wealth Advisors Group charges 0.80%–1.50% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE FOR STRATEGIC WEALTH ADVISORS GROUP, INC., filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strategic Wealth Advisors Group use?","answer":"Strategic Wealth Advisors Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $204M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Wealth Advisors Group have?","answer":"Strategic Wealth Advisors Group has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Wealth Advisors Group invest in?","answer":"At the end of its last fiscal year, Strategic Wealth Advisors Group’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 4% high-yield corporate bonds, 4% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Wealth Advisors Group?","answer":"Strategic Wealth Advisors Group’s direct owner is Timothy Sullivan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Wealth Advisors Group get paid?","answer":"Strategic Wealth Advisors Group is paid through hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Wealth Advisors Group?","answer":"Strategic Wealth Advisors Group’s main office is at 8667 Hall Road, Utica, MI 48317. Its phone number is 586-203-2275. Its website is strategicwealthadvisorsgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}