{"url":"https://nivawealth.com/firms/strategic-retirement-advisors-142887","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142887","regulatoryAum":216909859,"crd":"142887","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4163078","suffix":null,"lastName":"MICK","firstName":"BRENT","middleName":"GERALD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-29","regulatoryAum":150968000,"clients":1136,"employees":2,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":165950000,"clients":1038,"employees":2,"offices":2},{"filedOn":"2023-04-07","regulatoryAum":163840000,"clients":1063,"employees":2,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":190851000,"clients":1138,"employees":2,"offices":2},{"filedOn":"2025-05-30","regulatoryAum":214173360,"clients":1258,"employees":2,"offices":2},{"filedOn":"2026-06-30","regulatoryAum":216909859,"clients":945,"employees":2,"offices":2}],"secFileNumber":"801-114888","legalName":"Strategic Retirement Advisors, LLC","displayName":"Strategic Retirement Advisors","slug":"strategic-retirement-advisors-142887","website":"https://strategicretirementadvisors.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/142887/e7f224169659be86-r1.webp","tone":"light","width":781,"height":200,"sourceUrl":"https://strategicretirementadvisors.net/","sourceLabel":"Strategic Retirement Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9245 Laguna Springs Drive, Suite 200","city":"Elk Grove","state":"CA","stateName":"California","country":"United States","postalCode":"95758"},"tradeNames":[],"registration":{"secApproved":"22 March 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":229534.24232804234,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":216909859,"discretionary":144000162,"discretionaryAccounts":344,"nonDiscretionary":72909697,"nonDiscretionaryAccounts":601,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":945,"regulatoryAum":216909859}],"feePrograms":[{"role":"other","program":"Outside Account Guidance","summary":"Guidance on a client own workplace or custodial accounts is billed at a negotiated annual fee, generally $450, or $190 an hour for one-time services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050237","versionId":1050237,"submittedOn":"2026-06-30","documentName":"ADV PART II BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:31:52.796812+00:00","documents":[{"name":"ADV PART II BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050237","versionId":1050237,"submittedOn":"2026-06-30"}]},"custodians":[],"custodyNote":"Strategic Retirement Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brent Mick","title":"Chief Compliance Officer","crd":"4163078"},{"name":"Jeffrey Miller","title":"Managing Member","crd":"2279141"}],"ownership":[{"label":"Brent Mick","detail":"Chief compliance officer in the 50% to 75% ownership band and a control person, since June 2007."},{"label":"Jeffrey Miller","detail":"Managing member in the 50% to 75% ownership band and a control person, since June 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"9245 Laguna Springs Drive, Suite 200","city":"Elk Grove","headquarters":true},{"street":"9245 Laguna Springs Drive","city":"Elk Grove"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-248-3619","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142887/PDF/142887.pdf","brochureDate":"30 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050237","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Retirement Advisors have?","answer":"Strategic Retirement Advisors has 945 clients and manages $217 million for them, as of June 2026. They include 945 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Retirement Advisors offer?","answer":"Strategic Retirement Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Strategic Retirement Advisors have?","answer":"Strategic Retirement Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Retirement Advisors invest in?","answer":"At the end of its last fiscal year, Strategic Retirement Advisors’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 4% cash and equivalents and 3% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Retirement Advisors?","answer":"Strategic Retirement Advisors’ direct owners are Brent Mick (50% to 75%) and Jeffrey Miller (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Retirement Advisors get paid?","answer":"Strategic Retirement Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Retirement Advisors?","answer":"Strategic Retirement Advisors’ main office is at 9245 Laguna Springs Drive, Suite 200, Elk Grove, CA 95758. Its phone number is 916-248-3619. Its website is strategicretirementadvisors.net.","source":"Form ADV Part 1A, Item 1.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}