{"url":"https://nivawealth.com/firms/strategic-portfolio-solutions-156374","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156374","regulatoryAum":136210586,"crd":"156374","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2574224","suffix":null,"lastName":"AIKEY","firstName":"ROBERT","middleName":"ANDREW"},{"crd":"3228023","suffix":null,"lastName":"HETRICK","firstName":"NANCY","middleName":"A"},{"crd":"3227861","suffix":null,"lastName":"HILTY","firstName":"KRISTEN","middleName":"N"},{"crd":"4264149","suffix":null,"lastName":"JENKINS","firstName":"STEPHEN","middleName":"ROBERT"},{"crd":"5686669","suffix":null,"lastName":"JOHNSON","firstName":"CHARLES","middleName":"ASHLEY"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-15","regulatoryAum":112019091,"clients":167,"employees":5,"offices":3},{"filedOn":"2026-03-06","regulatoryAum":136210586,"clients":188,"employees":5,"offices":3}],"secFileNumber":"801-131029","legalName":"Strategic Portfolio Solutions, LLC","displayName":"Strategic Portfolio Solutions","slug":"strategic-portfolio-solutions-156374","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/strategic-portfolio-solutions-llc","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"17304 Preston Road, Suite 125","city":"Dallas","state":"TX","stateName":"Texas","country":"United States","postalCode":"75252"},"tradeNames":[],"registration":{"secApproved":"30 August 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":724524.3936170213,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":136210586,"discretionary":131791737,"discretionaryAccounts":387,"nonDiscretionary":4418849,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":133,"regulatoryAum":30606955},{"label":"High-net-worth individuals","clients":55,"regulatoryAum":105603631}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015148","versionId":1015148,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-05","documentName":"ADV PART 2A FIRM BROCHURE","fee_rate_low":0.5,"fee_rate_high":1.5,"fee_negotiable":false,"minimum_account":50000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Divorce Financial Planning","summary":"Flat fees of $5,000 (net worth to $1,000,000), $7,500 ($1M to $3M) and $11,000 ($3M to $5M); negotiated above $5M, plus flat add-ons for businesses, real estate and property tracing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015148","versionId":1015148,"submittedOn":"2026-03-05","documentName":"ADV PART 2A FIRM BROCHURE"},{"role":"other","program":"Financial Planning and Consulting","summary":"Flat fee set by scope: a one-time $500 initial planning fee, plus $150 a month for ongoing financial coaching.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015148","versionId":1015148,"submittedOn":"2026-03-05","documentName":"ADV PART 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:17:07.069549+00:00","documents":[{"name":"ADV PART 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015148","versionId":1015148,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":130150260}],"custodyNote":"Strategic Portfolio Solutions does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Aikey","title":"Managing Member & Chief Compliance Officer","crd":"2574224"}],"ownership":[{"label":"Robert Aikey","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since August 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"17304 Preston Road, Suite 125","city":"Dallas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"214-446-4910","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":2,"detail":"Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156374/PDF/156374.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015148","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Portfolio Solutions have?","answer":"Strategic Portfolio Solutions has 188 clients and manages $136 million for them, as of March 2026. They include 133 individual clients and 55 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Portfolio Solutions offer?","answer":"Strategic Portfolio Solutions provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strategic Portfolio Solutions charge?","answer":"Strategic Portfolio Solutions charges 0.50%–1.50% a year for its Asset Management. The fee is billed in advance, is not negotiable and requires an account of at least $50,000.","source":"ADV PART 2A FIRM BROCHURE, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strategic Portfolio Solutions use?","answer":"Strategic Portfolio Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $130M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Portfolio Solutions have?","answer":"Strategic Portfolio Solutions has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Portfolio Solutions invest in?","answer":"At the end of its last fiscal year, Strategic Portfolio Solutions’ separately managed accounts held 77% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 2% other, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds and 1% pooled vehicles (private funds and similar). The 2% other category is described as: Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Strategic Portfolio Solutions have a minimum investment?","answer":"Yes, Strategic Portfolio Solutions’ minimum account size for its Asset Management is $50K.","source":"ADV PART 2A FIRM BROCHURE, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Strategic Portfolio Solutions?","answer":"Strategic Portfolio Solutions’ direct owner is Robert Aikey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Portfolio Solutions get paid?","answer":"Strategic Portfolio Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Portfolio Solutions?","answer":"Strategic Portfolio Solutions’ main office is at 17304 Preston Road, Suite 125, Dallas, TX 75252. Its phone number is 214-446-4910.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}