{"url":"https://nivawealth.com/firms/strategic-investment-management-104862","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104862","regulatoryAum":35512226350,"crd":"104862","secFileNumber":"801-31849","legalName":"Strategic Investment Management, LLC","displayName":"Strategic Investment Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1001 19th ST. N.,16TH FL.","city":"Arlington","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22209-1722"},"tradeNames":["Strategic Alpha, Inc.","Strategic Investment Group","Strategic Private Equity Management (GP), LLC","Strategic Private Equity Management IV, LLC"],"registration":{"secApproved":"1 April 1988","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":94,"advisory":42,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":34116044318,"discretionaryAccounts":85,"nonDiscretionary":1396182032,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":7,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"regulatoryAum":412976560},{"label":"Pooled investment vehicles","clients":28,"regulatoryAum":3184589718},{"label":"Pension and profit-sharing plans","clients":20,"regulatoryAum":17483574247},{"label":"Charitable organizations","clients":34,"regulatoryAum":13108943741},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":1322142084}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":21787771168},{"name":"BNY Mellon Asset Servicing","shortName":"BNY Mellon Asset Servicing","location":"Everett, MA","smaAssets":8494366526}],"custodyNote":"Strategic Investment Management has custody of $33.57B for 87 clients.","otherCustodians":[],"leadership":[{"name":"Nicole Kraus","title":"Chief Executive Officer and Director","crd":"2518076"},{"name":"Melissa Lynch","title":"Chief Compliance Officer","crd":"5119727"},{"name":"Dierk Flemming","title":"General Counsel and Director","crd":"6171067"},{"name":"Evelyn Guernsey","title":"Director","crd":"2861310"},{"name":"Ranjani Kearsley","title":"Director","crd":"7404435"},{"name":"Graham Kellan","title":"Director","crd":"7980995"},{"name":"Markus Krygier","title":"Co-Chief Investment Officer and Director","crd":"6265837"},{"name":"William Riegel","title":"Director","crd":"1901801"}],"ownership":[{"label":"Nush II BLC, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since July 2012."},{"label":"Northill US Holdings II Inc.","detail":"Member in the 25% to 50% ownership band and a control person, since February 2019. Also a owner of Nush II BLC, LLC in the 75% or more band and a control person, since February 2019."},{"label":"Northill Jersey Holdings, LP","detail":"Indirect owner: a owner of Northill US Holdings II Inc. in the 75% or more band and a control person, since February 2019.","parent":"Northill US Holdings II Inc."},{"label":"Northill Capital (jersey) L.P.","detail":"Indirect owner: a limited partner of Northill Jersey Holdings, LP in the 25% to 50% band and a control person, since January 2011.","parent":"Northill Jersey Holdings, LP"},{"label":"B-Flexion Am Holdings Limited","detail":"Indirect owner: general partner of Northill Jersey Holdings, LP and a control person, since June 2012. Also general partner of Northill Capital (jersey) L.P. and a control person, since June 2012.","parent":"Northill Jersey Holdings, LP"},{"label":"Northill Invest LP","detail":"Indirect owner: a limited partner of Northill Capital (jersey) L.P. in the 75% or more band and a control person, since November 2015.","parent":"Northill Capital (jersey) L.P."},{"label":"B-Flexion GP Limited","detail":"Indirect owner: general partner of Northill Invest LP and a control person, since November 2015.","parent":"Northill Invest LP"},{"label":"Landmark LP","detail":"Indirect owner: a limited partner of Northill Invest LP in the 75% or more band and a control person, since November 2015.","parent":"Northill Invest LP"},{"label":"Ernesto Bertarelli","detail":"Indirect owner: a limited partner of Landmark LP in the 50% to 75% band and a control person, since January 2011. Also a owner of Bertarelli Partners LTD. in the 75% or more band and a control person, since August 2023. Also a owner of B-Flexion Group Holdings Sa in the 75% or more band and a control person, since August 2023.","parent":"Landmark LP"},{"label":"Donata Guichard-Bertarelli","detail":"Indirect owner: a limited partner of Landmark LP in the 25% to 50% band and a control person, since January 2011.","parent":"Landmark LP"},{"label":"LM (GP) LTD","detail":"Indirect owner: general partner of Landmark LP and a control person, since November 2008.","parent":"Landmark LP"},{"label":"Bertarelli Partners LTD.","detail":"Indirect owner: a owner of LM (GP) LTD in the 75% or more band and a control person, since June 2020.","parent":"LM (GP) LTD"},{"label":"B-Flexion Holdings (switzerland) Sa","detail":"Indirect owner: a owner of B-Flexion Am Holdings Limited in the 75% or more band and a control person, since June 2020. Also a owner of B-Flexion GP Limited in the 75% or more band and a control person, since June 2020.","parent":"B-Flexion Am Holdings Limited"},{"label":"B-Flexion Group Holdings Sa","detail":"Indirect owner: a owner of B-Flexion Holdings Sa in the 75% or more band and a control person, since June 2024.","parent":"B-Flexion Holdings Sa"},{"label":"B-Flexion Holdings Sa","detail":"Indirect owner: a owner of B-Flexion Holdings (switzerland) Sa in the 75% or more band and a control person, since June 2024.","parent":"B-Flexion Holdings (switzerland) Sa"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"1001 19th ST. N.,16TH FL.","city":"Arlington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-243-4433","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":16},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":19},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":55},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":26},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104862/PDF/104862.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Investment Management have?","answer":"Strategic Investment Management has 82 clients and manages $35.5 billion for them, as of March 2026. They include 34 charitable organizations, 28 pooled investment vehicles and 20 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Investment Management offer?","answer":"Strategic Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Strategic Investment Management use?","answer":"Strategic Investment Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $21,787,771,168 and BNY Mellon Asset Servicing (Everett, MA), with $8,494,366,526. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Investment Management have?","answer":"Strategic Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 94 employees, and 42 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Investment Management invest in?","answer":"At the end of its last fiscal year, Strategic Investment Management’s separately managed accounts held 55% pooled vehicles (private funds and similar), 19% derivatives, 16% U.S. government and agency bonds, 4% cash and equivalents, 3% exchange-traded equities, 2% registered funds (mutual funds, ETFs, BDCs) and 1% investment grade corporate bonds. It advises 26 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Investment Management?","answer":"Strategic Investment Management is owned through a chain of holding companies by Ernesto Bertarelli, Donata Guichard-Bertarelli, Bertarelli Partners LTD. and B-Flexion Group Holdings Sa. Its direct owners are Nush II BLC, LLC and Northill US Holdings II Inc., each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Investment Management get paid?","answer":"Strategic Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/strategic-investment-management-104862/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-20","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/846633/000084663326000012/0000846633-26-000012-index.html","totalValue":290536634,"positionCount":16,"top10Share":0.975039261313945,"top10":[{"issuer":"VANGUARD S&P500 ETF","titleOfClass":"ETF","cusip":"922908363","value":104855283,"shares":152670,"shareType":"SH","priorValue":91227959,"priorShares":152670},{"issuer":"ISHARES CORE U.S. AGGREGATE","titleOfClass":"ETF","cusip":"464287226","value":34112467,"shares":344640,"shareType":"SH"},{"issuer":"JPMorgan BetaBuilders Canada ETF","titleOfClass":"ETF","cusip":"46641Q225","value":33132008,"shares":333320,"shareType":"SH","priorValue":31352079,"priorShares":333320},{"issuer":"MSCI Emerging Markets ETF (iShares Core)","titleOfClass":"ETF","cusip":"46434G103","value":29196546,"shares":352445,"shareType":"SH","priorValue":11948524,"priorShares":171305},{"issuer":"ISHARES S&P GSCI COMMODITY I","titleOfClass":"ETF","cusip":"46428R107","value":20190808,"shares":705972,"shareType":"SH","priorValue":22767607,"priorShares":705972},{"issuer":"ISHARES RUSSELL 3000 INDEX","titleOfClass":"ETF","cusip":"464287689","value":17649122,"shares":41391,"shareType":"SH","priorValue":32186515,"priorShares":86831},{"issuer":"MSCI EAFE ETF (iShares Core)","titleOfClass":"ETF","cusip":"46432F842","value":15506018,"shares":160551,"shareType":"SH","priorValue":15202793,"priorShares":167931},{"issuer":"SPDR GOLD TRUST","titleOfClass":"ETF","cusip":"78463V107","value":15250932,"shares":41400,"shareType":"SH","priorValue":14543802,"priorShares":33800},{"issuer":"SPDR BARCLAYS CAPITAL HIGH","titleOfClass":"ETF","cusip":"78468R622","value":7692253,"shares":79820,"shareType":"SH","priorValue":7640370,"priorShares":79820},{"issuer":"TDTT US Equity","titleOfClass":"ETF","cusip":"33939L506","value":5699188,"shares":238360,"shareType":"SH","priorValue":5777846,"priorShares":238360}],"positionsListed":16,"positions":[{"issuer":"VANGUARD S&P500 ETF","titleOfClass":"ETF","cusip":"922908363","value":104855283,"shares":152670,"shareType":"SH","priorValue":91227959,"priorShares":152670},{"issuer":"ISHARES CORE U.S. AGGREGATE","titleOfClass":"ETF","cusip":"464287226","value":34112467,"shares":344640,"shareType":"SH"},{"issuer":"JPMorgan BetaBuilders Canada ETF","titleOfClass":"ETF","cusip":"46641Q225","value":33132008,"shares":333320,"shareType":"SH","priorValue":31352079,"priorShares":333320},{"issuer":"MSCI Emerging Markets ETF (iShares Core)","titleOfClass":"ETF","cusip":"46434G103","value":29196546,"shares":352445,"shareType":"SH","priorValue":11948524,"priorShares":171305},{"issuer":"ISHARES S&P GSCI COMMODITY I","titleOfClass":"ETF","cusip":"46428R107","value":20190808,"shares":705972,"shareType":"SH","priorValue":22767607,"priorShares":705972},{"issuer":"ISHARES RUSSELL 3000 INDEX","titleOfClass":"ETF","cusip":"464287689","value":17649122,"shares":41391,"shareType":"SH","priorValue":32186515,"priorShares":86831},{"issuer":"MSCI EAFE ETF (iShares Core)","titleOfClass":"ETF","cusip":"46432F842","value":15506018,"shares":160551,"shareType":"SH","priorValue":15202793,"priorShares":167931},{"issuer":"SPDR GOLD TRUST","titleOfClass":"ETF","cusip":"78463V107","value":15250932,"shares":41400,"shareType":"SH","priorValue":14543802,"priorShares":33800},{"issuer":"SPDR BARCLAYS CAPITAL HIGH","titleOfClass":"ETF","cusip":"78468R622","value":7692253,"shares":79820,"shareType":"SH","priorValue":7640370,"priorShares":79820},{"issuer":"TDTT US Equity","titleOfClass":"ETF","cusip":"33939L506","value":5699188,"shares":238360,"shareType":"SH","priorValue":5777846,"priorShares":238360},{"issuer":"SPDR S&P 500 ETF TRUST","titleOfClass":"ETF","cusip":"78462F103","value":3718917,"shares":4980,"shareType":"SH","priorValue":3843509,"priorShares":5910},{"issuer":"ISHARES GOLD TRU","titleOfClass":"ETF","cusip":"464285204","value":2506932,"shares":33200,"shareType":"SH"},{"issuer":"ISHARES EDGE MSCI USA VALUE","titleOfClass":"ETF","cusip":"46432F388","value":599430,"shares":3000,"shareType":"SH","priorValue":426570,"priorShares":3000},{"issuer":"ISHARES RUSSELL 2000","titleOfClass":"ETF","cusip":"464287655","value":321482,"shares":1070,"shareType":"SH","priorValue":265360,"priorShares":1070},{"issuer":"ISHARES CORE S&P 500 ETF","titleOfClass":"ETF","cusip":"464287200","value":98853,"shares":132,"shareType":"SH","priorValue":86224,"priorShares":132},{"issuer":"STERLING CAP SDB","titleOfClass":"ETF","cusip":"85917K447","value":6395,"shares":256,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}