{"url":"https://nivawealth.com/firms/strategic-advisory-services-287984","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287984","regulatoryAum":201174393,"crd":"287984","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3177764","suffix":null,"lastName":"AGEE","firstName":"MICHAEL","middleName":"LAWRENCE"},{"crd":"1100461","suffix":null,"lastName":"CHRISTENBURY","firstName":"THOMAS","middleName":"LEE"},{"crd":"1886976","suffix":"II","lastName":"HARDEE","firstName":"CHARLES","middleName":"RAYMOND"},{"crd":"820181","suffix":null,"lastName":"HUMPHREYS","firstName":"SAMUEL","middleName":"RICHARD"},{"crd":"7853163","suffix":null,"lastName":"Jackson","firstName":"Jacob","middleName":"Brian"},{"crd":"3193371","suffix":null,"lastName":"JACKSON","firstName":"STACI","middleName":"LYNNE"},{"crd":"5381924","suffix":null,"lastName":"MCKINNON","firstName":"SARAH","middleName":"RENAE"},{"crd":"1063117","suffix":null,"lastName":"MONYPENY","firstName":"KENT","middleName":"BROOKS"},{"crd":"1108895","suffix":"JR","lastName":"WALKER","firstName":"JAMES","middleName":"MCGEE"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-28","regulatoryAum":101843129,"clients":134,"employees":7,"offices":1},{"filedOn":"2023-08-08","regulatoryAum":150422330,"clients":432,"employees":10,"offices":1},{"filedOn":"2024-07-12","regulatoryAum":177512000,"clients":189,"employees":11,"offices":1},{"filedOn":"2025-05-20","regulatoryAum":211689342,"clients":340,"employees":10,"offices":1},{"filedOn":"2026-08-27","regulatoryAum":201174393,"clients":254,"employees":10,"offices":3}],"secFileNumber":"801-123188","legalName":"Strategic Advisory Services, LLC","displayName":"Strategic Advisory Services","slug":"strategic-advisory-services-287984","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6465 Quail Hollow Road, Suite 301","city":"Memphis","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"38120"},"tradeNames":["Strategic Wealth Management"],"registration":{"secApproved":"16 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":736387.5198412698,"staff":{"employees":10,"advisory":8,"brokerDealerReps":8,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":201174393,"discretionary":201174393,"discretionaryAccounts":464,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":148079108,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":213,"regulatoryAum":74851433},{"label":"High-net-worth individuals","clients":39,"regulatoryAum":110718222},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":15604738}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040513","versionId":1040513,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-06","documentName":"2026 AMENDED BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:44:02.57377+00:00","documents":[{"name":"2026 AMENDED BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040513","versionId":1040513,"submittedOn":"2026-04-06"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":191906608}],"custodyNote":"Strategic Advisory Services does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Walker","title":"President, Chief Compliance Officer, Managing Member","crd":"1108895"}],"ownership":[{"label":"James Walker","detail":"President, chief compliance officer, managing member in the 75% or more ownership band and a control person, since March 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":2,"addresses":[{"street":"6465 Quail Hollow Road, Suite 301","city":"Memphis","headquarters":true},{"street":"214 Tuckahoe CV","city":"Memphis"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-751-2025","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":49},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"27 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287984/PDF/287984.pdf","brochureDate":"6 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040513","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Advisory Services have?","answer":"Strategic Advisory Services has 254 clients and manages $201 million for them, as of August 2026. They include 213 individual clients, 39 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Advisory Services offer?","answer":"Strategic Advisory Services provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strategic Advisory Services charge?","answer":"Strategic Advisory Services charges up to 1.50% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.","source":"2026 AMENDED BROCHURE, filed 6 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strategic Advisory Services use?","answer":"Strategic Advisory Services’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $192M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Advisory Services have?","answer":"Strategic Advisory Services has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Advisory Services invest in?","answer":"At the end of its last fiscal year, Strategic Advisory Services’ separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities, 4% cash and equivalents, 3% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Advisory Services?","answer":"Strategic Advisory Services’ direct owner is James Walker (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Advisory Services get paid?","answer":"Strategic Advisory Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Advisory Services?","answer":"Strategic Advisory Services’ main office is at 6465 Quail Hollow Road, Suite 301, Memphis, TN 38120. Its phone number is 901-751-2025.","source":"Form ADV Part 1A, Item 1.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}