{"url":"https://nivawealth.com/firms/strategic-advisers-104555","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104555","regulatoryAum":1370125325211,"crd":"104555","secFileNumber":"801-13243","legalName":"Strategic Advisers LLC","displayName":"Strategic Advisers","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"155 Seaport BLVD","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210-2698"},"tradeNames":[],"registration":{"secApproved":"11 August 1977","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":17112,"advisory":17112,"brokerDealerReps":16817,"insuranceAgents":9711,"promoters":1},"aum":{"discretionary":1321075214792,"discretionaryAccounts":2973485,"nonDiscretionary":49050110419,"nonDiscretionaryAccounts":27,"wrapProgram":1133613190846,"nonUsClientsPct":0,"nonAumClients":17518},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1654834,"regulatoryAum":164636156091},{"label":"High-net-worth individuals","clients":736141,"regulatoryAum":396748794313},{"label":"Investment companies","clients":15,"regulatoryAum":589436237564},{"label":"Pension and profit-sharing plans","clients":10164,"regulatoryAum":161528146440},{"label":"Charitable organizations","clients":12,"regulatoryAum":49771773876},{"label":"State or municipal government entities","clients":92,"regulatoryAum":7349816620},{"label":"Corporations and other businesses","clients":505,"regulatoryAum":646240274},{"label":"Other","clients":null,"regulatoryAum":8160033}],"fees":[],"feeNotes":[],"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":611822469801}],"custodyNote":"Strategic Advisers has custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Irving","title":"President, Director","crd":"6558831"},{"name":"Keri Dogan","title":"Chief Operating Officer","crd":"5228110"},{"name":"Stephanie Brown","title":"Chief Compliance Officer","crd":"7690144"},{"name":"Bart Grenier","title":"Director","crd":"4451384"},{"name":"James Gryglewicz","title":"Compliance Officer","crd":"6383238"},{"name":"Catherine Pena","title":"Chief Investment Officer","crd":"7837650"},{"name":"Christopher Rimmer","title":"Head of Asset Management Finance, Treasurer","crd":"4770358"},{"name":"John Stone","title":"Chief Investment Officer","crd":"2158881"}],"ownership":[{"label":"Fidelity Advisory Holdings LLC","detail":"Member in the 75% or more ownership band and a control person, since March 2018."},{"label":"Edward Johnson IV","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2006.","parent":"FMR LLC"},{"label":"Abigail Johnson","detail":"Indirect owner: elected manager of FMR LLC and a control person, since May 1994.","parent":"FMR LLC"},{"label":"Michael Wilens","detail":"Indirect owner: elected manager of FMR LLC and a control person, since October 2014.","parent":"FMR LLC"},{"label":"FMR LLC","detail":"Indirect owner: a member of Fidelity Advisory Holdings LLC in the 75% or more band and a control person, since March 2018.","parent":"Fidelity Advisory Holdings LLC"},{"label":"Stephen Neff","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2023.","parent":"FMR LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":237,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"6501 S Fiddlers Green Circle","city":"Greenwood Village"}]},{"state":"Florida","offices":1,"addresses":[{"street":"4601 Touchton RD East","city":"Jacksonville"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"3630 Peachtree Road Ne","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"47 E Chicago Ave","city":"Naperville"}]},{"state":"Kentucky","offices":3,"addresses":[{"street":"100 Howe Drive","city":"Covington"},{"street":"100 Magellan Way","city":"Covington"},{"street":"100 Crosby Pkwy","city":"Covington"}]},{"state":"Massachusetts","offices":4,"addresses":[{"street":"155 Seaport BLVD","city":"Boston","headquarters":true},{"street":"405 Cochituate Road","city":"Framingham"},{"street":"155 Congress ST","city":"Boston"},{"street":"44 Mall Road","city":"Burlington"}]},{"state":"New Hampshire","offices":3,"addresses":[{"street":"1 Spartan Way","city":"Merrimack"},{"street":"225 Daniel Webster Hwy","city":"Nashua"},{"street":"2 Contra Way","city":"Merrimack"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"396 Route 17 North","city":"Paramus"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"100 New Millennium Way","city":"Durham"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"3805 Edwards RD","city":"Cincinnati"}]},{"state":"Rhode Island","offices":1,"addresses":[{"street":"900 Salem Street","city":"Smithfield"}]},{"state":"Texas","offices":6,"addresses":[{"street":"11501 Alterra Pkwy","city":"Austin"},{"street":"One Destiny Way","city":"Westlake"},{"street":"5905 Legacy DR","city":"Plano"},{"street":"4001 Northwest Pkwy","city":"Dallas"},{"street":"4410 Westheimer RD","city":"Houston"},{"street":"1540 East Southlake BLVD","city":"Southlake"}]},{"state":"Utah","offices":2,"addresses":[{"street":"49 North 400 West","city":"Salt Lake City"},{"street":"279 West South Temple","city":"Salt Lake City"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-563-7000","stateRegisteredReps":16847,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"936705","assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":56}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104555/PDF/104555.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Advisers have?","answer":"Strategic Advisers has 2,401,763 clients and manages $1370.1 billion for them, as of March 2026. They include 1,654,834 other individuals, 736,141 high-net-worth individuals and 10,164 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Advisers offer?","answer":"Strategic Advisers provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, selecting other managers, educational seminars and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Strategic Advisers use?","answer":"Strategic Advisers’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $611,822,469,801. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Advisers have?","answer":"Strategic Advisers has 16,847 investment adviser representatives registered with state securities authorities, out of 17,112 employees, and 17,112 perform investment advisory functions. 16,817 are registered representatives of a broker-dealer and 9,711 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Advisers invest in?","answer":"At the end of its last fiscal year, Strategic Advisers’ separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 40% exchange-traded equities, 2% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Advisers?","answer":"Strategic Advisers’ direct owner is Fidelity Advisory Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Advisers get paid?","answer":"Strategic Advisers is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}