{"url":"https://nivawealth.com/firms/storms-and-rowdon-financial-services-334690","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334690","regulatoryAum":141159549,"crd":"334690","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8173164","suffix":null,"lastName":"Hallock","firstName":"Robert","middleName":"George"},{"crd":"3215621","suffix":null,"lastName":"ROWDON","firstName":"WADE","middleName":"LEE"},{"crd":"1482504","suffix":null,"lastName":"STORMS","firstName":"KEITH","middleName":"JOHN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-08","regulatoryAum":125000000,"clients":236,"employees":3,"offices":1},{"filedOn":"2026-07-10","regulatoryAum":141159549,"clients":228,"employees":4,"offices":1}],"secFileNumber":"801-132156","legalName":"Storms & Rowdon Financial Services, Inc.","displayName":"Storms & Rowdon Financial Services","slug":"storms-and-rowdon-financial-services-334690","website":"https://stormsandrowdon.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/334690/6abefeb964e13c16-r1.webp","tone":"dark","width":1230,"height":200,"sourceUrl":"https://www.stormsandrowdon.com/","sourceLabel":"Storms & Rowdon Financial Services, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"1230 U.S. Highway 1, Ste 5","city":"Ormond Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"32174"},"tradeNames":[],"registration":{"secApproved":"12 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":607404.2297297297,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":141159549,"discretionary":141159549,"discretionaryAccounts":411,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":198,"regulatoryAum":51019476},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":83824263},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":767904},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":5295477},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":252429}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051410","versionId":1051410,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-07-10","documentName":"STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE","fee_rate_low":0.65,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed hourly at $200 to $300 per hour, or as a fixed fee negotiated from the expected hours; fees may be negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051410","versionId":1051410,"submittedOn":"2026-07-10","documentName":"STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:57:05.817704+00:00","documents":[{"name":"STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051410","versionId":1051410,"submittedOn":"2026-07-10"}]},"custodians":[{"name":"Raymond James Financial Services, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":138356549}],"custodyNote":"Storms & Rowdon Financial Services does not have custody of client assets.","leadership":[{"name":"Wade Rowdon","title":"President and Financial Advisor","crd":"3215621"},{"name":"Keith Storms","title":"Vice President, Chief Compliance Officer, and Financial Advisor","crd":"1482504"}],"ownership":[{"label":"Wade Rowdon","detail":"President and financial advisor in the 50% to 75% ownership band and a control person, since March 2025."},{"label":"Keith Storms","detail":"Vice president, chief compliance officer, and financial advisor in the 50% to 75% ownership band and a control person, since March 2025."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1230 U.S. Highway 1, Ste 5","city":"Ormond Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"386-677-0191","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"10 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334690/PDF/334690.pdf","brochureDate":"10 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051410","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Storms & Rowdon Financial Services have?","answer":"Storms & Rowdon Financial Services has 228 clients and manages $141 million for them, as of July 2026. They include 198 individual clients, 24 high-net-worth individuals, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Storms & Rowdon Financial Services offer?","answer":"Storms & Rowdon Financial Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Storms & Rowdon Financial Services charge?","answer":"Storms & Rowdon Financial Services charges 0.65%–1.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.","source":"STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE, filed 10 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Storms & Rowdon Financial Services use?","answer":"Storms & Rowdon Financial Services’ separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $138M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Storms & Rowdon Financial Services have?","answer":"Storms & Rowdon Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Storms & Rowdon Financial Services invest in?","answer":"At the end of its last fiscal year, Storms & Rowdon Financial Services’ separately managed accounts held 75% exchange-traded equities, 13% cash and equivalents, 7% registered funds (mutual funds, ETFs, BDCs), 2% state and local bonds, 2% investment grade corporate bonds and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Storms & Rowdon Financial Services?","answer":"Storms & Rowdon Financial Services’ direct owners are Wade Rowdon (50% to 75%) and Keith Storms (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Storms & Rowdon Financial Services get paid?","answer":"Storms & Rowdon Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Storms & Rowdon Financial Services registered with the SEC?","answer":"Yes, Storms & Rowdon Financial Services has been registered with the SEC as an investment adviser since 12 March 2025. Its CRD number is 334690 and its SEC file number is 801-132156.","source":"Form ADV Part 1A, Item 1, filed 10 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Storms & Rowdon Financial Services?","answer":"Storms & Rowdon Financial Services’ main office is at 1230 U.S. Highway 1, Ste 5, Ormond Beach, FL 32174. Its phone number is 386-677-0191. Its website is stormsandrowdon.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}